Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,223,787 | $10.7B | 0.25% | +663,885+1.4% | Added |
| State Street Corp | 40,808,438 | $9.09B | 0.45% | −24,796−0.1% | Reduced |
| BlackRock Inc. | 37,494,751 | $8.35B | 0.23% | +992,608+2.7% | Added |
| Capital World Investors | 20,124,623 | $4.48B | 0.77% | +6,861,936+51.7% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $3.96B | 3.97% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 8,780,113 | $1.95B | 0.24% | +160,943+1.9% | Added |
| Northern Trust Corp | 7,358,260 | $1.64B | 0.29% | −75,453−1.0% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.64B | 8.29% | −2,331,518−24.1% | Reduced |
| Fisher Asset Management, LLC | 7,272,322 | $1.62B | 0.96% | +268,133+3.8% | Added |
| FMR LLC | 6,237,001 | $1.39B | 0.11% | +2,062,751+49.4% | Added |
| Norges Bank | 4,998,236 | $1.11B | 0.24% | −337,067−6.3% | Reduced |
| Bank of New York Mellon Corp | 4,632,692 | $1.03B | 0.20% | −164,944−3.4% | Reduced |
| Bank of America Corp | 4,559,880 | $1.02B | 0.11% | +484,791+11.9% | Added |
| Morgan Stanley | 4,486,963 | $999.8M | 0.13% | −319,041−6.6% | Reduced |
| Legal & General Group Plc | 3,785,898 | $843.6M | 0.26% | +167,225+4.6% | Added |
| Royal Bank of Canada | 3,659,953 | $815.5M | 0.22% | +147,928+4.2% | Added |
| Wellington Management Group LLP | 3,444,080 | $767.4M | 0.13% | −61,284−1.7% | Reduced |
| Nuveen Asset Management, LLC | 3,421,613 | $765.5M | 0.25% | +219,700+6.9% | Added |
| Invesco Ltd. | 3,434,571 | $765.3M | 0.20% | −1,429,549−29.4% | Reduced |
| Capital Research Global Investors | 3,225,963 | $718.8M | 0.18% | −1,0950.0% | Reduced |
| Price T Rowe Associates Inc | 3,206,169 | $714.4M | 0.07% | +634,210+24.7% | Added |
| Goldman Sachs Group Inc | 3,199,308 | $712.9M | 0.18% | +22,721+0.7% | Added |
| UBS Asset Management Americas Inc | 3,067,187 | $683.4M | 0.29% | +172,350+6.0% | Added |
| Primecap Management Co | 2,998,708 | $668.2M | 0.50% | −379,200−11.2% | Reduced |
| Charles Schwab Investment Management Inc | 2,697,327 | $601.0M | 0.18% | +98,914+3.8% | Added |
| Amundi | 2,707,727 | $584.6M | 0.40% | +270,781+11.1% | Added |
| Swiss National Bank | 2,342,941 | $522.1M | 0.29% | +262,000+12.6% | Added |
| Dimensional Fund Advisors LP | 2,313,046 | $515.4M | 0.16% | +24,792+1.1% | Added |
| Ameriprise Financial Inc | 2,291,735 | $507.9M | 0.15% | −82,699−3.5% | Reduced |
| Wells Fargo & Company | 2,254,124 | $502.3M | 0.13% | −221,175−8.9% | Reduced |
| Ontario Teachers Pension Plan Board | 1,943,875 | $433.1M | 5.24% | +1,943,875 | New |
| Diamond Hill Capital Management Inc | 1,924,467 | $428.8M | 1.59% | +604,819+45.8% | Added |
| Parametric Portfolio Associates LLC | 1,854,135 | $413.1M | 0.22% | +87,248+4.9% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,809,166 | $403.1M | 0.27% | −22,537−1.2% | Reduced |
| Capital International Investors | 1,685,271 | $375.5M | 0.09% | +5020.0% | Added |
| TD Asset Management Inc | 1,577,863 | $351.6M | 0.32% | −219,099−12.2% | Reduced |
| Deutsche Bank AG | 1,457,432 | $324.7M | 0.15% | −311,773−17.6% | Reduced |
| Altshuler Shaham Ltd | 1,342,260 | $299.1M | 2.79% | +1,342,260 | New |
| JPMorgan Chase & Co | 1,329,960 | $296.3M | 0.04% | +346,135+35.2% | Added |
| Lazard Asset Management LLC | 1,105,063 | $246.2M | 0.29% | +39,791+3.7% | Added |
| California Public Employees Retirement System | 1,092,838 | $243.5M | 0.19% | −77,957−6.7% | Reduced |
| Eaton Vance Management | 1,090,789 | $243.0M | 0.28% | +219,242+25.2% | Added |
| Boston Partners | 1,084,953 | $241.5M | 0.29% | −252,361−18.9% | Reduced |
| Credit Suisse AG | 1,074,380 | $239.4M | 0.21% | +140,275+15.0% | Added |
| ProShare Advisors LLC | 1,042,369 | $232.3M | 0.50% | −26,218−2.5% | Reduced |
| Principal Financial Group Inc | 1,033,994 | $230.4M | 0.15% | −16,511−1.6% | Reduced |
| New York State Common Retirement Fund | 992,581 | $221.2M | 0.24% | +7,294+0.7% | Added |
| Manufacturers Life Insurance Company, The | 983,486 | $219.1M | 0.14% | −13,517−1.4% | Reduced |
| Envestnet Asset Management Inc | 947,733 | $211.2M | 0.11% | +158,405+20.1% | Added |
| California State Teachers Retirement System | 922,162 | $205.5M | 0.27% | −61,847−6.3% | Reduced |
| UBS Group AG | 914,418 | $203.8M | 0.09% | −446,636−32.8% | Reduced |
| Bank of Montreal | 884,108 | $197.3M | 0.11% | −128,615−12.7% | Reduced |
| Neuberger Berman Group LLC | 865,894 | $193.0M | 0.16% | −363,903−29.6% | Reduced |
| Citigroup Inc | 848,096 | $189.0M | 0.20% | −299,214−26.1% | Reduced |
| Baird Financial Group, Inc. | 846,740 | $188.7M | 0.47% | +84,542+11.1% | Added |
| Rhumbline Advisers | 846,447 | $188.6M | 0.24% | +2,550+0.3% | Added |
| Barclays PLC | 820,003 | $182.7M | 0.15% | −723,967−46.9% | Reduced |
| Alliancebernstein L.P. | 803,485 | $179.0M | 0.07% | +111,819+16.2% | Added |
| Prudential Financial Inc | 786,530 | $175.3M | 0.23% | −7,931−1.0% | Reduced |
| National Pension Service | 712,503 | $158.8M | 0.29% | −10,671−1.5% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 710,056 | $157.9M | 2.11% | +44,880+6.7% | Added |
| Mackenzie Financial Corp | 680,655 | $151.7M | 0.20% | −1,180−0.2% | Reduced |
| Stifel Financial Corp | 671,499 | $149.6M | 0.20% | +93,678+16.2% | Added |
| State Board of Administration of Florida Retirement System | 665,644 | $148.3M | 0.29% | −14,468−2.1% | Reduced |
| Raymond James & Associates | 665,046 | $148.2M | 0.13% | +50,983+8.3% | Added |
| US Bancorp | 642,037 | $143.1M | 0.24% | +69,988+12.2% | Added |
| New York State Teachers Retirement System | 638,385 | $142.2M | 0.29% | 00.0% | Unchanged |
| LPL Financial LLC | 634,277 | $141.3M | 0.12% | +3,051+0.5% | Added |
| HSBC Holdings PLC | 611,807 | $136.7M | 0.19% | +43,513+7.7% | Added |
| Macquarie Group Ltd | 593,473 | $132.2M | 0.12% | +384,268+183.7% | Added |
| Schroder Investment Management Group | 586,151 | $130.8M | 0.17% | +514,683+720.2% | Added |
| The PNC Financial Services Group, Inc. | 584,987 | $130.3M | 0.11% | +16,469+2.9% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 573,646 | $127.8M | 0.51% | +61,234+12.0% | Added |
| APG Asset Management N.V. | 613,309 | $122.8M | 0.23% | −80,404−11.6% | Reduced |
| Natixis Advisors, L.P. | 550,465 | $122.7M | 0.47% | +156,989+39.9% | Added |
| Old Republic International Corporation | 548,500 | $122.2M | 2.48% | −18,500−3.3% | Reduced |
| Congress Asset Management Co | 542,275 | $120.8M | 1.03% | +14,444+2.7% | Added |
| Rothschild & Co Asset Management US Inc. | 476,987 | $106.3M | 1.36% | +14,576+3.2% | Added |
| Vaughan Nelson Investment Management, L.P. | 459,738 | $102.4M | 1.16% | +459,738 | New |
| Bessemer Group Inc | 452,601 | $100.8M | 0.21% | +431,985+2,095.4% | Added |
| DekaBank Deutsche Girozentrale | 447,057 | $100.0M | 0.25% | +176,711+65.4% | Added |
| Natixis | 444,025 | $98.9M | 0.34% | −23,313−5.0% | Reduced |
| Commonwealth Equity Services, LLC | 431,318 | $96.1M | 0.22% | +7,535+1.8% | Added |
| Great West Life Assurance Co | 406,274 | $94.4M | 0.20% | −25,686−5.9% | Reduced |
| Zacks Investment Management | 422,383 | $94.1M | 1.31% | +22,967+5.8% | Added |
| Adage Capital Partners GP, L.L.C. | 404,904 | $90.2M | 0.17% | −127,800−24.0% | Reduced |
| STRS Ohio | 404,667 | $90.2M | 0.33% | +399+0.1% | Added |
| HighTower Advisors, LLC | 402,466 | $89.6M | 0.20% | −2,048−0.5% | Reduced |
| State of Wisconsin Investment Board | 400,363 | $89.2M | 0.19% | +56,522+16.4% | Added |
| Allspring Global Investments Holdings, LLC | 398,291 | $88.7M | 0.11% | −45,684−10.3% | Reduced |
| Mn Services Vermogensbeheer B.V. | 390,528 | $87.0M | 0.58% | −25,700−6.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 386,155 | $86.0M | 0.16% | +85,727+28.5% | Added |
| Retirement Systems of Alabama | 383,439 | $85.4M | 0.31% | −3,530−0.9% | Reduced |
| State of Tennessee, Treasury Department | 372,273 | $83.0M | 0.32% | +32,568+9.6% | Added |
| First Trust Advisors LP | 363,359 | $81.0M | 0.08% | +888+0.2% | Added |
| AMF Pensionsforsakring AB | 359,387 | $80.1M | 0.59% | +37,619+11.7% | Added |
| First Republic Investment Management, Inc. | 355,561 | $79.2M | 0.17% | +22,497+6.8% | Added |
| Korea Investment CORP | 340,736 | $75.9M | 0.19% | +76,100+28.8% | Added |
| Nomura Asset Management Co Ltd | 336,514 | $75.0M | 0.41% | −1,403−0.4% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 332,160 | $74.0M | 0.26% | +584+0.2% | Added |