Kaiser Jason's Form 4 filing
Caterpillar Inc (CAT) · filed May 5, 2026
- Accession no.
- 0001104659-26-055795
- Filed
- May 5, 2026
- Trade date
- May 4, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.98M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kaiser JasonCIK 0002005183 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2026 | Common Stock | MOption exerciseAcquired | +7,917 | $253.98 | +$2,010,759.66 | 17,511 | Direct | |
| May 4, 2026 | Common Stock | FTax withholdingDisposed | −2,275 | $883.50 | −$2,009,962.5 | 15,236 | Direct | |
| May 4, 2026 | Common Stock | SSaleDisposed | −5,642 | $883.03 | −$4,982,055.26 | 9,594 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2026 | Common Stock | MOption exerciseDisposed | −7,917 | $253.98 | −$2,010,759.66 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.