Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,069	$351.1B
Q1 2026	3,772	$232.0B
Q4 2025	3,542	$188.7B
Q3 2025	3,150	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Vanguard Group Inc	46,269,463	$10.7B	0.29%	–	–
State Street Corp	40,946,961	$9.49B	0.55%	–	–
BlackRock Inc.	34,824,400	$8.07B	0.24%	–	–
State Farm Mutual Automobile Insurance Co	19,186,297	$4.45B	4.71%	–	–
Price T Rowe Associates Inc	14,492,830	$3.36B	0.34%	–	–
Capital World Investors	12,168,006	$2.82B	0.52%	–	–
Gates Foundation TrustSuperinvestorGates Foundation Trust	10,156,756	$2.36B	11.24%	–	–
Capital International Investors	8,454,057	$1.96B	0.50%	–	–
Geode Capital Management, LLC	8,331,794	$1.93B	0.29%	–	–
FMR LLC	7,374,596	$1.71B	0.15%	–	–
Northern Trust Corp	6,547,439	$1.52B	0.28%	–	–
Fisher Asset Management, LLC	6,414,634	$1.49B	1.05%	–	–
Norges Bank	5,243,704	$1.22B	0.28%	–	–
Wellington Management Group LLP	4,937,960	$1.14B	0.20%	–	–
Bank of New York Mellon Corp	4,728,752	$1.10B	0.22%	–	–
Capital Research Global Investors	4,587,295	$1.06B	0.26%	–	–
Morgan Stanley	4,349,010	$1.01B	0.15%	–	–
Bank of America Corp	4,040,980	$937.0M	0.11%	–	–
Nuveen Asset Management, LLC	3,942,470	$914.1M	0.29%	–	–
Invesco Ltd.	3,843,269	$891.1M	0.24%	–	–
Primecap Management Co	3,681,535	$853.6M	0.60%	–	–
Legal & General Group Plc	3,401,953	$788.8M	0.29%	–	–
Macquarie Group Ltd	3,337,503	$773.9M	1.09%	–	–
Amundi Asset Management US, Inc.	3,184,826	$738.5M	0.57%	–	–
Royal Bank of Canada	3,160,949	$732.9M	0.23%	–	–
UBS Asset Management Americas Inc	2,689,431	$623.6M	0.28%	–	–
Wells Fargo & Company	2,542,327	$589.5M	0.14%	–	–
Charles Schwab Investment Management Inc	2,470,249	$572.8M	0.21%	–	–
Dimensional Fund Advisors LP	2,457,609	$569.9M	0.19%	–	–
Swiss National Bank	2,089,242	$484.4M	0.32%	–	–
Sumitomo Mitsui Trust Holdings, Inc.	2,083,443	$483.1M	0.30%	–	–
Boston Partners	2,057,759	$477.1M	0.64%	–	–
Ameriprise Financial Inc	1,864,948	$432.5M	0.14%	–	–
Goldman Sachs Group Inc	1,810,792	$419.9M	0.12%	–	–
Parametric Portfolio Associates LLC	1,747,903	$405.3M	0.23%	–	–
Harris Associates L PSuperinvestorHarris Associates (Oakmark)	1,700,522	$394.3M	0.67%	–	–
UBS Group AG	1,638,180	$379.8M	0.17%	–	–
TD Asset Management Inc	1,524,505	$353.5M	0.40%	–	–
Deutsche Bank AG	1,417,915	$328.8M	0.18%	–	–
JPMorgan Chase & Co	1,318,186	$305.6M	0.04%	–	–
New York State Common Retirement Fund	1,266,036	$293.6M	0.32%	–	–
California Public Employees Retirement System	1,242,707	$288.1M	0.22%	–	–
Eaton Vance Management	1,226,287	$284.3M	0.42%	–	–
Manufacturers Life Insurance Company, The	1,153,695	$267.5M	0.23%	–	–
Diamond Hill Capital Management Inc	1,138,030	$263.9M	1.07%	–	–
Alliancebernstein L.P.	1,134,315	$263.0M	0.12%	–	–
1832 Asset Management L.P.	1,062,900	$248.9M	0.54%	–	–
Citigroup Inc	1,066,369	$247.3M	0.24%	–	–
Lazard Asset Management LLC	1,047,471	$242.9M	0.29%	–	–
Bank of Montreal	1,022,354	$235.6M	0.17%	–	–
Credit Suisse AG	1,007,020	$233.5M	0.17%	–	–
California State Teachers Retirement System	994,645	$230.6M	0.30%	–	–
Neuberger Berman Group LLC	974,765	$225.5M	0.22%	–	–
Allianz Asset Management GmbH	922,972	$214.0M	0.22%	–	–
Rhumbline Advisers	877,116	$203.4M	0.28%	–	–
ProShare Advisors LLC	842,299	$195.3M	0.61%	–	–
Barclays PLC	804,660	$186.6M	0.18%	–	–
Principal Financial Group Inc	804,362	$186.5M	0.13%	–	–
HSBC Holdings PLC	794,967	$184.7M	0.25%	–	–
National Pension Service	720,914	$167.2M	0.35%	–	–
State Board of Administration of Florida Retirement System	719,377	$166.8M	0.33%	–	–
New York State Teachers Retirement System	681,455	$158.0M	0.34%	–	–
Adage Capital Partners GP, L.L.C.	663,974	$154.0M	0.31%	–	–
APG Asset Management N.V.	774,151	$152.7M	0.26%	–	–
Envestnet Asset Management Inc	624,503	$144.8M	0.09%	–	–
Mackenzie Financial Corp	592,288	$137.3M	0.21%	–	–
Baird Financial Group, Inc.	585,108	$135.7M	0.38%	–	–
Raymond James & Associates	576,953	$133.8M	0.14%	–	–
Old Republic International Corporation	567,000	$131.5M	3.10%	–	–
LPL Financial LLC	562,711	$130.5M	0.15%	–	–
Franklin Resources Inc	561,626	$130.2M	0.05%	–	–
Artemis Investment Management LLP	550,881	$127.8M	1.21%	–	–
Nan Shan Life Insurance Co., Ltd.	540,099	$125.2M	2.43%	–	–
Congress Asset Management Co	538,270	$124.8M	1.13%	–	–
AMF Pensionsforsakring AB	537,619	$124.7M	0.93%	–	–
Zurich Insurance Group Ltd	529,614	$122.8M	1.76%	–	–
Prudential Financial Inc	505,469	$117.2M	0.18%	–	–
Stifel Financial Corp	484,146	$112.3M	0.19%	–	–
CIBC Private Wealth Group, LLC	478,702	$111.0M	0.28%	–	–
Rothschild & Co Asset Management US Inc.	463,510	$107.5M	1.33%	–	–
Retirement Systems of Alabama	455,459	$105.6M	0.40%	–	–
STRS Ohio	444,159	$103.0M	0.39%	–	–
US Bancorp	428,854	$99.4M	0.20%	–	–
Prudential PLC	411,575	$95.4M	0.66%	–	–
Victory Capital Management Inc	411,493	$95.4M	0.10%	–	–
Southpoint Capital Advisors LP	400,000	$92.7M	1.49%	–	–
Aviva PLC	396,104	$91.8M	0.45%	–	–
State of Wisconsin Investment Board	395,130	$91.6M	0.20%	–	–
Mitsubishi UFJ Kokusai Asset Management Co., Ltd.	388,783	$90.1M	0.59%	–	–
Mitsubishi UFJ Trust & Banking Corp	398,440	$89.0M	0.20%	–	–
ARK Investment Management LLCSuperinvestorARK Invest	381,967	$88.6M	0.18%	–	–
Commonwealth Equity Services, LLC	378,712	$87.8M	0.25%	–	–
Chevy Chase Trust Holdings, Inc.	373,213	$86.5M	0.31%	–	–
Factory Mutual Insurance Co	370,485	$85.9M	1.10%	–	–
State of Tennessee, Treasury Department	366,606	$85.0M	0.35%	–	–
Zacks Investment Management	364,224	$84.5M	1.50%	–	–
HighTower Advisors, LLC	362,443	$84.0M	0.27%	–	–
Great West Life Assurance Co	363,393	$84.0M	0.20%	–	–
The PNC Financial Services Group, Inc.	351,826	$81.6M	0.08%	–	–
Toronto Dominion Bank	350,416	$81.3M	0.14%	–	–