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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,068 institutions reported holding it in 13F filings for Q2 2026, worth $379.9B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Open-market trades, last 90 days

Open-market purchases (P) and sales (S) by Caterpillar Inc insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.

Open-market buys
0 filings
Open-market sells
1 filing
1 insider, $26.2M in total
Insiders trading
1
Net value
−$26.2M
Purchases minus sales

Insider roster

Directors, officers and 10% owners who have filed a Form 4 for Caterpillar Inc, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.

Insider roster for Caterpillar Inc
NameTitleLast reported holdingLast filingFilings, past year
Creed Joseph EChief Executive Officer34,555Sep 1, 202617
Epley Kyle JosephChief Financial Officer17,705Aug 27, 20265
Kaiser JasonGroup President9,300Aug 27, 202616
MacLennan DavidDirector8,420Jul 1, 20268
Wilkins Rayford JrDirector8,416Jun 11, 20261
Schwab Susan CDirector6,197Jun 11, 20262
Reed Debra LDirector13,204Jun 11, 20261
Fish James C JrDirector3,687Jun 11, 20262
Keene Nazzic SDirector728Jun 11, 20261
Marks Judith FranDirector1,938Jun 11, 20261
Johnson GeraldDirector3,907Jun 11, 20261
Johnson Denise CGroup President49,825May 15, 202611
Schaupp William EChief Accounting Officer530May 14, 20266
Pambianchi Christine MChief Human Resources Officer3,083May 12, 20262
Fassino Anthony D.Group President46,041May 12, 202610
Bonfield Andrew R JCFO Emeritus52,935May 7, 20266
De Lange BobGroup President86,029May 7, 202610
Shurman Rodney MichaelGroup President2,546May 6, 20266
Umpleby III Donald JExecutive Chairman464,199Mar 6, 20265
Owens DerekChief Legal Officer8,203Mar 6, 20263
Johnson Cheryl HChief Human Resources Officer15,255Mar 5, 20250
Dickinson Daniel MDirector4,728Dec 6, 20240
Calhoun David LDirector49,815Apr 1, 20240
Ayotte KellyDirector6,113Jun 15, 20230
Long Suzette MCLO/General Counsel13,890Jun 9, 20230
Rust Edward B JrDirector47,382Jun 10, 20220
White Miles DDirector8,382Mar 2, 20220
Marvel Gary MichaelChief Accounting Officer0Feb 17, 20220

Insider trades

Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.

Insider trades
Filed (ET)Trade dateFiling delayInsiderTransactionSharesAvg priceValueHolding changeFlags
Sep 1, 2026 (view filing)12:32 PM ETAug 284 daysCreed Joseph EChief Executive OfficerSSale−32.4K$808.98−$26.2M−48.4%34.6K after14 lots
May 15, 2026 (view filing)May 141 dayJohnson Denise CGroup PresidentSSale−12.6K$907.91−$11.4M−20.2%49.8K after8 lots
May 14, 2026 (view filing)May 131 dayJohnson Denise CGroup PresidentSSale−6.20K$909.79−$5.64M−11.1%49.8K after2 lots
May 14, 2026 (view filing)May 131 daySchaupp William EChief Accounting OfficerSSale−360$906.00−$326.2K−40.4%530 after
May 12, 2026 (view filing)May 111 dayFassino Anthony D.Group PresidentSSale−16.3K$916.80−$14.9M−26.1%46.0K after2 lots
May 7, 2026 (view filing)May 61 dayDe Lange BobGroup PresidentSSale−24.2K$922.92−$22.4M−22.0%86.0K after2 lots
May 7, 2026 (view filing)May 61 dayFassino Anthony D.Group PresidentSSale−9.15K$926.25−$8.48M−16.6%46.0K after2 lots
May 7, 2026 (view filing)May 61 dayBonfield Andrew R JCFO EmeritusSSale−15.7K$918.71−$14.4M−22.8%52.9K after
May 6, 2026 (view filing)May 51 dayShurman Rodney MichaelGroup PresidentSSale−5.64K$903.18−$5.09M−68.9%2.55K after2 lots
May 5, 2026 (view filing)May 41 dayKaiser JasonGroup PresidentSSale−5.64K$883.03−$4.98M−37.0%9.59K after
May 5, 2026 (view filing)May 41 dayMacLennan DavidDirectorPPurchase+250$876.84+$219.2K+3.1%8.21K after
Mar 6, 2026 (view filing)Mar 51 dayCreed Joseph EChief Executive OfficerSSale−2.50K$718.93−$1.80M−6.7%35.1K after5 lots10b5-1
Feb 24, 2026 (view filing)Feb 231 dayShurman Rodney MichaelGroup PresidentSSale−2.28K$759.61−$1.73M−61.2%1.44K after
Feb 18, 2026 (view filing)Feb 171 dayShurman Rodney MichaelGroup PresidentSSale−1.76K$763.39−$1.35M−55.1%1.44K after
Feb 18, 2026 (view filing)Feb 171 daySchaupp William EChief Accounting OfficerSSale−972$764.20−$742.8K−54.1%824 after
Feb 17, 2026 (view filing)Feb 134 daysFassino Anthony D.Group PresidentSSale−7.89K$776.90−$6.13M−14.5%46.6K after
Feb 13, 2026 (view filing)Feb 112 daysDe Lange BobGroup PresidentSSale−12.5K$767.08−$9.59M−12.8%85.0K after
Feb 13, 2026 (view filing)Feb 121 dayKaiser JasonGroup PresidentSSale−1.69K$776.70−$1.31M−16.3%8.66K after10b5-1
Feb 9, 2026 (view filing)Feb 63 daysDe Lange BobGroup PresidentSSale−22.7K$720.11−$16.3M−22.1%80.0K after
Feb 9, 2026 (view filing)Feb 63 daysFassino Anthony D.Group PresidentSSale−6.03K$722.15−$4.36M−12.8%41.2K after
Feb 5, 2026 (view filing)Feb 41 dayDe Lange BobGroup PresidentSSale−16.1K$704.97−$11.3M−16.7%80.0K after3 lots
Feb 4, 2026 (view filing)Feb 22 daysJohnson Denise CGroup PresidentSSale−39.1K$681.08−$26.7M−47.4%43.4K after8 lots
Feb 3, 2026 (view filing)Feb 21 dayFassino Anthony D.Group PresidentSSale−10.7K$680.45−$7.26M−20.6%41.2K after
Feb 3, 2026 (view filing)Feb 21 dayDe Lange BobGroup PresidentSSale−16.0K$682.99−$10.9M−16.7%80.0K after
Jan 5, 2026 (view filing)Dec 31, 20255 daysBonfield Andrew R JChief Financial OfficerSSale−10.0K$575.06−$5.75M−18.0%45.5K after7 lots10b5-1
Dec 2, 2025 (view filing)Dec 11 dayBonfield Andrew R JChief Financial OfficerSSale−10.0K$571.44−$5.71M−15.3%55.5K after7 lots10b5-1
Nov 13, 2025 (view filing)Nov 112 daysKaiser JasonGroup PresidentSSale−10.7K$563.60−$6.03M−55.3%8.65K after13 lots10b5-1
Nov 12, 2025 (view filing)Nov 102 daysFassino Anthony D.Group PresidentSSale−8.18K$570.18−$4.67M−16.5%41.5K after
Nov 7, 2025 (view filing)Nov 52 daysDe Lange BobGroup PresidentSSale−14.6K$562.36−$8.23M−15.4%80.2K after
Nov 6, 2025 (view filing)Nov 6Same dayMacLennan DavidDirectorPPurchase+300$568.86+$170.7K+3.9%7.95K after
Nov 6, 2025 (view filing)Nov 51 daySchaupp William EChief Accounting OfficerSSale−1.20K$572.22−$686.7K−47.6%1.32K after
Oct 14, 2025 (view filing)Oct 104 daysUmpleby III Donald JExecutive ChairmanSSale−17.2K$505.29−$8.67M−3.7%448.2K after10b5-1
Sep 23, 2025 (view filing)Sep 221 dayUmpleby III Donald JExecutive ChairmanSSale−17.2K$462.65−$7.94M−3.6%465.3K after10b5-1
Sep 3, 2025 (view filing)Sep 21 dayUmpleby III Donald JExecutive ChairmanSSale−17.2K$412.87−$7.09M−3.4%482.5K after10b5-1
Aug 19, 2025 (view filing)Aug 154 daysSchwab Susan CDirectorSSale−2.32K$410.00−$952.8K−25.1%6.92K after
Aug 13, 2025 (view filing)Aug 112 daysKaiser JasonGroup PresidentSSale−2.16K$417.70−$902.6K−20.0%8.63K after
May 8, 2025 (view filing)May 71 dayMacLennan DavidDirectorPPurchase+375$320.70+$120.3K+6.0%6.65K after
May 5, 2025 (view filing)May 23 daysJohnson GeraldDirectorPPurchase+100$318.48+$31.8K+3.3%3.17K after10b5-1
Feb 19, 2025 (view filing)Feb 181 dayKaiser JasonGroup PresidentSSale−2.42K$354.70−$860.1K−27.9%6.28K after
Feb 5, 2025 (view filing)Feb 41 dayJohnson GeraldDirectorPPurchase+100$365.57+$36.6K+3.4%3.05K after10b5-1
Jan 17, 2025 (view filing)Jan 161 dayBonfield Andrew R JChief Financial OfficerSSale−10.0K$380.09−$3.80M−18.1%45.2K after10b5-1
Dec 5, 2024 (view filing)Dec 41 dayJohnson GeraldDirectorPPurchase+100$398.57+$39.9K+3.5%2.95K after10b5-1
Dec 2, 2024 (view filing)Nov 293 daysFassino Anthony D.Group PresidentSSale−6.28K$408.59−$2.57M−15.8%33.6K after
Nov 26, 2024 (view filing)Nov 251 dayBonfield Andrew R JChief Financial OfficerSSale−10.0K$405.36−$4.05M−15.3%55.2K after4 lots10b5-1
Nov 18, 2024 (view filing)Nov 153 daysSchwab Susan CDirectorSSale−2$383.20−$766.40.0%10.8K after
Nov 8, 2024 (view filing)Nov 71 dayDe Lange BobGroup PresidentSSale−12.7K$410.25−$5.19M−15.1%71.1K after3 lots
Nov 7, 2024 (view filing)Nov 61 dayFassino Anthony D.Group PresidentSSale−5.51K$409.84−$2.26M−14.1%33.4K after
Nov 7, 2024 (view filing)Nov 61 dayDickinson Daniel MDirectorSSale−1.30K$418.00−$543.4K−20.7%4.98K after
Nov 5, 2024 (view filing)Nov 41 dayJohnson Cheryl HChief Human Resources OfficerSSale−2.66K$378.84−$1.01M−17.1%13.0K after
Nov 4, 2024 (view filing)Nov 13 daysSchaupp William EChief Accounting OfficerSSale−968$380.98−$368.8K−36.5%1.69K after