Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,069
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.4K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
52 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 37,991,505 | $40.5B | 0.60% | +822,072+2.2% | Added |
| State Street Corp | 34,392,316 | $36.6B | 1.08% | −488,288−1.4% | Reduced |
| Vanguard Capital Management LLC | 30,077,764 | $32.0B | 0.68% | −156,689−0.5% | Reduced |
| State Farm Mutual Automobile Insurance Co | 14,509,304 | $15.5B | 10.57% | −55,422−0.4% | Reduced |
| Vanguard Portfolio Management LLC | 12,026,244 | $12.8B | 0.58% | +320,354+2.7% | Added |
| Geode Capital Management, LLC | 11,175,493 | $11.9B | 0.64% | +48,010+0.4% | Added |
| Fisher Asset Management, LLC | 9,942,521 | $10.6B | 3.15% | +166,569+1.7% | Added |
| Morgan Stanley | 7,504,426 | $7.99B | 0.42% | +4,764+0.1% | Added |
| JPMorgan Chase & Co | 7,325,731 | $7.57B | 0.44% | +4,385,152+149.1% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 6,353,614 | $6.77B | 19.65% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 6,171,628 | $6.57B | 0.66% | +589,610+10.6% | Added |
| FMR LLC | 5,781,969 | $6.16B | 0.27% | +1,957,676+51.2% | Added |
| Northern Trust Corp | 5,664,155 | $6.03B | 0.70% | −14,640−0.3% | Reduced |
| Bank of America Corp | 5,463,565 | $5.82B | 0.37% | −214,013−3.8% | Reduced |
| Goldman Sachs Group Inc | 3,570,493 | $3.80B | 0.40% | +359,522+11.2% | Added |
| Charles Schwab Investment Management Inc | 3,322,782 | $3.53B | 0.47% | −31,221−0.9% | Reduced |
| Invesco Ltd. | 3,284,093 | $3.50B | 0.28% | −565,507−14.7% | Reduced |
| UBS Asset Management Americas Inc | 3,153,638 | $3.36B | 0.61% | −113,895−3.5% | Reduced |
| Capital World Investors | 3,060,432 | $3.26B | 0.38% | −483,508−13.6% | Reduced |
| Bank of New York Mellon Corp | 2,998,131 | $3.19B | 0.52% | −450,038−13.1% | Reduced |
| Dimensional Fund Advisors LP | 2,742,185 | $2.92B | 0.53% | −3,888−0.1% | Reduced |
| Vanguard Fiduciary Trust Co | 2,645,238 | $2.82B | 0.62% | +18,517+0.7% | Added |
| Legal & General Group Plc | 2,613,814 | $2.78B | 0.58% | −158,778−5.7% | Reduced |
| Nuveen, LLC | 2,600,359 | $2.77B | 0.66% | +290,101+12.6% | Added |
| Royal Bank of Canada | 2,252,264 | $2.40B | 0.41% | +2,762+0.1% | Added |
| Capital Research Global Investors | 2,198,729 | $2.34B | 0.33% | −1,002,120−31.3% | Reduced |
| Wells Fargo & Company | 2,118,690 | $2.26B | 0.39% | +70,087+3.4% | Added |
| Amundi | 2,062,345 | $2.20B | 0.53% | −155,292−7.0% | Reduced |
| Massachusetts Financial Services Co | 1,748,257 | $1.88B | 0.60% | +164,692+10.4% | Added |
| UBS Group AG | 1,700,215 | $1.81B | 0.29% | +295,638+21.0% | Added |
| Capital International Investors | 1,450,769 | $1.54B | 0.32% | −2,008,509−58.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,377,957 | $1.47B | 0.81% | +26,580+2.0% | Added |
| Voya Investment Management LLC | 1,377,043 | $1.47B | 1.27% | −42,573−3.0% | Reduced |
| Deutsche Bank AG | 1,364,014 | $1.45B | 0.42% | +3,133+0.2% | Added |
| Swiss National Bank | 1,312,380 | $1.40B | 0.73% | −61,040−4.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,307,930 | $1.39B | 0.80% | −5,960−0.5% | Reduced |
| Citigroup Inc | 1,205,934 | $1.28B | 0.60% | +12,679+1.1% | Added |
| Capital Wealth Planning, LLC | 1,197,856 | $1.28B | 6.37% | +11,760+1.0% | Added |
| LPL Financial LLC | 1,182,150 | $1.26B | 0.28% | +82,882+7.5% | Added |
| Wellington Management Group LLP | 1,144,800 | $1.22B | 0.21% | +26,078+2.3% | Added |
| Raymond James Financial Inc | 1,055,701 | $1.12B | 0.30% | +29,504+2.9% | Added |
| National Pension Service | 1,010,122 | $1.08B | 0.69% | +21,406+2.2% | Added |
| Vanguard Global Advisers, LLC | 993,341 | $1.06B | 0.49% | −23,797−2.3% | Reduced |
| California Public Employees Retirement System | 965,570 | $1.03B | 0.58% | +85,721+9.7% | Added |
| HSBC Holdings PLC | 940,436 | $1.00B | 0.48% | +31,945+3.5% | Added |
| Ameriprise Financial Inc | 934,284 | $995.0M | 0.20% | −40,625−4.2% | Reduced |
| Barclays PLC | 917,019 | $976.5M | 0.31% | −830,562−47.5% | Reduced |
| Canada Pension Plan Investment Board | 907,030 | $965.9M | 0.53% | +409,594+82.3% | Added |
| Primecap Management Co | 871,700 | $928.3M | 0.55% | −560−0.1% | Reduced |
| Franklin Resources Inc | 843,713 | $898.5M | 0.19% | −129,028−13.3% | Reduced |
| Vanguard Asset Management, Ltd | 834,999 | $889.2M | 0.60% | +89,151+12.0% | Added |
| Rhumbline Advisers | 814,357 | $867.2M | 0.65% | +16,923+2.1% | Added |
| Neuberger Berman Group LLC | 810,361 | $862.3M | 0.58% | −55,518−6.4% | Reduced |
| Bank of Montreal | 714,120 | $760.5M | 0.28% | −3,719−0.5% | Reduced |
| California State Teachers Retirement System | 701,786 | $747.3M | 0.69% | −4,603−0.7% | Reduced |
| BNP Paribas Arbitrage, SA | 685,740 | $730.2M | 0.38% | +4,754+0.7% | Added |
| Principal Financial Group Inc | 662,735 | $705.7M | 0.35% | −3,571−0.5% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 610,219 | $646.5M | 1.68% | −50,225−7.6% | Reduced |
| Fifth Third Bancorp | 595,946 | $634.6M | 1.03% | +4,592+0.8% | Added |
| Stifel Financial Corp | 591,099 | $629.5M | 0.52% | +13,703+2.4% | Added |
| Alliancebernstein L.P. | 876,982 | $621.3M | 0.22% | +42,814+5.1% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 577,808 | $615.3M | 0.48% | −340,852−37.1% | Reduced |
| HighTower Advisors, LLC | 564,930 | $601.6M | 0.58% | −27,461−4.6% | Reduced |
| Standard Life Aberdeen plc | 546,048 | $581.5M | 0.82% | +28,959+5.6% | Added |
| Bessemer Group Inc | 538,696 | $573.7M | 0.79% | −2,100−0.4% | Reduced |
| New York State Common Retirement Fund | 527,804 | $562.1M | 0.71% | +2,200+0.4% | Added |
| Prudential Financial Inc | 526,085 | $560.2M | 0.61% | +8,127+1.6% | Added |
| American Century Companies Inc | 512,935 | $546.2M | 0.24% | −142,440−21.7% | Reduced |
| CIBC Bancorp USA Inc. | 511,515 | $544.9M | 0.67% | +28,718+5.9% | Added |
| CI Private Wealth, LLC | 505,859 | $538.7M | 0.75% | −36,913−6.8% | Reduced |
| TD Asset Management Inc | 501,053 | $533.6M | 0.46% | −84,430−14.4% | Reduced |
| AQR Capital Management LLC | 505,020 | $533.2M | 0.19% | +238,056+89.2% | Added |
| Victory Capital Management Inc | 481,112 | $512.3M | 0.29% | −29,400−5.8% | Reduced |
| US Bancorp | 473,894 | $504.7M | 0.55% | −5,591−1.2% | Reduced |
| Schroder Investment Management Group | 454,925 | $484.4M | 0.34% | −40,001−8.1% | Reduced |
| Aviva PLC | 425,977 | $453.6M | 0.67% | +8,676+2.1% | Added |
| Natixis Advisors, L.P. | 415,152 | $442.1M | 0.50% | +73,940+21.7% | Added |
| State Board of Administration of Florida Retirement System | 390,457 | $415.8M | 0.69% | −17,422−4.3% | Reduced |
| Creative Planning | 379,703 | $404.3M | 0.24% | +13,934+3.8% | Added |
| Eurizon Capital SGR S.p.A. | 382,287 | $404.2M | 1.08% | +35,235+10.2% | Added |
| Envestnet Asset Management Inc | 370,141 | $394.2M | 0.09% | −53,436−12.6% | Reduced |
| ProShare Advisors LLC | 369,208 | $393.2M | 0.57% | −70,198−16.0% | Reduced |
| Adage Capital Partners GP, L.L.C. | 367,704 | $391.6M | 0.55% | −19,100−4.9% | Reduced |
| Mackenzie Financial Corp | 363,903 | $387.5M | 0.39% | −62,981−14.8% | Reduced |
| Nomura Asset Management Co Ltd | 361,458 | $384.9M | 0.82% | −1,352−0.4% | Reduced |
| Quantinno Capital Management LP | 358,789 | $382.1M | 0.46% | +50,259+16.3% | Added |
| Citadel Advisors LLC | 355,861 | $379.0M | 0.22% | +46,332+15.0% | Added |
| New York State Teachers Retirement System | 355,409 | $378.5M | 0.70% | −15,002−4.1% | Reduced |
| Winslow Capital Management, LLC | 350,774 | $373.5M | 1.29% | +350,774 | New |
| Pictet Asset Management Holding SA | 344,659 | $367.0M | 0.35% | −29,974−8.0% | Reduced |
| Korea Investment CORP | 337,463 | $359.4M | 0.68% | −37,196−9.9% | Reduced |
| The PNC Financial Services Group, Inc. | 336,898 | $358.8M | 0.18% | −6,362−1.9% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 328,650 | $350.0M | 2.67% | 00.0% | Unchanged |
| Great West Life Assurance Co | 324,751 | $345.3M | 0.55% | +7,862+2.5% | Added |
| Asset Management One Co.,Ltd. | 320,025 | $340.8M | 0.87% | +508+0.2% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 313,099 | $333.4M | 2.30% | −3,135−1.0% | Reduced |
| Advisor Group Holdings, Inc. | 310,135 | $330.6M | 0.39% | +14,969+5.1% | Added |
| Commonwealth Equity Services, LLC | 309,841 | $330.0M | 0.41% | −19,996−6.1% | Reduced |
| Mariner, LLC | 308,771 | $328.8M | 0.35% | −11,938−3.7% | Reduced |
| Thrivent Financial for Lutherans | 308,430 | $328.4M | 0.55% | −203,822−39.8% | Reduced |