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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Falcon Edge Capital, LP113,847$26.4M1.64%––
ING Groep NV112,747$26.1M0.54%––
Comerica Bank113,351$26.1M0.16%––
Foundry Partners, LLC112,337$26.0M0.86%––
Asahi Life Asset Management Co., Ltd.111,938$26.0M3.52%––
Schroder Investment Management Group111,352$25.8M0.03%––
Susquehanna International Group, LLP108,229$25.1M0.03%––
Braun Stacey Associates Inc108,000$25.0M1.05%––
Pinebridge Investments, L.P.107,948$25.0M0.32%––
Janney Capital Management LLC107,538$24.9M1.65%––
Forsta Ap-Fonden107,500$24.9M0.35%––
Gulf International Bank (UK) Ltd106,972$24.8M0.34%––
Hilton Capital Management, LLC106,017$24.6M2.66%––
Sumitomo Mitsui DS Asset Management Company, Ltd105,995$24.6M0.64%––
Utah Retirement Systems104,058$24.1M0.34%––
Vontobel Holding Ltd.102,922$23.9M0.18%––
Banco Santander, S.A.101,996$23.6M0.17%––
Bradley Foster & Sargent Inc101,757$23.6M0.60%––
Glenmede Trust Co NA101,252$23.5M0.13%––
Thrivent Financial for Lutherans100,569$23.3M0.05%––
Alps Advisors Inc100,000$23.2M0.23%––
Mirae Asset Global Investments Co., Ltd.97,167$22.5M0.08%––
Cadinha & Co LLC96,947$22.5M3.24%––
Public Employees Retirement Association of Colorado96,741$22.4M0.10%––
Sabal Trust CO96,562$22.4M1.66%––
Regions Financial Corp96,091$22.3M0.20%––
Tower Research Capital LLC (TRC)94,696$22.0M0.37%––
Mackay Shields LLC94,361$21.9M0.16%––
Ziegler Capital Management, LLC94,029$21.8M0.69%––
Banco Bilbao Vizcaya Argentaria, S.A.94,648$21.8M0.43%––
Wilbanks Smith & Thomas Asset Management LLC93,725$21.7M0.94%––
Chilton Capital Management LLC93,059$21.6M1.45%––
O'Shaughnessy Asset Management, LLC92,974$21.5M0.48%––
Parallax Volatility Advisers, L.P.92,478$21.4M0.19%––
Texas Permanent School Fund91,056$21.1M0.26%––
Front Barnett Associates LLC90,725$21.0M2.34%––
Levin Capital Strategies, L.P.89,829$20.8M2.24%––
Willis Investment Counsel89,649$20.8M1.26%––
British Columbia Investment Management Corp89,176$20.7M0.15%––
Chartwell Investment Partners, LLC89,008$20.6M0.62%––
CIBC World Markets Inc.88,737$20.6M0.06%––
Nikko Asset Management Americas, Inc.88,422$20.5M0.10%––
Nordea Investment Management AB86,691$20.3M0.03%––
Point72 Asset Management, L.P.87,153$20.2M0.10%––
Advisors Asset Management, Inc.86,617$20.1M0.31%––
Daiwa Securities Group Inc.86,448$20.0M0.15%––
Squarepoint Ops LLC86,272$20.0M0.18%––
Avalon Investment & Advisory86,089$20.0M0.46%––
Swiss Life Asset Management Ltd85,647$19.9M0.28%––
Atalanta Sosnoff Capital, LLC85,595$19.8M0.49%––
Caisse de Depot Et Placement du Quebec83,732$19.4M0.04%––
Cutler Investment Counsel LLC83,430$19.3M3.36%––
Colony Group LLC82,952$19.2M0.40%––
Old National Bancorp82,834$19.2M0.76%––
KBC Group NV81,778$19.0M0.08%––
MML Investors Services, LLC81,705$18.9M0.18%––
Northwestern Mutual Wealth Management Co80,682$18.7M0.04%––
Private Advisor Group, LLC80,378$18.6M0.18%––
Associated Banc-Corp159,507$18.5M1.15%––
Stock Yards Bank & Trust Co77,719$18.0M1.22%––
Waddell & Reed Financial Inc77,039$17.9M0.04%––
Community Bank of Raymore76,195$17.7M5.82%––
Stephens Inc76,194$17.7M0.29%––
Fort Washington Investment Advisors Inc75,814$17.6M0.17%––
Mutual of America Capital Management LLC75,355$17.5M0.18%––
Wolverine Trading, LLC74,963$17.5M0.34%––
Westchester Capital Management, Inc.75,297$17.5M5.06%––
CCM Investment Advisers LLC73,591$17.1M2.31%––
Vaughan David Investments LLC72,617$16.8M0.53%––
Spire Wealth Management72,678$16.7M0.44%––
Independent Advisor Alliance71,483$16.6M0.98%––
FineMark National Bank & Trust71,320$16.5M0.70%––
Philadelphia Trust Co70,693$16.4M1.26%––
Ossiam70,215$16.3M0.51%––
Lockheed Martin Investment Management Co69,916$16.2M0.83%––
Grassi Investment Management69,600$16.1M1.83%––
Commonwealth of Pennsylvania Public School Empls Retrmt Sys68,200$15.8M0.19%––
Alpha Cubed Investments, LLC67,594$15.7M1.22%––
Norinchukin Bank, The67,113$15.6M0.21%––
Bridgeway Capital Management, LLC66,750$15.5M0.29%––
Metropolitan Life Insurance Co66,657$15.5M0.23%––
Pinnacle Associates Ltd66,565$15.4M0.29%––
Delta Asset Management LLC66,388$15.4M1.56%––
Kestra Advisory Services, LLC66,115$15.3M0.19%––
Hartford Investment Management Co65,368$15.2M0.40%––
Mercer Global Advisors Inc65,134$15.1M0.14%––
Tufton Capital Management64,537$15.0M2.56%––
Capital International Inc63,940$14.8M0.14%––
Dearborn Partners LLC63,653$14.8M0.63%––
Andra AP-fonden63,600$14.7M0.33%––
Fiduciary Trust Co63,301$14.7M0.30%––
Marshall Wace North America L.P.63,209$14.7M0.06%––
Integrated Advisors Network LLC62,959$14.6M1.33%––
Ashfield Capital Partners, LLC62,901$14.6M1.16%––
Jennison Associates LLC62,625$14.5M0.01%––
Pillar Pacific Capital Management LLC62,466$14.5M1.12%––
LaFleur & Godfrey LLC62,094$14.4M2.80%––
Gofen & Glossberg LLC61,877$14.3M0.37%––
Lee Danner & Bass Inc61,800$14.3M1.38%––
Polaris Wealth Advisory Group, LLC61,869$14.3M0.92%––