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Livermore
Livermore
ZHEN

Advisors Asset Management, Inc.

SEC CIK
0001297376
Latest filing
Aug 13, 2026

The latest 13F from Advisors Asset Management, Inc. covers Q2 2026 (filed Aug 13, 2026): 1,408 long positions worth $6.56B. The top 10 holdings make up 15.4% of the portfolio, and the largest is Alphabet Inc. (GOOGL) at 2.8%. Livermore has 82 filings on Form 13F from this institution, going back to Q1 2018.

What changed in Q2 2026

Share counts compared with Q1 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
56
Est. +$44.7M
Added
698
Est. +$442.5M
Reduced
641
Est. −$429.9M
Sold out
99
Est. −$151.4M

Top 5 holdings

Share of this quarter's portfolio value

  1. GOOGLAlphabet Inc.
    2.8%$182.8MHistory
  2. AMZNAmazon Com Inc
    2.6%$171.0MHistory
  3. AAPLApple Inc.
    2.2%$144.9MHistory
  4. MSFTMicrosoft Corp
    1.6%$103.4MHistory
  5. METAMeta Platforms, Inc.
    1.3%$87.5MHistory

Share of portfolio

Top 5 holdings and the other 1,403 positions, by share of portfolio value

  1. GOOGL2.8%
  2. AMZN2.6%
  3. AAPL2.2%
  4. MSFT1.6%
  5. META1.3%
  6. Other 1,403 positions89.5%

Biggest buys

New and added positions, by estimated amount bought

  1. CWENClearway Energy, Inc.
    +$12.3MAddedHistory
  2. HONHoneywell International Inc
    +$5.81MNewHistory
  3. HONAHoneywell Aerospace Inc.
    +$5.74MNewHistory
  4. FDXFFedEx Freight Holding Company, Inc.
    +$5.06MNewHistory
  5. NKENIKE, Inc.
    +$4.92MAddedHistory

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. DELLDell Technologies Inc.
    +0.37 pp0.2% → 0.6%History
  2. PANWPalo Alto Networks Inc
    +0.31 pp0.3% → 0.6%History
  3. KLACKLA Corp
    +0.19 pp0.1% → 0.3%History
  4. CWENClearway Energy, Inc.
    +0.18 pp<0.1% → 0.2%History
  5. AMATApplied Materials Inc
    +0.15 pp0.2% → 0.3%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. PWRQuanta Services, Inc.
    −$24.6MSold outHistory
  2. RTXRTX Corp
    −$19.7MSold outHistory
  3. GLWCorning Inc
    −$16.3MReducedHistory
  4. GOOGLAlphabet Inc.
    −$16.0MReducedHistory
  5. Clearway Energy, Inc.18539C105
    −$15.2MSold out

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. PWRQuanta Services, Inc.
    −0.41 pp0.4% → 0.0%History
  2. WMTWalmart Inc.
    −0.38 pp1.5% → 1.2%History
  3. RTXRTX Corp
    −0.33 pp0.3% → 0.0%History
  4. VZVerizon Communications Inc
    −0.26 pp1.0% → 0.7%History
  5. Clearway Energy, Inc.18539C105
    −0.25 pp0.3% → 0.0%

Metrics

13F metrics for Q2 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$6.56B
+$546.0M (+9.1%) vs. prior quarter
Positions
1,408
−43 vs. prior quarter
Top 10 concentration
15.4%
Top 10 as share of value
Turnover
7.8%
Q2 2026, one quarter
Average holding period
15.1 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2018), so positions held before then are understated.

13F filings by quarter

34 quarters, going back to Q1 2018. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $7.01B (Q4 2021)

Q1 2018: $5.97BQ2 2018: $5.89BQ3 2018: $6.12BQ4 2018: $4.97BQ1 2019: $5.49BQ2 2019: $5.61BQ3 2019: $5.43BQ4 2019: $5.70BQ1 2020: $4.20BQ2 2020: $5.14BQ3 2020: $5.41BQ4 2020: $6.33BQ1 2021: $6.43BQ2 2021: $6.90BQ3 2021: $6.58BQ4 2021: $7.01BQ1 2022: $68.2KQ2 2022: $5.47BQ3 2022: $4.92BQ4 2022: $4.85BQ1 2023: $4.92BQ2 2023: $4.90BQ3 2023: $4.64BQ4 2023: $4.90BQ1 2024: $5.20BQ2 2024: $5.13BQ3 2024: $5.45BQ4 2024: $5.43BQ1 2025: $5.32BQ2 2025: $5.59BQ3 2025: $5.89BQ4 2025: $5.96BQ1 2026: $6.01BQ2 2026: $6.56B
Q1 2018Q2 2026
13F filings of Advisors Asset Management, Inc. by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q2 2026Aug 13, 20261,408$6.56BGOOGLAMZNAAPLvs. Q1 2026SEC
Q1 2026May 15, 20261,451$6.01BGOOGLAMZNAAPLvs. Q4 2025SEC
Q4 2025Aug 21, 2026Amended1,447$5.96BGOOGLAMZNAAPLvs. Q3 2025SECSEC
Q3 2025Aug 25, 2026Amended1,453$5.89BAMZNMSFTGOOGLvs. Q2 2025SEC
Q2 2025Aug 21, 2026Amended1,472$5.59BAMZNMSFTMETAvs. Q1 2025SEC
Q1 2025Aug 26, 2026Amended1,492$5.32BAMZNAAPLMSFTvs. Q4 2024SEC
Q4 2024Aug 21, 2026Amended1,476$5.43BAMZNAAPLMSFTvs. Q3 2024SECSEC
Q3 2024Aug 21, 2026Amended1,460$5.45BAMZNAAPLMSFTvs. Q2 2024SEC
Q2 2024Aug 21, 2026Amended1,436$5.13BAMZNMSFTAAPLvs. Q1 2024SEC
Q1 2024Aug 26, 2026Amended1,395$5.20BAMZNMSFTMETAvs. Q4 2023SEC
Q4 2023Aug 25, 2026Amended1,401$4.90BAMZNMSFTAAPLvs. Q3 2023SEC
Q3 2023Aug 25, 2026Amended1,404$4.64BAMZNMSFTAAPLvs. Q2 2023SEC
Q2 2023Aug 25, 2026Amended1,417$4.90BMSFTAMZNAAPLvs. Q1 2023SEC
Q1 2023Aug 25, 2026Amended1,447$4.92BMSFTAAPLAMZNvs. Q4 2022SEC
Q4 2022Aug 27, 2026Amended1,479$4.85BMSFTAAPLAMZNvs. Q3 2022SEC
Q3 2022Aug 26, 2026Amended1,460$4.92BAMZNMSFTAAPLvs. Q2 2022SEC
Q2 2022Aug 27, 2026Amended1,490$5.47BMSFTAAPLAMZNvs. Q1 2022SECSEC
Q1 2022Aug 25, 2026Amended3$68.2KPrincipal Financial Group INBOEFYBRvs. Q4 2021SEC
Q4 2021Aug 27, 2026Amended1,486$7.01BMSFTAAPLAMZNvs. Q3 2021SEC
Q3 2021Aug 27, 2026Amended1,463$6.58BAMZNMSFTGOOGLvs. Q2 2021SEC
Q2 2021Aug 25, 2026Amended1,401$6.90BAMZNMSFTGOOGLvs. Q1 2021SEC
Q1 2021Aug 25, 2026Amended1,478$6.43BAMZNMSFTAAPLvs. Q4 2020SEC
Q4 2020Aug 26, 2026Amended1,507$6.33BAMZNAAPLMSFTvs. Q3 2020SEC
Q3 2020Aug 25, 2026Amended1,520$5.41BAMZNMSFTAAPLvs. Q2 2020SEC
Q2 2020Aug 27, 2026Amended1,565$5.14BAMZNMSFTAAPLvs. Q1 2020SECSEC
Q1 2020Aug 21, 2026Amended1,506$4.20BMSFTAMZNAAPLvs. Q4 2019SECSEC
Q4 2019Aug 25, 2026Amended1,559$5.70BMSFTAMZNAAPLvs. Q3 2019SECSEC
Q3 2019Aug 18, 2026Amended1,573$5.43BMSFTAMZNAAPLvs. Q2 2019SECSEC
Q2 2019Aug 18, 2026Amended1,553$5.61BMSFTAMZNMAvs. Q1 2019SECSEC
Q1 2019Aug 18, 2026Amended1,565$5.49BAMZNMSFTGOOGLvs. Q4 2018SEC
Q4 2018Aug 13, 2026Amended1,602$4.97BAMZNMSFTGOOGLvs. Q3 2018SECSEC
Q3 2018Aug 13, 2026Amended1,591$6.12BAMZNMSFTAAPLvs. Q2 2018SECSEC
Q2 2018Aug 13, 2026Amended1,601$5.89BAMZNMSFTAAPLvs. Q1 2018SECSEC
Q1 2018Aug 13, 2026Amended1,542$5.97BAMZNMSFTAAPL–SECSEC

13D and 13G filings

Companies where Advisors Asset Management, Inc. reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

3 companies, largest stake first.

Companies where Advisors Asset Management, Inc. owns 5% or more
CompanyLatest formStakeChangeFirst filedLatest filingFiling
EODAllspring Global Dividend Opportunity Fund13G/A5.77%2.49M shares+1.08 ppfrom 4.69%May 8, 20254 filingsMar 10, 2026SEC
EODAllspring Global Dividend Opportunity Fund13G/A5.53%1.05M shares–Jan 21, 20261 filingJan 21, 2026SEC
NCZVirtus Convertible & Income Fund II13G5.29%1.01M sharesNewDec 10, 20251 filingDec 10, 2025SEC

Latest filings

30 filings on file made by Advisors Asset Management, Inc. or listing it as a reporting person; the latest 20 are shown.

Schedule 13D and 13G filings by Advisors Asset Management, Inc.
CompanyFiled (ET)FormStakeChangeEvent dateFiling
IGAVoya Global Advantage & Premium Opportunity FundMay 11, 202611:48 AM ET13G/A4.61%707.8K shares−0.90 ppfrom 5.51%Below 5%Apr 30, 2026SEC
EODAllspring Global Dividend Opportunity FundMar 10, 20264:52 PM ET13G/A5.77%2.49M shares+1.08 ppfrom 4.69%Feb 28, 2026SEC
IGAVoya Global Advantage & Premium Opportunity FundMar 10, 20264:47 PM ET13G/A5.51%845.0K shares+0.93 ppfrom 4.58%Feb 28, 2026SEC
IGAVoya Global Advantage & Premium Opportunity FundFeb 11, 20269:48 AM ET13G/A4.58%703.2K shares−1.04 ppfrom 5.63%Below 5%Jan 31, 2026SEC
EODAllspring Global Dividend Opportunity FundFeb 11, 20269:43 AM ET13G/A4.69%2.02M shares−1.05 ppfrom 5.74%Below 5%Jan 31, 2026SEC
EODAllspring Global Dividend Opportunity FundJan 21, 202612:07 PM ET13G/A5.53%1.05M shares–Dec 31, 2025SEC
EODAllspring Global Dividend Opportunity FundJan 21, 202612:05 PM ET13G/A5.74%2.47M shares+0.47 ppfrom 5.27%Dec 31, 2025SEC
IGAVoya Global Advantage & Premium Opportunity FundJan 21, 202611:59 AM ET13G/A5.63%863.2K shares−2.36 ppfrom 7.98%Dec 31, 2025SEC
NCZVirtus Convertible & Income Fund IIDec 10, 20253:15 PM ET13G5.29%1.01M sharesNewNov 30, 2025SEC
EODAllspring Global Dividend Opportunity FundMay 8, 202511:02 AM ET13G5.27%2.27M sharesNewApr 30, 2025SEC
IGAVoya Global Advantage & Premium Opportunity FundJan 28, 202511:21 AM ET13G/A7.98%1.22M shares–Dec 31, 2024SEC
CTRClearBridge MLP & Midstream Total Return Fund Inc.Oct 10, 202413G/AOld format–––SEC
CTRClearBridge MLP & Midstream Total Return Fund Inc.Jul 10, 202413GOld format–New–SEC
IGAVoya Global Advantage & Premium Opportunity FundJan 29, 202413G/AOld format–––SEC
IGAVoya Global Advantage & Premium Opportunity FundAug 9, 202313GOld format–New–SEC
AGDabrdn Global Dynamic Dividend FundApr 10, 202313G/AOld format–––SEC
AGDabrdn Global Dynamic Dividend FundJan 18, 202313G/AOld format–––SEC
ACVVirtus Diversified Income & Convertible FundJun 10, 202213G/AOld format–––SEC
AGDabrdn Global Dynamic Dividend FundMay 10, 202213GOld format–New–SEC
ACVVirtus Diversified Income & Convertible FundFeb 9, 202213G/AOld format–––SEC