Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,010
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,095 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,541 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 46,809,540 | $17.0B | 0.30% | +284,366+0.6% | Added |
| State Street Corp | 36,631,309 | $13.3B | 0.52% | +246,711+0.7% | Added |
| BlackRock, Inc. | 35,517,697 | $12.9B | 0.26% | +106,581+0.3% | Added |
| State Farm Mutual Automobile Insurance Co | 17,734,370 | $6.43B | 5.86% | 00.0% | Unchanged |
| Capital World Investors | 16,399,502 | $5.95B | 0.90% | −1,086,756−6.2% | Reduced |
| Geode Capital Management, LLC | 10,449,770 | $3.79B | 0.29% | +236,315+2.3% | Added |
| Fisher Asset Management, LLC | 9,081,775 | $3.29B | 1.31% | +129,143+1.4% | Added |
| Morgan Stanley | 7,517,464 | $2.73B | 0.19% | −88,058−1.2% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $2.67B | 6.35% | 00.0% | Unchanged |
| Northern Trust Corp | 6,847,330 | $2.48B | 0.35% | +724,477+11.8% | Added |
| Norges Bank | 6,021,512 | $2.18B | 0.29% | −97,343−1.6% | Reduced |
| FMR LLC | 4,742,500 | $1.72B | 0.10% | −111,446−2.3% | Reduced |
| Bank of America Corp | 4,737,076 | $1.72B | 0.16% | −1,228,570−20.6% | Reduced |
| UBS Asset Management Americas Inc | 3,940,391 | $1.43B | 0.33% | +312,878+8.6% | Added |
| Charles Schwab Investment Management Inc | 3,289,101 | $1.19B | 0.22% | +61,723+1.9% | Added |
| Bank of New York Mellon Corp | 3,242,097 | $1.18B | 0.22% | −41,198−1.3% | Reduced |
| Dimensional Fund Advisors LP | 3,181,535 | $1.15B | 0.28% | +82,579+2.7% | Added |
| Goldman Sachs Group Inc | 3,146,480 | $1.14B | 0.22% | +229,705+7.9% | Added |
| JPMorgan Chase & Co | 3,019,087 | $1.10B | 0.09% | +206,233+7.3% | Added |
| Invesco Ltd. | 2,991,403 | $1.09B | 0.20% | +9,212+0.3% | Added |
| Capital Research Global Investors | 2,924,054 | $1.06B | 0.22% | +1,196,861+69.3% | Added |
| Legal & General Group Plc | 2,591,815 | $940.2M | 0.25% | −131,568−4.8% | Reduced |
| Ameriprise Financial Inc | 2,276,529 | $825.8M | 0.21% | +158,766+7.5% | Added |
| Nuveen Asset Management, LLC | 2,198,389 | $797.5M | 0.23% | −151,226−6.4% | Reduced |
| Amundi | 2,166,087 | $782.1M | 0.27% | +318,891+17.3% | Added |
| UBS Group AG | 2,145,928 | $778.5M | 0.17% | +286,847+15.4% | Added |
| Royal Bank of Canada | 1,882,814 | $683.0M | 0.15% | −133,715−6.6% | Reduced |
| Wells Fargo & Company | 1,810,400 | $656.7M | 0.16% | −21,022−1.1% | Reduced |
| Deutsche Bank AG | 1,566,063 | $568.1M | 0.22% | −149,789−8.7% | Reduced |
| Capital Wealth Planning, LLC | 1,531,208 | $555.5M | 5.14% | +47,689+3.2% | Added |
| Primecap Management Co | 1,424,446 | $516.7M | 0.40% | −61,010−4.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,410,905 | $511.8M | 0.35% | −13,073−0.9% | Reduced |
| Swiss National Bank | 1,369,800 | $496.9M | 0.33% | −81,800−5.6% | Reduced |
| Barclays PLC | 1,310,763 | $475.5M | 0.24% | −562,813−30.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,081,909 | $393.6M | 0.38% | +83,226+8.3% | Added |
| Neuberger Berman Group LLC | 1,073,727 | $389.5M | 0.31% | +1,358+0.1% | Added |
| HSBC Holdings PLC | 1,027,077 | $372.9M | 0.23% | +6,767+0.7% | Added |
| Price T Rowe Associates Inc | 1,022,418 | $370.9M | 0.04% | −3,680−0.4% | Reduced |
| Raymond James Financial Inc | 973,730 | $353.2M | 0.13% | +973,730 | New |
| Diamond Hill Capital Management Inc | 932,467 | $338.3M | 1.49% | −417,141−30.9% | Reduced |
| National Pension Service | 922,596 | $334.7M | 0.32% | −99,501−9.7% | Reduced |
| LPL Financial LLC | 909,922 | $330.1M | 0.13% | +30,284+3.4% | Added |
| Rhumbline Advisers | 888,409 | $322.3M | 0.29% | +22,848+2.6% | Added |
| California Public Employees Retirement System | 854,517 | $310.0M | 0.21% | −73,414−7.9% | Reduced |
| Bank of Montreal | 850,002 | $308.3M | 0.16% | −50,969−5.7% | Reduced |
| California State Teachers Retirement System | 756,420 | $274.4M | 0.32% | −31,636−4.0% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 698,099 | $273.5M | 0.84% | +76,117+12.2% | Added |
| Principal Financial Group Inc | 723,776 | $262.6M | 0.14% | −5,878−0.8% | Reduced |
| Schroder Investment Management Group | 701,866 | $254.8M | 0.24% | +74,519+11.9% | Added |
| ProShare Advisors LLC | 702,300 | $254.8M | 0.58% | +14,206+2.1% | Added |
| CI Private Wealth, LLC | 702,840 | $253.8M | 0.42% | −3,468−0.5% | Reduced |
| Citigroup Inc | 699,390 | $253.7M | 0.24% | −1,946,599−73.6% | Reduced |
| HighTower Advisors, LLC | 653,925 | $237.2M | 0.32% | +150,905+30.0% | Added |
| Stifel Financial Corp | 653,025 | $236.9M | 0.25% | −12,613−1.9% | Reduced |
| Nordea Investment Management AB | 635,750 | $231.7M | 0.24% | +10,212+1.6% | Added |
| New York State Common Retirement Fund | 607,146 | $220.2M | 0.30% | −1000.0% | Reduced |
| Qube Research & Technologies Ltd | 573,134 | $207.9M | 0.34% | +446,590+352.9% | Added |
| Capital International Investors | 563,216 | $204.3M | 0.04% | +792+0.1% | Added |
| US Bancorp | 548,782 | $199.1M | 0.26% | −10,259−1.8% | Reduced |
| Alliancebernstein L.P. | 548,251 | $198.9M | 0.07% | +5,248+1.0% | Added |
| Caisse de Depot Et Placement du Quebec | 538,134 | $195.2M | 0.41% | −243,999−31.2% | Reduced |
| American Century Companies Inc | 514,295 | $186.6M | 0.11% | −2,705−0.5% | Reduced |
| Fifth Third Bancorp | 510,018 | $185.0M | 0.67% | −8,196−1.6% | Reduced |
| Brandywine Global Investment Management, LLC | 507,817 | $184.2M | 1.34% | +49,554+10.8% | Added |
| BNP Paribas Arbitrage, SA | 495,692 | $179.8M | 0.14% | −117,337−19.1% | Reduced |
| Thrivent Financial for Lutherans | 492,395 | $179.5M | 0.35% | +10,995+2.3% | Added |
| Envestnet Asset Management Inc | 485,233 | $176.0M | 0.06% | −36,752−7.0% | Reduced |
| Victory Capital Management Inc | 482,895 | $175.2M | 0.17% | −167,586−25.8% | Reduced |
| D. E. Shaw & Co., Inc. | 465,817 | $169.0M | 0.19% | −892,910−65.7% | Reduced |
| Franklin Resources Inc | 463,786 | $168.2M | 0.05% | +20,471+4.6% | Added |
| State Board of Administration of Florida Retirement System | 463,278 | $168.1M | 0.32% | −6,048−1.3% | Reduced |
| Bank of Nova Scotia | 453,845 | $164.6M | 0.29% | −130,533−22.3% | Reduced |
| New York State Teachers Retirement System | 446,910 | $162.1M | 0.34% | −27,131−5.7% | Reduced |
| Commonwealth Equity Services, LLC | 434,774 | $157.7M | 0.23% | −799−0.2% | Reduced |
| Manufacturers Life Insurance Company, The | 427,820 | $155.2M | 0.13% | +4,363+1.0% | Added |
| APG Asset Management N.V. | 440,641 | $154.4M | 0.43% | +408,678+1,278.6% | Added |
| Zacks Investment Management | 416,326 | $151.0M | 1.40% | −32,752−7.3% | Reduced |
| The PNC Financial Services Group, Inc. | 410,750 | $149.0M | 0.10% | −2,969−0.7% | Reduced |
| Baird Financial Group, Inc. | 403,017 | $146.2M | 0.28% | +1,836+0.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 400,306 | $145.2M | 0.34% | −34,908−8.0% | Reduced |
| Allianz Asset Management GmbH | 388,881 | $141.1M | 0.20% | +179,047+85.3% | Added |
| Bessemer Group Inc | 378,824 | $137.4M | 0.22% | −2,839−0.7% | Reduced |
| Korea Investment CORP | 365,449 | $132.6M | 0.31% | −155,031−29.8% | Reduced |
| Menora Mivtachim Holdings Ltd. | 343,217 | $124.5M | 0.78% | −70,783−17.1% | Reduced |
| DekaBank Deutsche Girozentrale | 326,603 | $118.7M | 0.22% | 00.0% | Unchanged |
| Markel Group Inc.SuperinvestorMarkel Group | 324,800 | $117.8M | 1.04% | +6,050+1.9% | Added |
| Millennium Management LLC | 322,270 | $116.9M | 0.10% | +147,752+84.7% | Added |
| Asset Management One Co.,Ltd. | 310,604 | $113.3M | 0.39% | −2,555−0.8% | Reduced |
| Danske Bank A/S | 310,338 | $112.6M | 0.34% | −56,956−15.5% | Reduced |
| Nomura Asset Management Co Ltd | 302,950 | $109.9M | 0.33% | +16,944+5.9% | Added |
| Assenagon Asset Management S.A. | 301,573 | $109.4M | 0.20% | −16,255−5.1% | Reduced |
| Prudential Financial Inc | 301,323 | $109.3M | 0.15% | −40,616−11.9% | Reduced |
| Great Lakes Advisors, LLC | 300,906 | $109.2M | 0.93% | +7,160+2.4% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 300,359 | $109.0M | 0.22% | +300,359 | New |
| Voya Investment Management LLC | 297,714 | $108.0M | 0.11% | −463,976−60.9% | Reduced |
| Pictet Asset Management Holding SA | 297,376 | $107.9M | 0.12% | +31,268+11.8% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 296,488 | $107.6M | 0.49% | −60,064−16.8% | Reduced |
| National Bank of Canada | 295,901 | $107.3M | 0.14% | −49,915−14.4% | Reduced |
| Standard Life Aberdeen plc | 294,575 | $106.9M | 0.20% | −22,014−7.0% | Reduced |
| First Trust Advisors LP | 292,937 | $106.3M | 0.09% | +14,233+5.1% | Added |