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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q4 2021 vs. Q3 2021

How the institutions holding Caterpillar Inc changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of CAT: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders1,943292,161+247
Shares370.3M850.6K362.3M−7.12M (−1.9%)
Value$71.1B$164.6M$74.9B+$3.96B (+5.6%)

29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (346)

Institutions that held Caterpillar Inc at the end of Q4 2021 but not at the end of Q3 2021.

Showing the largest 100 of 346 by value.

Institutions new to CAT in Q4 2021
InstitutionSharesValue% of portfolio
B. Metzler seel. Sohn & Co. AG665,176$137.2M1.78%
Allspring Global Investments Holdings, LLC443,975$91.8M0.10%
Shellback Capital, LP300,000$62.0M3.59%
Chiron Investment Management, LLC199,335$41.2M4.69%
Yousif Capital Management, LLC119,507$24.7M0.26%
Susquehanna Fundamental Investments, LLC116,200$24.0M0.63%
Balyasny Asset Management LLC103,779$21.5M0.09%
Paralel Advisors LLC100,000$20.7M1.20%
Congress Wealth Management LLC78,491$16.2M0.32%
NorthCrest Asset Manangement, LLC69,210$14.3M0.79%
Point72 Asset Management, L.P.62,100$12.8M0.06%
National Bank of Canada59,825$12.4M0.05%
Zweig-DiMenna Associates LLC59,000$12.2M0.98%
Parallax Volatility Advisers, L.P.56,140$11.6M0.14%
TD Waterhouse Canada Inc.50,238$11.1M0.11%
Twin Tree Management, LP42,195$8.72M0.21%
AAFMAA Wealth Management & Trust LLC42,195$8.72M3.80%
Zenyatta Capital Management LP35,000$7.24M2.72%
Caisse de Depot Et Placement du Quebec33,200$6.86M0.01%
Sandbar Asset Management LLP28,684$5.93M2.96%
THRC Management, LLC20,000$4.13M0.75%
Ameritas Advisory Services, LLC19,384$4.01M0.15%
Generali Powszechne Towarzystwo Emerytalne19,000$3.93M3.75%
HB Wealth Management, LLC17,610$3.64M0.07%
Aigen Investment Management, LP16,284$3.27M0.20%
Graticule Asia Macro Advisors LLC15,500$3.20M1.49%
Financial Sense Advisors, Inc.15,484$3.20M1.11%
Gould Capital, LLC15,379$3.18M2.22%
Paloma Partners Management Co15,250$3.15M0.10%
CWM, LLC14,692$3.04M0.02%
Oak Harbor Wealth Partners, LLC13,874$2.87M0.99%
Money Concepts Capital Corp13,868$2.87M0.24%
NEIRG Wealth Management, LLC13,551$2.80M0.54%
Prudential PLC13,508$2.79M0.04%
Richard Bernstein Advisors LLC13,294$2.75M0.05%
HAP Trading, LLC13,143$2.72M0.19%
LGT Group Foundation12,905$2.67M0.07%
Wright Investors Service Inc12,520$2.59M0.65%
Viewpoint Capital Management LLC11,758$2.43M1.76%
Albar Capital Ltd11,353$2.35M0.74%
Abeille Asset Management SA10,943$2.26M0.52%
Mystic Asset Management, Inc.10,727$2.22M1.05%
Winton Group Ltd10,501$2.17M0.13%
Jackson Wealth Management, LLC10,473$2.17M0.27%
Goelzer Investment Management, Inc.10,374$2.15M0.17%
Axxcess Wealth Management, LLC10,124$2.09M0.16%
Connectus Wealth, LLC10,069$2.08M0.08%
HRT Financial LP10,044$2.08M0.01%
Mill Capital Management, LLC9,999$2.07M0.21%
Radnor Capital Management, LLC9,927$2.05M0.51%
Wharton Business Group, LLC9,830$2.03M0.13%
Triad Financial Advisors, Inc.9,779$2.02M1.20%
Ti-Trust, Inc9,647$1.99M1.78%
Ignite Planners, LLC8,044$1.83M1.19%
Finer Wealth Management, Inc.8,364$1.73M1.43%
Perfromance Wealth Partners, LLC7,459$1.54M0.06%
Cowen and Company, LLC7,241$1.50M0.14%
Cross Staff Investments Inc7,163$1.48M1.32%
United Community Bank7,150$1.48M1.48%
Schechter Investment Advisors, LLC7,090$1.47M0.13%
Horizon Wealth Management, LLC6,949$1.44M0.42%
Siena Capital LLC6,881$1.42M0.82%
Confluence Wealth Services, Inc.6,849$1.42M0.46%
Southern Capital Advisors, LLC6,732$1.39M0.86%
IPG Investment Advisors LLC6,686$1.38M0.25%
RE Dickinson Investment Advisors, LLC6,542$1.35M1.03%
Wilson & Boucher Capital Management, LLC6,371$1.32M1.19%
Evernest Financial Advisors, LLC3,860$1.22M0.63%
CoreCap Advisors, LLC5,900$1.22M0.08%
Silverlake Wealth Management LLC5,513$1.14M0.61%
DFPG Investments, LLC5,249$1.14M0.47%
Wolff Financial Management LLC5,413$1.12M0.42%
Quantinno Capital Management LP5,349$1.11M0.20%
Donoghue Forlines LLC5,329$1.10M0.19%
Laidlaw Wealth Management LLC5,081$1.05M0.17%
Castleview Partners, LLC215,009$1.04M0.01%
Forum Financial Management, LP4,931$1.02M0.05%
HighTower Trust Services, LTA4,917$1.02M0.10%
Byrne Asset Management LLC4,903$1.01M0.66%
Stamos Capital Partners, L.P.4,900$1.01M0.47%
Spectrum Asset Management, Inc. (NB/CA)4,810$994.0K0.28%
Metis Global Partners, LLC4,771$986.0K0.27%
MBB Public Markets I LLC4,682$968.0K0.02%
Stone Point Wealth LLC4,646$964.0K0.78%
Maltin Wealth Management, Inc.4,567$944.0K0.57%
City State Bank4,553$941.0K0.58%
Sonora Investment Management Group, LLC4,546$940.0K0.11%
Asset Allocation & Management Company, LLC4,527$936.0K0.32%
TKG Advisors, LLC4,526$936.0K0.74%
Stonegate Investment Group, LLC4,519$934.0K0.04%
Grandview Asset Management LLC4,433$916.0K0.37%
Hancock Whitney Investment Services Inc.4,316$894.0K0.16%
RS Crum Inc.4,305$890.0K0.49%
Cladis Investment Advisory, LLC4,283$885.4K0.71%
Bridgefront Capital, LLC4,263$881.0K0.85%
Widmann Financial Services, Inc.4,237$876.0K0.72%
High Net Worth Advisory Group LLC4,117$851.0K0.30%
DMG Group, LLC3,746$794.0K0.68%
Financial Planners of Cleveland, Inc.3,491$793.0K0.32%
Western Wealth Management, LLC3,681$763.0K0.08%

Sold out (99)

Institutions that held Caterpillar Inc at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of CAT in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
AMP Capital Investors Ltd154,528$29.7M
Massachusetts Financial Services Co84,414$16.2M
Moore Capital Management, LP58,482$11.2M
SeaTown Holdings Pte. Ltd.50,000$9.60M
Cornerstone Advisors, LLC40,000$7.68M
Socorro Asset Management LP38,859$7.46M
Myriad Asset Management Ltd.35,925$6.90M
Caption Management, LLC34,000$6.53M
Tudor Investment Corp Et Al33,444$6.42M
Simplex Trading, LLC24,701$5.35M
Quantbot Technologies LP27,786$5.33M
Claudia M.P. Batlle, CRP (R) LLC27,573$5.29M
D L Carlson Investment Group Inc26,791$5.14M
Point72 Hong Kong Ltd23,158$4.45M
PGGM Investments22,301$4.28M
Pearl River Capital, LLC19,713$3.78M
Gateway Advisory, LLC18,518$3.56M
Global Retirement Partners, LLC17,674$3.39M
Capula Management Ltd13,383$2.57M
Samlyn Capital, LLC12,191$2.34M
Sowell Financial Services LLC10,905$2.09M
Sciencast Management LP8,598$1.62M
Arabesque Asset Management Ltd8,243$1.58M
Heartland Bank & Trust Co7,457$1.43M
Eidelman Virant Capital7,006$1.36M
Deltec Asset Management LLC6,300$1.21M
Aurora Private Wealth, Inc.6,024$1.16M
Blueshift Asset Management, LLC4,471$858.0K
HBK Investments L P4,364$838.0K
FORA Capital, LLC3,937$756.0K
Seven Eight Capital, LP3,454$663.0K
Sawgrass Asset Management LLC3,428$658.0K
Mirador Capital Partners LP3,237$621.0K
Machina Capital S.A.S.3,100$595.0K
CenterStar Asset Management, LLC–$537.0K
Mirabella Financial Services LLP2,784$534.0K
Twinbeech Capital LP2,561$492.0K
Caxton Associates LP2,347$451.0K
Thrive Capital Management, LLC2,302$442.0K
Enlightenment Research, LLC2,100$403.0K
Ergoteles LLC2,087$401.0K
Meristem Family Wealth, LLC2,013$386.0K
CastleArk Alternatives, LLC1,940$372.0K
Quantamental Technologies LLC1,754$337.0K
MCF Advisors LLC1,748$336.0K
Camden Capital, LLC1,679$323.0K
Contravisory Investment Management, Inc.1,598$307.0K
XR Securities LLC1,584$304.0K
Mirova1,579$303.0K
Cliftonlarsonallen Wealth Advisors, LLC1,510$290.0K
Westwood Management Corp1,500$288.0K
Brown Advisory Securities, LLC1,453$279.0K
Bingham Osborn & Scarborough LLC1,347$259.0K
JSF Financial, LLC1,323$254.0K
Mizuho Markets Cayman LP1,321$254.0K
Petix & Botte Co1,312$252.0K
Gsa Capital Partners LLP1,297$249.0K
Ground Swell Capital, LLC1,260$242.0K
Blueprint Investment Partners LLC1,250$240.0K
Advisor OS, LLC1,209$232.0K
Maverick Capital LtdSuperinvestorMaverick Capital1,175$226.0K
Essex Private Wealth Management, LLC1,156$222.0K
Calamos Wealth Management LLC1,128$217.0K
TCG Advisory Services, LLC1,116$214.0K
Brandywine Oak Private Wealth LLC1,094$210.0K
First National Bank of Omaha1,083$208.0K
Patten Group, Inc.1,084$208.0K
Paces Ferry Wealth Advisors, LLC1,053$202.0K
D'Orazio & Associates, Inc.971$186.0K
Sterling Financial Planning, Inc.950$182.0K
New England Asset Management Inc944$181.0K
Capital Directions Investment Advisors, LLC928$178.0K
Prentice Wealth Management LLC879$169.0K
QVR LLC821$158.0K
Ade, LLC606$116.0K
Joseph P. Lucia & Associates, LLC419$81.0K
Liberty Wealth Management LLC396$77.0K
Phoenix Wealth Advisors364$70.0K
Consolidated Planning Corp270$52.0K
Atlas Private Wealth Advisors272$52.0K
Capital Advisory Group Advisory Services, LLC200$38.0K
Systematic Alpha Investments, LLC157$32.0K
Ibex Wealth Advisors145$28.0K
Meridian Wealth Partners, LLC136$26.0K
Dark Forest Capital Management LP125$24.0K
Firestone Capital Management105$23.0K
Resolute Partners Group122$23.0K
Evolution Wealth Advisors, LLC78$15.0K
True Link Financial Advisors, LLC68$12.0K
Carderock Capital Management Inc50$10.0K
Gladius Capital Management LP52$10.0K
Ironwood Financial, llc33$6.00K
Cranbrook Wealth Management, LLC25$5.00K
Guidance Point Advisors, LLC27$5.00K
Cordant, Inc.19$4.00K
Better Money Decisions, LLC21$4.00K
Certified Advisory Corp14$3.00K
Perkins Coie Trust Co10$2.00K
Red Tortoise LLC10$2.00K

Not filed for Q4 2021 yet (29)

Institutions that held Caterpillar Inc at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
B. Metzler seel. Sohn & Co. Holding AG625,404$120.9M
HighPoint Advisor Group LLC33,526$6.44M
Marshall Wace North America L.P.22,730$4.36M
Security National Trust Co16,452$3.58M
Ameritas Investment Company, LLC18,518$3.56M
Homrich & Berg17,732$3.40M
BBVA USA16,902$3.24M
World Asset Management Inc14,716$2.83M
Mid Atlantic Financial Management Inc14,540$2.79M
Eudaimonia Partners, LLC14,214$2.73M
New England Investment & Retirement Group, Inc.12,957$2.49M
NorthCoast Asset Management LLC9,422$1.81M
Fma Advisory Inc6,656$1.28M
Sonora Investment Management, LLC4,707$904.0K
Berman Capital Advisors, LLC3,274$628.0K
Farr Miller & Washington LLC2,532$486.0K
Harbor Financial Services, LLC2,170$417.0K
BFT Financial Group, LLC2,032$390.0K
Derby & Company, Inc1,997$383.0K
SageGuard Financial Group, LLC1,733$333.0K
Wealth Quarterback LLC1,597$307.0K
Landsberg, Bennett, & Dubbaneh LLC1,556$302.0K
Green Harvest Asset Management LLC1,478$284.0K
Newport Wealth Strategies, Inc.1,235$237.0K
Cardan Capital Partners, LLC1,200$230.0K
Filbrandt Wealth Management, LLC411$79.0K
Heritage Wealth Management, LLC346$66.0K
Towarzystwo Funduszy Inwestycyjnych Pzu SA270$51.8K
Mercer Capital Advisers, Inc.250$48.0K