Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 1 open-market purchase and 1 sale; 4,085 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
Key figures
- Market capClose on Nov 9, 2026
- $274.0B
- Insider buysLast 90 days, $620.4K in total
- 1
- Insider sellsLast 90 days, $26.2M in total
- 1
- 13F holdersQ2 2026, +350 vs. previous quarter
- 4,085
- 13F valueReported value at the end of Q2 2026
- $351.1B
- Superinvestors holdingAt the end of Q2 2026
- 5
Price chart
Financials
See financial statementsFrom SEC filings, in USD.
- Revenue, FY2025
- $67.6B
- +4.3% year over year
- Net income, FY2025
- $8.88B
- −17.7% year over year
- Free cash flow, FY2025
- $8.92B
- −11.2% year over year
- Revenue, Q3 FY2026
- $20.7B
- +17.3% year over year
Revenue flow, FY2025
Green is profit; orange is costs, expenses and taxes. Percentages are shares of revenue.
Short interest
See short dataFrom FINRA, settlement date Oct 15, 2026.
- Short interest
- 7.55M
- Shares sold short
- Change
- −452.2K
- −5.7% vs. previous
- Days to cover
- 2.76
- At average daily volume
Superinvestors holding CAT, Q2 2026
Go to the superinvestors tab5 superinvestors report holding Caterpillar Inc on Form 13F. Percentages are the stock's share of each portfolio.
Gates Foundation Trust
Bill Gates
19.7%
Caterpillar Inc's share of the portfolio
- Shares
- 6,353,614
- Value
- $6.77B
| Superinvestor | Weight | Value |
|---|---|---|
| ARK Invest | 0.4% | $59.6M |
| Harris Associates (Oakmark) | <0.1% | $1.96M |
| Gardner Russo & Quinn | <0.1% | $282.2K |
Latest insider trades
See all insider tradesOpen-market purchases and sales by Caterpillar Inc insiders from Form 4, newest first.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 3, 2026 (view filing)11:43 AM ET | Nov 2 | 1 day | Fish James C JrDirector | PPurchase | +1.00K | $620.39 | +$620.4K | +26.9%4.71K after | |
| Sep 1, 2026 (view filing)12:32 PM ET | Aug 28 | 4 days | Creed Joseph EChief Executive Officer | SSale | −32.4K | $808.98 | −$26.2M | −48.4%34.6K after | 14 lots |
| May 15, 2026 (view filing) | May 14 | 1 day | Johnson Denise CGroup President | SSale | −12.6K | $907.91 | −$11.4M | −20.2%49.8K after | 8 lots |
| May 14, 2026 (view filing) | May 13 | 1 day | Johnson Denise CGroup President | SSale | −6.20K | $909.79 | −$5.64M | −11.1%49.8K after | 2 lots |
| May 14, 2026 (view filing) | May 13 | 1 day | Schaupp William EChief Accounting Officer | SSale | −360 | $906.00 | −$326.2K | −40.4%530 after | |
| May 12, 2026 (view filing) | May 11 | 1 day | Fassino Anthony D.Group President | SSale | −16.3K | $916.80 | −$14.9M | −26.1%46.0K after | 2 lots |
| May 7, 2026 (view filing) | May 6 | 1 day | De Lange BobGroup President | SSale | −24.2K | $922.92 | −$22.4M | −22.0%86.0K after | 2 lots |
| May 7, 2026 (view filing) | May 6 | 1 day | Fassino Anthony D.Group President | SSale | −9.15K | $926.25 | −$8.48M | −16.6%46.0K after | 2 lots |
| May 7, 2026 (view filing) | May 6 | 1 day | Bonfield Andrew R JCFO Emeritus | SSale | −15.7K | $918.71 | −$14.4M | −22.8%52.9K after | |
| May 6, 2026 (view filing) | May 5 | 1 day | Shurman Rodney MichaelGroup President | SSale | −5.64K | $903.18 | −$5.09M | −68.9%2.55K after | 2 lots |
Top 10 13F holders, Q2 2026
See all 4,085 holdersThe largest institutional positions in Caterpillar Inc at the end of Q2 2026; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 37,991,505 | $40.5B | 0.60% | +822,072+2.2% | Added |
| State Street Corp | 34,392,316 | $36.6B | 1.08% | −488,288−1.4% | Reduced |
| Vanguard Capital Management LLC | 30,077,764 | $32.0B | 0.68% | −156,689−0.5% | Reduced |
| State Farm Mutual Automobile Insurance Co | 14,509,304 | $15.5B | 10.57% | −55,422−0.4% | Reduced |
| Vanguard Portfolio Management LLC | 12,026,244 | $12.8B | 0.58% | +320,354+2.7% | Added |
| Geode Capital Management, LLC | 11,175,493 | $11.9B | 0.64% | +48,010+0.4% | Added |
| Fisher Asset Management, LLC | 9,942,521 | $10.6B | 3.15% | +166,569+1.7% | Added |
| Morgan Stanley | 7,504,426 | $7.99B | 0.42% | +4,764+0.1% | Added |
| JPMorgan Chase & Co | 7,325,731 | $7.57B | 0.44% | +4,385,152+149.1% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 6,353,614 | $6.77B | 19.65% | 00.0% | Unchanged |
Holders of 5% or more of CAT
See all 1 holders and filingsHolders whose latest Schedule 13D or 13G filing reports 5% or more of Caterpillar Inc.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 13G | 7.47%34.8M shares | New | Apr 29, 20261 filing | Apr 29, 2026 | SEC |
Politician trades
All politician trades in CAT28 members of Congress reported 83 trades in Caterpillar Inc since 2020. Newest filings:
| Filed | Politician | Type | Amount |
|---|---|---|---|
| Oct 12, 2026 |  Lisa C. McClain House · MI | Buy | $1K-$15K |
| Jun 3, 2026 |  Tim Walberg House · MI | Buy | $15K-$50K |
| Apr 30, 2026 |  Jared Moskowitz House · FL | Sell (partial) | $1K-$15K |
| Feb 15, 2026 |  John Boozman Senate · AR | Buy | $1K-$15K |
| Jan 16, 2026 |  Markwayne Mullin Senate · OK | Buy | $15K-$50K |
House · MI · Oct 12, 2026
Buy$1K-$15K
House · MI · Jun 3, 2026
Buy$15K-$50K
House · FL · Apr 30, 2026
Sell (partial)$1K-$15K
Senate · AR · Feb 15, 2026
Buy$1K-$15K
Senate · OK · Jan 16, 2026
Buy$15K-$50K