Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2024
Institutional positions in Caterpillar Inc as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +37 vs. Q1 2024
- Shares held
- 344.1M
- −3.05M (−0.9%) vs. Q1 2024
- Total value
- $114.5B
- −$12.4B (−9.8%) vs. Q1 2024
- New holders
- 184
- 1,050 more added
- Sold out
- 147
- 995 more reduced
38 institutions that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 46,478,953 | $15.5B | 0.30% | −1,387,414−2.9% | Reduced |
| State Street Corp | 36,614,119 | $12.2B | 0.53% | −778,628−2.1% | Reduced |
| BlackRock Inc. | 36,212,981 | $12.1B | 0.27% | +2,678,852+8.0% | Added |
| Capital World Investors | 19,290,535 | $6.43B | 1.05% | −8,882,163−31.5% | Reduced |
| State Farm Mutual Automobile Insurance Co | 17,734,370 | $5.91B | 5.33% | −26,906−0.2% | Reduced |
| Geode Capital Management, LLC | 10,146,307 | $3.37B | 0.30% | −73,405−0.7% | Reduced |
| Fisher Asset Management, LLC | 8,747,620 | $2.91B | 1.27% | +405,979+4.9% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $2.45B | 5.14% | 00.0% | Unchanged |
| Morgan Stanley | 7,279,443 | $2.42B | 0.19% | +79,759+1.1% | Added |
| Northern Trust Corp | 6,362,589 | $2.12B | 0.36% | −56,184−0.9% | Reduced |
| Norges Bank | 5,915,124 | $1.97B | 0.29% | −27,613−0.5% | Reduced |
| FMR LLC | 5,336,741 | $1.78B | 0.11% | −613,268−10.3% | Reduced |
| Bank of America Corp | 4,774,059 | $1.59B | 0.15% | +123,727+2.7% | Added |
| UBS Asset Management Americas Inc | 3,563,061 | $1.19B | 0.34% | +992,974+38.6% | Added |
| Goldman Sachs Group Inc | 3,540,480 | $1.18B | 0.23% | +397,715+12.7% | Added |
| Bank of New York Mellon Corp | 3,426,325 | $1.14B | 0.22% | −187,816−5.2% | Reduced |
| Charles Schwab Investment Management Inc | 3,219,290 | $1.07B | 0.20% | −71,957−2.2% | Reduced |
| Invesco Ltd. | 3,194,446 | $1.06B | 0.23% | +479,503+17.7% | Added |
| Dimensional Fund Advisors LP | 3,069,840 | $1.02B | 0.27% | +165,358+5.7% | Added |
| Legal & General Group Plc | 3,013,605 | $1.00B | 0.28% | −30,323−1.0% | Reduced |
| Nuveen Asset Management, LLC | 2,311,276 | $769.9M | 0.23% | −178,802−7.2% | Reduced |
| JPMorgan Chase & Co | 2,178,239 | $725.6M | 0.06% | +32,467+1.5% | Added |
| Amundi | 2,173,984 | $718.8M | 0.28% | −266,670−10.9% | Reduced |
| Ameriprise Financial Inc | 2,108,817 | $702.4M | 0.19% | +198,123+10.4% | Added |
| Wells Fargo & Company | 1,910,805 | $636.5M | 0.16% | +83,275+4.6% | Added |
| UBS Group AG | 1,891,686 | $630.1M | 0.19% | +44,656+2.4% | Added |
| Royal Bank of Canada | 1,764,755 | $587.8M | 0.14% | +28,776+1.7% | Added |
| Capital Research Global Investors | 1,730,972 | $576.6M | 0.13% | −289,128−14.3% | Reduced |
| Primecap Management Co | 1,622,727 | $540.5M | 0.39% | −108,245−6.3% | Reduced |
| Deutsche Bank AG | 1,510,848 | $503.3M | 0.23% | +104,294+7.4% | Added |
| Swiss National Bank | 1,478,600 | $492.5M | 0.34% | −46,000−3.0% | Reduced |
| Barclays PLC | 1,467,949 | $489.0M | 0.22% | −841,160−36.4% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,430,980 | $476.7M | 0.35% | −114,278−7.4% | Reduced |
| Capital Wealth Planning, LLC | 1,381,453 | $460.2M | 4.82% | +83,571+6.4% | Added |
| Diamond Hill Capital Management Inc | 1,318,999 | $439.4M | 1.88% | +12,979+1.0% | Added |
| HSBC Holdings PLC | 1,302,055 | $433.0M | 0.28% | +52,335+4.2% | Added |
| Nordea Investment Management AB | 1,114,039 | $369.9M | 0.43% | +46,079+4.3% | Added |
| Price T Rowe Associates Inc | 1,032,135 | $343.8M | 0.04% | −38,725−3.6% | Reduced |
| Lazard Asset Management LLC | 1,031,494 | $343.6M | 0.43% | −36,525−3.4% | Reduced |
| Bank of Montreal | 876,394 | $312.5M | 0.16% | −8,145−0.9% | Reduced |
| California Public Employees Retirement System | 937,341 | $312.2M | 0.23% | +5,118+0.5% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 934,703 | $311.3M | 0.38% | +71,586+8.3% | Added |
| National Pension Service | 904,027 | $301.1M | 0.35% | +2,223+0.2% | Added |
| Rhumbline Advisers | 861,461 | $287.0M | 0.27% | −55,545−6.1% | Reduced |
| LPL Financial LLC | 836,044 | $278.5M | 0.14% | +59,824+7.7% | Added |
| D. E. Shaw & Co., Inc. | 810,181 | $269.9M | 0.38% | +576,431+246.6% | Added |
| California State Teachers Retirement System | 804,039 | $267.8M | 0.33% | −18,285−2.2% | Reduced |
| Citigroup Inc | 747,231 | $248.9M | 0.24% | −6,640−0.9% | Reduced |
| Principal Financial Group Inc | 724,283 | $241.3M | 0.14% | −28,368−3.8% | Reduced |
| CI Private Wealth, LLC | 717,239 | $238.9M | 0.42% | −10,215−1.4% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 640,641 | $232.5M | 0.89% | +28,743+4.7% | Added |
| Stifel Financial Corp | 670,994 | $223.5M | 0.25% | +28,120+4.4% | Added |
| Schroder Investment Management Group | 666,264 | $221.9M | 0.24% | +297,893+80.9% | Added |
| ProShare Advisors LLC | 662,524 | $220.7M | 0.59% | −85,173−11.4% | Reduced |
| New York State Common Retirement Fund | 655,246 | $218.3M | 0.29% | −33,119−4.8% | Reduced |
| Victory Capital Management Inc | 626,481 | $208.7M | 0.21% | +44,699+7.7% | Added |
| Raymond James & Associates | 602,992 | $200.9M | 0.13% | −1,699−0.3% | Reduced |
| US Bancorp | 601,165 | $200.2M | 0.27% | −18,464−3.0% | Reduced |
| BNP Paribas Arbitrage, SA | 589,809 | $196.5M | 0.21% | −42,708−6.8% | Reduced |
| Caisse de Depot Et Placement du Quebec | 581,923 | $193.8M | 0.47% | +344,673+145.3% | Added |
| Capital International Investors | 561,662 | $187.1M | 0.04% | +73,002+14.9% | Added |
| Envestnet Asset Management Inc | 547,369 | $182.3M | 0.06% | −49,934−8.4% | Reduced |
| Qube Research & Technologies Ltd | 542,345 | $180.7M | 0.33% | +495,548+1,058.9% | Added |
| Alliancebernstein L.P. | 533,192 | $177.6M | 0.06% | −26,074−4.7% | Reduced |
| Fifth Third Bancorp | 512,691 | $170.8M | 0.65% | +10,583+2.1% | Added |
| Neuberger Berman Group LLC | 505,251 | $168.3M | 0.14% | −50,021−9.0% | Reduced |
| American Century Companies Inc | 504,918 | $168.2M | 0.10% | +27,108+5.7% | Added |
| Thrivent Financial for Lutherans | 493,712 | $164.5M | 0.33% | −962−0.2% | Reduced |
| New York State Teachers Retirement System | 493,478 | $164.4M | 0.35% | −31,346−6.0% | Reduced |
| Penserra Capital Management LLC | 490,925 | $163.5M | 2.07% | +158,725+47.8% | Added |
| State Board of Administration of Florida Retirement System | 484,119 | $161.3M | 0.32% | −109,489−18.4% | Reduced |
| Los Angeles Capital Management LLC | 483,306 | $161.0M | 0.58% | −229,383−32.2% | Reduced |
| HighTower Advisors, LLC | 476,097 | $158.6M | 0.25% | +7,583+1.6% | Added |
| Bank of Nova Scotia | 476,130 | $158.6M | 0.31% | −48,190−9.2% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 475,003 | $158.2M | 0.38% | +74,507+18.6% | Added |
| Manufacturers Life Insurance Company, The | 463,970 | $154.5M | 0.14% | −8,186−1.7% | Reduced |
| Squarepoint Ops LLC | 448,971 | $149.6M | 0.56% | +305,113+212.1% | Added |
| Commonwealth Equity Services, LLC | 440,906 | $146.9M | 0.23% | −2,007−0.5% | Reduced |
| Zacks Investment Management | 439,809 | $146.5M | 1.65% | −81,229−15.6% | Reduced |
| Colony Group, LLC | 405,452 | $137.6M | 0.46% | +386,176+2,003.4% | Added |
| Jane Street Group, LLC | 410,535 | $136.7M | 0.15% | +303,801+284.6% | Added |
| The PNC Financial Services Group, Inc. | 406,601 | $135.4M | 0.09% | +49,648+13.9% | Added |
| Baird Financial Group, Inc. | 400,286 | $133.3M | 0.28% | +2,775+0.7% | Added |
| Brandywine Global Investment Management, LLC | 388,163 | $129.3M | 0.97% | +144,998+59.6% | Added |
| DekaBank Deutsche Girozentrale | 394,209 | $129.3M | 0.23% | +21,381+5.7% | Added |
| Franklin Resources Inc | 387,867 | $129.2M | 0.04% | +17,123+4.6% | Added |
| National Bank of Canada | 391,428 | $128.8M | 0.20% | +202,554+107.2% | Added |
| Prudential Financial Inc | 380,401 | $126.7M | 0.19% | +7,392+2.0% | Added |
| Korea Investment CORP | 366,058 | $121.9M | 0.31% | +75,953+26.2% | Added |
| Standard Life Aberdeen plc | 361,687 | $120.5M | 0.23% | −10,134−2.7% | Reduced |
| APG Asset Management N.V. | 385,367 | $119.8M | 0.21% | −48,461−11.2% | Reduced |
| First Trust Advisors LP | 318,366 | $106.0M | 0.11% | +21,039+7.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 318,276 | $106.0M | 0.15% | +9,163+3.0% | Added |
| Asset Management One Co.,Ltd. | 315,490 | $105.1M | 0.40% | −5,025−1.6% | Reduced |
| Renaissance Technologies LLC | 314,312 | $104.7M | 0.18% | +87,312+38.5% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 311,500 | $103.8M | 1.02% | +3,900+1.3% | Added |
| Jupiter Asset Management Ltd | 304,807 | $101.5M | 0.96% | +39,064+14.7% | Added |
| Great West Life Assurance Co | 300,054 | $100.0M | 0.19% | +80,900+36.9% | Added |
| Great Lakes Advisors, LLC | 299,298 | $99.7M | 0.88% | −21,173−6.6% | Reduced |
| ING Groep NV | 298,483 | $99.4M | 0.59% | +298,483 | New |