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Caterpillar Inc

CAT
交易所
NYSE
產業
Construction Machinery & Equip
SEC CIK
0000018230

近 90 天,Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出;2026 年第 2 季末有 4,070 家機構在 13F 申報持有,市值合計 $3,511 億;蓋茲基金會信託、馬克爾集團等 5 位大師持有。

2021 年第 4 季與 2021 年第 3 季比較

持有 Caterpillar Inc 的機構從 2021 年第 3 季到 2021 年第 4 季的變化。

2021 年第 4 季全部持有人2021 年第 3 季全部持有人

CAT 的 13F 持有人:2021 年第 3 季與 2021 年第 4 季比較
項目2021 年第 3 季其中尚未申報 2021 年第 4 季2021 年第 4 季變化
持有家數1,943292,161+247
股數3.70 億85.1 萬3.62 億−711.6 萬 (−1.9%)
市值$710.9 億$1.65 億$748.9 億+$39.6 億 (+5.6%)

29 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季:沒申報不算清倉,所以變化不計入它們。

新進機構(346 家)

2021 年第 4 季季末持有 Caterpillar Inc、2021 年第 3 季季末沒有持有的機構。

依市值列出前 100 家,共 346 家。

2021 年第 4 季新進 CAT 的機構
機構股數市值佔組合 %
B. Metzler seel. Sohn & Co. AG665,176$1.37 億1.78%
Allspring Global Investments Holdings, LLC443,975$9,179 萬0.10%
Shellback Capital, LP300,000$6,202 萬3.59%
Chiron Investment Management, LLC199,335$4,121 萬4.69%
Yousif Capital Management, LLC119,507$2,471 萬0.26%
Susquehanna Fundamental Investments, LLC116,200$2,402 萬0.63%
Balyasny Asset Management LLC103,779$2,146 萬0.09%
Paralel Advisors LLC100,000$2,067 萬1.20%
Congress Wealth Management LLC78,491$1,623 萬0.32%
NorthCrest Asset Manangement, LLC69,210$1,431 萬0.79%
Point72 Asset Management, L.P.62,100$1,284 萬0.06%
National Bank of Canada59,825$1,236 萬0.05%
Zweig-DiMenna Associates LLC59,000$1,220 萬0.98%
Parallax Volatility Advisers, L.P.56,140$1,161 萬0.14%
TD Waterhouse Canada Inc.50,238$1,112 萬0.11%
Twin Tree Management, LP42,195$872.3 萬0.21%
AAFMAA Wealth Management & Trust LLC42,195$872.3 萬3.80%
Zenyatta Capital Management LP35,000$723.6 萬2.72%
Caisse de Depot Et Placement du Quebec33,200$686.4 萬0.01%
Sandbar Asset Management LLP28,684$593.0 萬2.96%
THRC Management, LLC20,000$413.5 萬0.75%
Ameritas Advisory Services, LLC19,384$400.7 萬0.15%
Generali Powszechne Towarzystwo Emerytalne19,000$392.8 萬3.75%
HB Wealth Management, LLC17,610$364.1 萬0.07%
Aigen Investment Management, LP16,284$327.3 萬0.20%
Graticule Asia Macro Advisors LLC15,500$320.4 萬1.49%
Financial Sense Advisors, Inc.15,484$320.1 萬1.11%
Gould Capital, LLC15,379$317.9 萬2.22%
Paloma Partners Management Co15,250$315.3 萬0.10%
CWM, LLC14,692$303.7 萬0.02%
Oak Harbor Wealth Partners, LLC13,874$286.8 萬0.99%
Money Concepts Capital Corp13,868$286.7 萬0.24%
NEIRG Wealth Management, LLC13,551$280.1 萬0.54%
Prudential PLC13,508$279.3 萬0.04%
Richard Bernstein Advisors LLC13,294$274.8 萬0.05%
HAP Trading, LLC13,143$271.7 萬0.19%
LGT Group Foundation12,905$266.8 萬0.07%
Wright Investors Service Inc12,520$258.8 萬0.65%
Viewpoint Capital Management LLC11,758$243.1 萬1.76%
Albar Capital Ltd11,353$234.7 萬0.74%
Abeille Asset Management SA10,943$226.2 萬0.52%
Mystic Asset Management, Inc.10,727$221.7 萬1.05%
Winton Group Ltd10,501$217.1 萬0.13%
Jackson Wealth Management, LLC10,473$216.5 萬0.27%
Goelzer Investment Management, Inc.10,374$214.5 萬0.17%
Axxcess Wealth Management, LLC10,124$209.4 萬0.16%
Connectus Wealth, LLC10,069$208.5 萬0.08%
HRT Financial LP10,044$207.6 萬0.01%
Mill Capital Management, LLC9,999$206.7 萬0.21%
Radnor Capital Management, LLC9,927$205.2 萬0.51%
Wharton Business Group, LLC9,830$203.2 萬0.13%
Triad Financial Advisors, Inc.9,779$202.2 萬1.20%
Ti-Trust, Inc9,647$199.4 萬1.78%
Ignite Planners, LLC8,044$183.4 萬1.19%
Finer Wealth Management, Inc.8,364$172.9 萬1.43%
Perfromance Wealth Partners, LLC7,459$154.2 萬0.06%
Cowen and Company, LLC7,241$149.7 萬0.14%
Cross Staff Investments Inc7,163$148.1 萬1.32%
United Community Bank7,150$147.8 萬1.48%
Schechter Investment Advisors, LLC7,090$146.6 萬0.13%
Horizon Wealth Management, LLC6,949$143.7 萬0.42%
Siena Capital LLC6,881$142.3 萬0.82%
Confluence Wealth Services, Inc.6,849$141.6 萬0.46%
Southern Capital Advisors, LLC6,732$139.2 萬0.86%
IPG Investment Advisors LLC6,686$138.3 萬0.25%
RE Dickinson Investment Advisors, LLC6,542$135.2 萬1.03%
Wilson & Boucher Capital Management, LLC6,371$131.7 萬1.19%
Evernest Financial Advisors, LLC3,860$122.4 萬0.63%
CoreCap Advisors, LLC5,900$122.0 萬0.08%
Silverlake Wealth Management LLC5,513$114.0 萬0.61%
DFPG Investments, LLC5,249$113.7 萬0.47%
Wolff Financial Management LLC5,413$111.9 萬0.42%
Quantinno Capital Management LP5,349$110.6 萬0.20%
Donoghue Forlines LLC5,329$110.2 萬0.19%
Laidlaw Wealth Management LLC5,081$105.1 萬0.17%
Castleview Partners, LLC215,009$104.0 萬0.01%
Forum Financial Management, LP4,931$101.9 萬0.05%
HighTower Trust Services, LTA4,917$101.7 萬0.10%
Byrne Asset Management LLC4,903$101.4 萬0.66%
Stamos Capital Partners, L.P.4,900$101.3 萬0.47%
Spectrum Asset Management, Inc. (NB/CA)4,810$99.4 萬0.28%
Metis Global Partners, LLC4,771$98.6 萬0.27%
MBB Public Markets I LLC4,682$96.8 萬0.02%
Stone Point Wealth LLC4,646$96.4 萬0.78%
Maltin Wealth Management, Inc.4,567$94.4 萬0.57%
City State Bank4,553$94.1 萬0.58%
Sonora Investment Management Group, LLC4,546$94.0 萬0.11%
Asset Allocation & Management Company, LLC4,527$93.6 萬0.32%
TKG Advisors, LLC4,526$93.6 萬0.74%
Stonegate Investment Group, LLC4,519$93.4 萬0.04%
Grandview Asset Management LLC4,433$91.6 萬0.37%
Hancock Whitney Investment Services Inc.4,316$89.4 萬0.16%
RS Crum Inc.4,305$89.0 萬0.49%
Cladis Investment Advisory, LLC4,283$88.5 萬0.71%
Bridgefront Capital, LLC4,263$88.1 萬0.85%
Widmann Financial Services, Inc.4,237$87.6 萬0.72%
High Net Worth Advisory Group LLC4,117$85.1 萬0.30%
DMG Group, LLC3,746$79.4 萬0.68%
Financial Planners of Cleveland, Inc.3,491$79.3 萬0.32%
Western Wealth Management, LLC3,681$76.3 萬0.08%

清倉機構(99 家)

2021 年第 3 季季末持有 Caterpillar Inc、2021 年第 4 季有申報但已經沒有持有的機構。

2021 年第 4 季清倉 CAT 的機構
機構2021 年第 3 季股數2021 年第 3 季市值
AMP Capital Investors Ltd154,528$2,968 萬
Massachusetts Financial Services Co84,414$1,621 萬
Moore Capital Management, LP58,482$1,123 萬
SeaTown Holdings Pte. Ltd.50,000$959.9 萬
Cornerstone Advisors, LLC40,000$767.9 萬
Socorro Asset Management LP38,859$746.0 萬
Myriad Asset Management Ltd.35,925$689.7 萬
Caption Management, LLC34,000$652.7 萬
Tudor Investment Corp Et Al33,444$642.0 萬
Simplex Trading, LLC24,701$535.2 萬
Quantbot Technologies LP27,786$533.4 萬
Claudia M.P. Batlle, CRP (R) LLC27,573$529.3 萬
D L Carlson Investment Group Inc26,791$514.3 萬
Point72 Hong Kong Ltd23,158$444.6 萬
PGGM Investments22,301$428.1 萬
Pearl River Capital, LLC19,713$378.4 萬
Gateway Advisory, LLC18,518$355.5 萬
Global Retirement Partners, LLC17,674$339.3 萬
Capula Management Ltd13,383$256.9 萬
Samlyn Capital, LLC12,191$234.0 萬
Sowell Financial Services LLC10,905$209.3 萬
Sciencast Management LP8,598$161.9 萬
Arabesque Asset Management Ltd8,243$158.2 萬
Heartland Bank & Trust Co7,457$143.2 萬
Eidelman Virant Capital7,006$136.4 萬
Deltec Asset Management LLC6,300$120.9 萬
Aurora Private Wealth, Inc.6,024$115.6 萬
Blueshift Asset Management, LLC4,471$85.8 萬
HBK Investments L P4,364$83.8 萬
FORA Capital, LLC3,937$75.6 萬
Seven Eight Capital, LP3,454$66.3 萬
Sawgrass Asset Management LLC3,428$65.8 萬
Mirador Capital Partners LP3,237$62.1 萬
Machina Capital S.A.S.3,100$59.5 萬
CenterStar Asset Management, LLC–$53.7 萬
Mirabella Financial Services LLP2,784$53.4 萬
Twinbeech Capital LP2,561$49.2 萬
Caxton Associates LP2,347$45.1 萬
Thrive Capital Management, LLC2,302$44.2 萬
Enlightenment Research, LLC2,100$40.3 萬
Ergoteles LLC2,087$40.1 萬
Meristem Family Wealth, LLC2,013$38.6 萬
CastleArk Alternatives, LLC1,940$37.2 萬
Quantamental Technologies LLC1,754$33.7 萬
MCF Advisors LLC1,748$33.6 萬
Camden Capital, LLC1,679$32.3 萬
Contravisory Investment Management, Inc.1,598$30.7 萬
XR Securities LLC1,584$30.4 萬
Mirova1,579$30.3 萬
Cliftonlarsonallen Wealth Advisors, LLC1,510$29.0 萬
Westwood Management Corp1,500$28.8 萬
Brown Advisory Securities, LLC1,453$27.9 萬
Bingham Osborn & Scarborough LLC1,347$25.9 萬
JSF Financial, LLC1,323$25.4 萬
Mizuho Markets Cayman LP1,321$25.4 萬
Petix & Botte Co1,312$25.2 萬
Gsa Capital Partners LLP1,297$24.9 萬
Ground Swell Capital, LLC1,260$24.2 萬
Blueprint Investment Partners LLC1,250$24.0 萬
Advisor OS, LLC1,209$23.2 萬
Maverick Capital Ltd大師Maverick 資本1,175$22.6 萬
Essex Private Wealth Management, LLC1,156$22.2 萬
Calamos Wealth Management LLC1,128$21.7 萬
TCG Advisory Services, LLC1,116$21.4 萬
Brandywine Oak Private Wealth LLC1,094$21.0 萬
First National Bank of Omaha1,083$20.8 萬
Patten Group, Inc.1,084$20.8 萬
Paces Ferry Wealth Advisors, LLC1,053$20.2 萬
D'Orazio & Associates, Inc.971$18.6 萬
Sterling Financial Planning, Inc.950$18.2 萬
New England Asset Management Inc944$18.1 萬
Capital Directions Investment Advisors, LLC928$17.8 萬
Prentice Wealth Management LLC879$16.9 萬
QVR LLC821$15.8 萬
Ade, LLC606$11.6 萬
Joseph P. Lucia & Associates, LLC419$8.10 萬
Liberty Wealth Management LLC396$7.70 萬
Phoenix Wealth Advisors364$7.00 萬
Consolidated Planning Corp270$5.20 萬
Atlas Private Wealth Advisors272$5.20 萬
Capital Advisory Group Advisory Services, LLC200$3.80 萬
Systematic Alpha Investments, LLC157$3.20 萬
Ibex Wealth Advisors145$2.80 萬
Meridian Wealth Partners, LLC136$2.60 萬
Dark Forest Capital Management LP125$2.40 萬
Firestone Capital Management105$2.30 萬
Resolute Partners Group122$2.30 萬
Evolution Wealth Advisors, LLC78$1.50 萬
True Link Financial Advisors, LLC68$1.20 萬
Carderock Capital Management Inc50$1.00 萬
Gladius Capital Management LP52$1.00 萬
Ironwood Financial, llc33$6,000
Cranbrook Wealth Management, LLC25$5,000
Guidance Point Advisors, LLC27$5,000
Cordant, Inc.19$4,000
Better Money Decisions, LLC21$4,000
Certified Advisory Corp14$3,000
Perkins Coie Trust Co10$2,000
Red Tortoise LLC10$2,000

尚未申報 2021 年第 4 季的機構(29 家)

2021 年第 3 季季末持有 Caterpillar Inc、還沒有申報 2021 年第 4 季 13F 的機構。沒申報不代表賣出,所以不算清倉。