Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,772	$232.0B
Q4 2025	3,542	$188.7B
Q3 2025	3,150	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Public Employees Retirement System of Ohio	349,802	$81.1M	0.32%	–	–
Capitolis Advisors LLC	333,284	$77.3M	1.34%	–	–
First Trust Advisors LP	331,430	$76.8M	0.09%	–	–
BNP PARIBAS ASSET MANAGEMENT Holding S.A.	328,164	$76.1M	0.31%	–	–
State of New Jersey Common Pension Fund D	325,256	$75.4M	0.26%	–	–
Canada Pension Plan Investment Board	323,661	$75.0M	0.10%	–	–
Asset Management One Co.,Ltd.	320,309	$74.3M	0.29%	–	–
Natixis	313,289	$72.6M	0.24%	–	–
Swedbank AB	313,253	$72.6M	0.15%	–	–
First Republic Investment Management, Inc.	301,156	$69.8M	0.23%	–	–
Pictet Asset Management Ltd	297,714	$69.0M	0.08%	–	–
Massachusetts Financial Services Co	297,621	$69.0M	0.02%	–	–
Korea Investment CORP	294,836	$68.4M	0.22%	–	–
Natixis Advisors, L.P.	293,552	$68.1M	0.36%	–	–
Raymond James Financial Services Advisors, Inc.	291,304	$67.5M	0.15%	–	–
Markel Group Inc.SuperinvestorMarkel Group	287,500	$66.7M	0.92%	–	–
Robeco Institutional Asset Management B.V.	285,087	$66.1M	0.16%	–	–
BNP Paribas Arbitrage, SA	273,105	$63.3M	0.14%	–	–
AQR Capital Management LLC	256,510	$59.5M	0.10%	–	–
Fifth Third Bancorp	255,622	$59.3M	0.28%	–	–
Advisor Group Holdings, Inc.	255,401	$59.3M	0.14%	–	–
Storebrand Asset Management AS	253,792	$58.8M	0.31%	–	–
Ardevora Asset Management LLP	249,500	$57.9M	0.86%	–	–
Janney Montgomery Scott LLC	249,315	$57.8M	0.28%	–	–
Citadel Advisors LLC	241,596	$56.0M	0.06%	–	–
Voya Investment Management LLC	240,897	$55.9M	0.11%	–	–
Westpac Banking Corp	238,176	$55.2M	0.61%	–	–
Treasurer of the State of North Carolina	237,566	$55.1M	0.35%	–	–
Gateway Investment Advisers LLC	234,880	$54.5M	0.59%	–	–
Ensign Peak Advisors, Inc	234,131	$54.3M	0.12%	–	–
Standard Life Aberdeen plc	230,547	$53.5M	0.12%	–	–
Migdal Insurance & Financial Holdings Ltd.	227,500	$52.8M	0.53%	–	–
M&T Bank Corp	225,471	$52.3M	0.23%	–	–
Truist Financial Corp	225,177	$52.2M	0.09%	–	–
Bank of Nova Scotia	216,117	$50.1M	0.10%	–	–
Janus Henderson Group PLC	214,944	$49.9M	0.02%	–	–
AXA S.A.	213,045	$49.4M	0.15%	–	–
Huntington National Bank	211,549	$49.1M	0.59%	–	–
Royal London Asset Management Ltd	204,924	$47.6M	0.22%	–	–
WestEnd Advisors, LLC	204,895	$47.5M	1.90%	–	–
Clark Capital Management Group, Inc.	197,279	$45.7M	0.70%	–	–
Calamos Advisors LLC	196,339	$45.5M	0.27%	–	–
American International Group, Inc.	193,962	$45.0M	0.18%	–	–
PGGM Investments	193,905	$45.0M	0.19%	–	–
Manning & Napier Group, LLC	191,095	$44.3M	0.38%	–	–
DekaBank Deutsche Girozentrale	185,000	$43.5M	0.14%	–	–
Bollard Group LLC	185,455	$43.0M	1.51%	–	–
Assenagon Asset Management S.A.	183,774	$42.6M	0.22%	–	–
Zurcher Kantonalbank (Zurich Cantonalbank)	182,947	$42.4M	0.25%	–	–
Commerce Bank	181,330	$42.0M	0.32%	–	–
CIBC World Markets Corp	180,699	$41.9M	0.27%	–	–
Varma Mutual Pension Insurance Co	179,343	$41.6M	0.60%	–	–
Bluestein R H & Co	177,796	$41.2M	1.75%	–	–
Nisa Investment Advisors, LLC	177,261	$41.1M	0.26%	–	–
Umb Bank N A	176,971	$41.0M	1.00%	–	–
Financial Counselors Inc	170,618	$39.6M	0.92%	–	–
Cambridge Investment Research Advisors, Inc.	169,144	$39.2M	0.21%	–	–
Minneapolis Portfolio Management Group, LLC	168,004	$39.0M	4.37%	–	–
Fjarde Ap-Fonden /Fourth Swedish National Pension Fund	166,749	$38.7M	0.35%	–	–
Heritage Investors Management Corp	165,034	$38.3M	1.70%	–	–
Madison Asset Management, LLC	164,506	$38.1M	0.53%	–	–
Keybank National Association	163,907	$38.0M	0.18%	–	–
Jupiter Asset Management Ltd	163,577	$38.0M	0.37%	–	–
Criteria Caixa, S.A.U.	162,503	$37.7M	6.10%	–	–
Nomura Asset Management Co Ltd	161,904	$37.5M	0.24%	–	–
AMP Capital Investors Ltd	161,726	$37.5M	0.19%	–	–
Creative Planning	156,776	$36.4M	0.07%	–	–
United Capital Financial Advisers, LLC	156,680	$36.3M	0.20%	–	–
Duquesne Family Office LLCSuperinvestorDuquesne Family Office	156,400	$36.3M	0.80%	–	–
Hyman Charles D	154,700	$35.9M	2.63%	–	–
Arizona State Retirement System	153,092	$35.5M	0.31%	–	–
Telemark Asset Management, LLC	150,000	$34.8M	2.94%	–	–
Millennium Management LLC	148,221	$34.4M	0.05%	–	–
United Services Automobile Association	142,353	$33.0M	0.60%	–	–
Meyer Handelman Co	141,566	$32.8M	1.36%	–	–
SEI Investments Co	143,614	$32.8M	0.08%	–	–
Tocqueville Asset Management L.P.	141,191	$32.7M	0.50%	–	–
Alyeska Investment Group, L.P.	139,321	$32.3M	0.42%	–	–
State of Michigan Retirement System	136,876	$31.7M	0.20%	–	–
Handelsbanken Fonder AB	134,970	$31.3M	0.18%	–	–
Glenview Trust Co	133,208	$30.9M	1.33%	–	–
DnB Asset Management AS	131,657	$30.5M	0.22%	–	–
Gabelli Funds LLC	130,150	$30.2M	0.20%	–	–
MetLife Investment Management	129,946	$30.1M	0.28%	–	–
State of Alaska, Department of Revenue	129,639	$30.1M	0.33%	–	–
Rockefeller Capital Management L.P.	129,245	$30.0M	0.20%	–	–
Country Trust Bank	129,058	$29.9M	0.96%	–	–
S&CO Inc	128,985	$29.9M	2.52%	–	–
Main Street Research LLC	128,241	$29.7M	2.80%	–	–
Tredje AP-fonden	128,030	$29.7M	0.71%	–	–
Adams Diversified Equity Fund, Inc.	126,800	$29.4M	1.26%	–	–
Westwood Management Corp	125,200	$29.0M	2.56%	–	–
Teacher Retirement System of Texas	124,896	$29.0M	0.16%	–	–
Skandinaviska Enskilda Banken AB (publ)	124,081	$28.8M	0.19%	–	–
Nichols & Pratt Advisers LLP	122,186	$28.3M	2.21%	–	–
Guggenheim Capital LLC	120,220	$27.9M	0.18%	–	–
Wesleyan Assurance Society	117,250	$27.2M	3.62%	–	–
Interval Partners, LP	115,969	$26.9M	1.76%	–	–
Blair William & Co	115,436	$26.8M	0.10%	–	–
Russell Investments Group, Ltd.	115,167	$26.8M	0.05%	–	–