Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,903
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,181 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 46,215,478 | $15.2B | 0.28% | −594,062−1.3% | Reduced |
| State Street Corp | 36,162,931 | $11.9B | 0.49% | −468,378−1.3% | Reduced |
| BlackRock, Inc. | 35,380,536 | $11.7B | 0.25% | −137,161−0.4% | Reduced |
| State Farm Mutual Automobile Insurance Co | 17,669,440 | $5.83B | 5.35% | −64,930−0.4% | Reduced |
| Geode Capital Management, LLC | 10,516,618 | $3.47B | 0.27% | +66,848+0.6% | Added |
| Fisher Asset Management, LLC | 9,210,125 | $3.04B | 1.31% | +128,350+1.4% | Added |
| Capital World Investors | 8,074,751 | $2.66B | 0.43% | −8,324,751−50.8% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $2.43B | 5.80% | 00.0% | Unchanged |
| Morgan Stanley | 7,168,773 | $2.36B | 0.17% | −348,691−4.6% | Reduced |
| Northern Trust Corp | 6,597,679 | $2.18B | 0.32% | −249,651−3.6% | Reduced |
| Bank of America Corp | 6,204,601 | $2.05B | 0.18% | +1,467,525+31.0% | Added |
| Norges Bank | 5,659,372 | $1.87B | 0.26% | −362,140−6.0% | Reduced |
| UBS Asset Management Americas Inc | 4,204,445 | $1.39B | 0.36% | +264,054+6.7% | Added |
| Capital Research Global Investors | 3,736,163 | $1.23B | 0.27% | +812,109+27.8% | Added |
| JPMorgan Chase & Co | 3,648,925 | $1.20B | 0.09% | +629,838+20.9% | Added |
| Charles Schwab Investment Management Inc | 3,304,448 | $1.09B | 0.20% | +15,347+0.5% | Added |
| Goldman Sachs Group Inc | 3,182,680 | $1.05B | 0.20% | +36,200+1.2% | Added |
| Bank of New York Mellon Corp | 3,159,486 | $1.04B | 0.21% | −82,611−2.5% | Reduced |
| Invesco Ltd. | 3,141,936 | $1.04B | 0.20% | +150,533+5.0% | Added |
| Dimensional Fund Advisors LP | 3,087,773 | $1.02B | 0.25% | −93,762−2.9% | Reduced |
| Legal & General Group Plc | 2,608,104 | $860.2M | 0.23% | +16,289+0.6% | Added |
| UBS Group AG | 2,033,724 | $670.7M | 0.15% | −112,204−5.2% | Reduced |
| Royal Bank of Canada | 1,957,227 | $645.5M | 0.14% | +74,413+4.0% | Added |
| FMR LLC | 1,935,085 | $638.2M | 0.04% | −2,807,415−59.2% | Reduced |
| Wells Fargo & Company | 1,814,120 | $598.3M | 0.14% | +3,720+0.2% | Added |
| Capital Wealth Planning, LLC | 1,632,473 | $538.4M | 4.67% | +101,265+6.6% | Added |
| Ameriprise Financial Inc | 1,626,204 | $536.3M | 0.14% | −650,325−28.6% | Reduced |
| Amundi | 1,554,870 | $475.4M | 0.17% | −611,217−28.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,416,464 | $467.1M | 0.33% | +5,559+0.4% | Added |
| Pacer Advisors, Inc. | 1,414,280 | $466.4M | 1.11% | +1,364,183+2,723.1% | Added |
| Deutsche Bank AG | 1,408,016 | $464.4M | 0.18% | −158,047−10.1% | Reduced |
| Primecap Management Co | 1,379,485 | $455.0M | 0.38% | −44,961−3.2% | Reduced |
| Barclays PLC | 1,364,224 | $449.9M | 0.20% | +53,461+4.1% | Added |
| Swiss National Bank | 1,361,600 | $449.1M | 0.32% | −8,200−0.6% | Reduced |
| Nuveen, LLC | 1,281,306 | $391.8M | 0.12% | +1,281,306 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,181,849 | $389.8M | 0.36% | +99,940+9.2% | Added |
| HSBC Holdings PLC | 1,114,592 | $367.0M | 0.24% | +87,515+8.5% | Added |
| Neuberger Berman Group LLC | 1,051,592 | $346.9M | 0.29% | −22,135−2.1% | Reduced |
| Price T Rowe Associates Inc | 1,038,105 | $342.4M | 0.04% | +15,687+1.5% | Added |
| Altshuler Shaham Ltd | 1,000,626 | $330.0M | 8.00% | +1,000,616+10,006,160.0% | Added |
| National Pension Service | 997,577 | $329.0M | 0.32% | +74,981+8.1% | Added |
| Raymond James Financial Inc | 977,456 | $322.4M | 0.12% | +3,726+0.4% | Added |
| Citigroup Inc | 964,428 | $318.1M | 0.24% | +265,038+37.9% | Added |
| LPL Financial LLC | 940,372 | $310.1M | 0.12% | +30,450+3.3% | Added |
| Rhumbline Advisers | 857,910 | $282.9M | 0.26% | −30,499−3.4% | Reduced |
| California Public Employees Retirement System | 819,631 | $270.3M | 0.19% | −34,886−4.1% | Reduced |
| Bank of Montreal | 779,317 | $257.0M | 0.14% | −70,685−8.3% | Reduced |
| California State Teachers Retirement System | 748,599 | $246.9M | 0.31% | −7,821−1.0% | Reduced |
| BNP Paribas Arbitrage, SA | 709,785 | $234.1M | 0.18% | +214,093+43.2% | Added |
| Diamond Hill Capital Management Inc | 700,736 | $231.1M | 1.06% | −231,731−24.9% | Reduced |
| Qube Research & Technologies Ltd | 668,695 | $220.5M | 0.34% | +95,561+16.7% | Added |
| D. E. Shaw & Co., Inc. | 663,058 | $218.7M | 0.26% | +197,241+42.3% | Added |
| Principal Financial Group Inc | 658,967 | $217.3M | 0.12% | −64,809−9.0% | Reduced |
| HighTower Advisors, LLC | 646,194 | $213.1M | 0.29% | −7,731−1.2% | Reduced |
| CI Private Wealth, LLC | 632,948 | $208.7M | 0.34% | −69,892−9.9% | Reduced |
| Schroder Investment Management Group | 622,840 | $205.3M | 0.21% | −79,026−11.3% | Reduced |
| Nordea Investment Management AB | 626,742 | $204.4M | 0.22% | −9,008−1.4% | Reduced |
| Stifel Financial Corp | 614,588 | $202.7M | 0.22% | −38,437−5.9% | Reduced |
| ProShare Advisors LLC | 604,142 | $199.2M | 0.45% | −98,158−14.0% | Reduced |
| American Century Companies Inc | 598,234 | $197.3M | 0.12% | +83,939+16.3% | Added |
| Brandywine Global Investment Management, LLC | 597,249 | $197.0M | 1.42% | +89,432+17.6% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 594,809 | $196.2M | 0.64% | −103,290−14.8% | Reduced |
| New York State Common Retirement Fund | 593,155 | $195.6M | 0.29% | −13,991−2.3% | Reduced |
| Franklin Resources Inc | 569,535 | $187.8M | 0.05% | +105,749+22.8% | Added |
| Thrivent Financial for Lutherans | 551,765 | $183.8M | 0.40% | +59,370+12.1% | Added |
| Alliancebernstein L.P. | 537,319 | $177.2M | 0.06% | −10,932−2.0% | Reduced |
| US Bancorp | 530,597 | $175.0M | 0.23% | −18,185−3.3% | Reduced |
| Fifth Third Bancorp | 508,808 | $167.8M | 0.64% | −1,210−0.2% | Reduced |
| Jane Street Group, LLC | 476,066 | $157.0M | 0.28% | +407,478+594.1% | Added |
| Victory Capital Management Inc | 464,358 | $153.1M | 0.16% | −18,537−3.8% | Reduced |
| State Board of Administration of Florida Retirement System | 463,278 | $152.8M | 0.30% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 463,208 | $152.8M | 0.05% | −22,025−4.5% | Reduced |
| Commonwealth Equity Services, LLC | 438,960 | $144.8M | 0.20% | +4,186+1.0% | Added |
| APG Asset Management N.V. | 468,160 | $142.9M | 0.44% | +27,519+6.2% | Added |
| The PNC Financial Services Group, Inc. | 424,640 | $140.0M | 0.07% | +13,890+3.4% | Added |
| Zacks Investment Management | 421,139 | $138.9M | 1.30% | +4,813+1.2% | Added |
| New York State Teachers Retirement System | 419,967 | $138.5M | 0.32% | −26,943−6.0% | Reduced |
| Standard Life Aberdeen plc | 416,760 | $136.7M | 0.27% | +122,185+41.5% | Added |
| Baird Financial Group, Inc. | 405,975 | $133.9M | 0.26% | +2,958+0.7% | Added |
| Canada Pension Plan Investment Board | 397,852 | $131.2M | 0.13% | +124,486+45.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 393,498 | $129.8M | 0.34% | −6,808−1.7% | Reduced |
| Bank of Nova Scotia | 387,362 | $127.7M | 0.29% | −66,483−14.6% | Reduced |
| Caisse de Depot Et Placement du Quebec | 376,718 | $124.2M | 0.26% | −161,416−30.0% | Reduced |
| Manufacturers Life Insurance Company, The | 371,177 | $122.4M | 0.12% | −56,643−13.2% | Reduced |
| DekaBank Deutsche Girozentrale | 372,828 | $122.2M | 0.24% | +46,225+14.2% | Added |
| Korea Investment CORP | 363,081 | $119.7M | 0.29% | −2,368−0.6% | Reduced |
| Toronto Dominion Bank | 357,563 | $117.9M | 0.30% | +154,297+75.9% | Added |
| Bessemer Group Inc | 349,672 | $115.3M | 0.21% | −29,152−7.7% | Reduced |
| Menora Mivtachim Holdings Ltd. | 343,217 | $113.2M | 0.74% | 00.0% | Unchanged |
| Citadel Advisors LLC | 342,335 | $112.9M | 0.11% | +261,570+323.9% | Added |
| Aviva PLC | 339,518 | $112.0M | 0.27% | +47,065+16.1% | Added |
| Alecta Pensionsforsakring, Omsesidigt | 328,600 | $108.4M | 0.61% | +197,000+149.7% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 328,050 | $108.2M | 0.96% | +3,250+1.0% | Added |
| Rockefeller Capital Management L.P. | 322,054 | $106.2M | 0.26% | +44,638+16.1% | Added |
| Asset Management One Co.,Ltd. | 318,875 | $105.2M | 0.36% | +8,271+2.7% | Added |
| Nomura Asset Management Co Ltd | 308,902 | $101.9M | 0.31% | +5,952+2.0% | Added |
| Commerzbank Aktiengesellschaft | 308,391 | $101.7M | 2.37% | +26,147+9.3% | Added |
| Capital International Investors | 307,195 | $101.3M | 0.02% | −256,021−45.5% | Reduced |
| Pictet Asset Management Holding SA | 306,004 | $100.9M | 0.11% | +8,628+2.9% | Added |
| Voya Investment Management LLC | 300,786 | $99.2M | 0.11% | +3,072+1.0% | Added |