De Lange Bob's Form 4 filing
Caterpillar Inc (CAT) · filed May 7, 2026
- Accession no.
- 0001104659-26-057313
- Filed
- May 7, 2026
- Trade date
- May 6, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $22.4M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| De Lange BobCIK 0001694342 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2026 | Common Stock | MOption exerciseAcquired | +28,105 | $127.60 | +$3,586,198 | 114,134 | Direct | |
| May 6, 2026 | Common Stock | FTax withholdingDisposed | −3,883 | $923.38 | −$3,585,484.54 | 110,251 | Direct | |
| May 6, 2026 | Common Stock | SSaleDisposed | −14,470 | $922.55 | −$13,349,298.5 | 95,781 | Direct | |
| May 6, 2026 | Common Stock | SSaleDisposed | −9,752 | $923.47 | −$9,005,679.44 | 86,029 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2026 | Common Stock | MOption exerciseDisposed | −28,105 | $127.60 | −$3,586,198 | 28,105 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.