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Livermore
Livermore
ZHEN

Harbor Financial Services, LLC

SEC CIK
0000857602
Latest filing
Oct 12, 2021

The latest 13F from Harbor Financial Services, LLC covers Q3 2021 (filed Oct 12, 2021): 293 long positions worth $229.4M. The top 10 holdings make up 23.2% of the portfolio, and the largest is Apple Inc. (AAPL) at 5.8%. Livermore has 3 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q3 2021

Share counts compared with Q2 2021: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
28
Est. +$9.30M
Added
123
Est. +$11.5M
Reduced
103
Est. −$9.95M
Sold out
52
Est. −$16.8M

Top 5 holdings

Share of this quarter's portfolio value

  1. AAPLApple Inc.
    5.8%$13.3MHistory
  2. MSFTMicrosoft Corp
    2.6%$6.08MHistory
  3. Schwab US Dividend Equity ETF808524797
    2.6%$6.05M
  4. AMZNAmazon Com Inc
    2.2%$4.95MHistory
  5. Victory Portfolios II92647N766
    2.0%$4.58M

Biggest buys

New and added positions, by estimated amount bought

  1. AAPLApple Inc.
    +$2.59MAddedHistory
  2. UPSTUpstart Holdings, Inc.
    +$2.10MNewHistory
  3. JOEST JOE Co
    +$842.1KAddedHistory
  4. MSFTMicrosoft Corp
    +$781.4KAddedHistory
  5. GOOGAlphabet Inc.
    +$655.6KAddedHistory

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. AAPLApple Inc.
    +1.43 pp4.4% → 5.8%History
  2. UPSTUpstart Holdings, Inc.
    +0.92 pp0.0% → 0.9%History
  3. MSFTMicrosoft Corp
    +0.50 pp2.1% → 2.6%History
  4. GOOGAlphabet Inc.
    +0.40 pp1.1% → 1.5%History
  5. JOEST JOE Co
    +0.35 pp0.6% → 1.0%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. Kraneshares Tr500767736
    −$1.96MSold out
  2. SPDR Series Trust78464A664
    −$1.07MSold out
  3. WYWeyerhaeuser Co
    −$968.2KReducedHistory
  4. UCTTUltra Clean Holdings, Inc.
    −$808.0KSold outHistory
  5. AMATApplied Materials Inc
    −$684.7KReducedHistory

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. Kraneshares Tr500767736
    −0.83 pp0.8% → 0.0%
  2. SPDR Series Trust78464A664
    −0.45 pp0.5% → 0.0%
  3. WYWeyerhaeuser Co
    −0.39 pp0.5% → 0.1%History
  4. UCTTUltra Clean Holdings, Inc.
    −0.34 pp0.3% → 0.0%History
  5. FUBOFuboTV Inc.
    −0.33 pp0.5% → 0.2%History

Metrics

13F metrics for Q3 2021, computed only from the numbers in the filings. Definitions below.

Portfolio value
$229.4M
−$7.84M (−3.3%) vs. prior quarter
Positions
293
−24 vs. prior quarter
Top 10 concentration
23.2%
Top 10 as share of value
Turnover
8.9%
Q3 2021, one quarter
Average holding period
2.9 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

3 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $237.2M (Q2 2021)

Q1 2021: $215.3MQ2 2021: $237.2MQ3 2021: $229.4M
Q1 2021Q3 2021
13F filings of Harbor Financial Services, LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q3 2021Oct 12, 2021293$229.4MAAPLMSFTSchwab US Dividend Equity ETFvs. Q2 2021SEC
Q2 2021Aug 9, 2021317$237.2MAAPLSchwab US Dividend Equity ETFMSFTvs. Q1 2021SEC
Q1 2021May 10, 2021281$215.3MAAPLSchwab US Dividend Equity ETFJOE–SEC