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Livermore
Livermore
ZHEN

Advisors Asset Management, Inc.

SEC CIK
0001297376
Latest filing
Aug 13, 2026

Holdings in Q2 2020

Holdings as of Jun 30, 2020, filed Aug 27, 2026. Long positions only; changes compare share counts with Q1 2020.

Institution overview
Positions
1,565
+59 vs. Q1 2020
Portfolio value
$5.14B
+$933.5M (+22.2%) vs. Q1 2020
Filed
Aug 27, 2026
AmendedSECSEC
Holdings of Advisors Asset Management, Inc. in Q2 2020
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMZNAmazon Com IncStock80,321$221.6M4.3%+6,738+9.2%AddedHistory
MSFTMicrosoft CorpStock1,085,183$220.8M4.3%+16,539+1.5%AddedHistory
AAPLApple Inc.Stock452,408$165.0M3.2%+17,536+4.0%AddedHistory
GOOGLAlphabet Inc.Stock89,342$126.7M2.5%+7,745+9.5%AddedHistory
METAMeta Platforms, Inc.Stock553,712$125.7M2.4%+59,534+12.0%AddedHistory
VVisa Inc.Stock525,312$101.5M2.0%+42,892+8.9%AddedHistory
PYPLPayPal Holdings, Inc.Stock452,382$78.8M1.5%+41,817+10.2%AddedHistory
MAMastercard IncStock260,442$77.0M1.5%+30,531+13.3%AddedHistory
VZVerizon Communications IncStock1,036,401$57.1M1.1%+37,766+3.8%AddedHistory
HDHome Depot, Inc.Stock212,469$53.2M1.0%−7,472−3.4%ReducedHistory
CMCSAComcast CorpStock1,306,919$50.9M1.0%+105,871+8.8%AddedHistory
CCICrown Castle Inc.REIT301,586$50.5M1.0%+15,223+5.3%AddedHistory
AMTAmerican Tower CorpREIT177,345$45.9M0.9%+5,693+3.3%AddedHistory
NEENextera Energy IncStock165,508$39.8M0.8%+538+0.3%AddedHistory
IBMInternational Business Machines CorpStock322,340$38.9M0.8%−2,668−0.8%ReducedHistory
PFEPfizer IncStock1,168,573$38.2M0.7%+22,438+2.0%AddedHistory
TAT&T Inc.Stock1,244,075$37.6M0.7%+7,058+0.6%AddedHistory
LMTLockheed Martin CorpStock100,186$36.6M0.7%−4,732−4.5%ReducedHistory
CSCOCisco Systems, Inc.Stock777,912$36.3M0.7%+40,774+5.5%AddedHistory
JPMJPMorgan Chase & CoStock376,107$35.4M0.7%−16,234−4.1%ReducedHistory
CVXChevron CorpStock394,954$35.2M0.7%+7,031+1.8%AddedHistory
JNJJohnson & JohnsonStock245,945$34.6M0.7%+5,360+2.2%AddedHistory
TXNTexas Instruments IncStock263,573$33.5M0.7%−12,061−4.4%ReducedHistory
CHTRCharter Communications, Inc.CL A65,184$33.2M0.6%+4,063+6.6%AddedHistory
ADBEAdobe Inc.Stock68,447$29.8M0.6%−1,861−2.6%ReducedHistory
MDTMedtronic plcStock312,863$28.7M0.6%−8,070−2.5%ReducedHistory
EBAYeBay IncCOM542,311$28.4M0.6%−64,541−10.6%ReducedHistory
MCDMcDonalds CorpStock138,265$25.5M0.5%−3,127−2.2%ReducedHistory
KOCoca Cola CoStock561,346$25.1M0.5%−63,551−10.2%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock67,284$24.4M0.5%+2,063+3.2%AddedHistory
UPSUnited Parcel Service IncStock211,842$23.6M0.5%+16,588+8.5%AddedHistory
AXPAmerican Express CoStock246,210$23.4M0.5%+34,250+16.2%AddedHistory
PGProcter & Gamble CoStock189,385$22.6M0.4%−10,983−5.5%ReducedHistory
INTCIntel CorpStock375,610$22.5M0.4%−38,324−9.3%ReducedHistory
ABBVAbbVie Inc.Stock223,175$21.9M0.4%−7,918−3.4%ReducedHistory
MMM3M CoStock139,572$21.8M0.4%+12,703+10.0%AddedHistory
MRSHMarsh & McLennan Companies, Inc.Stock201,696$21.7M0.4%−6,532−3.1%ReducedHistory
ABTAbbott LaboratoriesStock231,887$21.2M0.4%−4,230−1.8%ReducedHistory
ACNAccenture plcStock97,257$20.9M0.4%−3,904−3.9%ReducedHistory
BLKBlackRock, Inc.COM37,970$20.7M0.4%−2,745−6.7%ReducedHistory
HONHoneywell International IncCOM142,669$20.6M0.4%−5,459−3.7%ReducedHistory
DOWDow Inc.Stock495,829$20.2M0.4%+81,283+19.6%AddedHistory
COSTCostco Wholesale CorpStock66,483$20.2M0.4%−1,307−1.9%ReducedHistory
NIEVirtus Equity & Convertible Income FundCOM889,075$20.0M0.4%−63,437−6.7%ReducedHistory
SBUXStarbucks CorpStock267,769$19.7M0.4%+1,705+0.6%AddedHistory
XOMExxonMobil Holdings CorpCOM427,443$19.1M0.4%+647+0.2%AddedHistory
PEPPepsiCo IncStock137,573$18.2M0.4%−708−0.5%ReducedHistory
AVGOBroadcom Inc.Stock57,498$18.1M0.4%+2,202+4.0%AddedHistory
UNHUnitedHealth Group IncStock60,473$17.8M0.3%+920+1.5%AddedHistory
CATCaterpillar IncStock140,496$17.8M0.3%+13,583+10.7%AddedHistory
FDXFedEx CorpStock126,636$17.8M0.3%+18,932+17.6%AddedHistory
BGSB&G Foods, Inc.COM718,596$17.5M0.3%−63,671−8.1%ReducedHistory
DDominion Energy, IncStock213,712$17.3M0.3%−32,995−13.4%ReducedHistory
CVSCVS Health CorpStock261,134$17.0M0.3%−43,346−14.2%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM388,374$16.5M0.3%+50,767+15.0%AddedHistory
PAYXPaychex IncStock215,284$16.3M0.3%−1,209−0.6%ReducedHistory
NFJVirtus Dividend, Interest & Premium Strategy FundCOM1,438,430$16.1M0.3%+171,461+13.5%AddedHistory
PPLPPL CorpCOM614,518$15.9M0.3%−22,380−3.5%ReducedHistory
TFCTruist Financial CorpCOM416,310$15.6M0.3%+416,310NewHistory
GILDGilead Sciences, Inc.Stock202,927$15.6M0.3%−25,397−11.1%ReducedHistory
LLYEli Lilly & CoStock93,289$15.3M0.3%+4,415+5.0%AddedHistory
LOWLowes Companies IncStock110,085$14.9M0.3%+3,720+3.5%AddedHistory
CAHCardinal Health IncStock283,787$14.8M0.3%−49,485−14.8%ReducedHistory
PDCOPatterson Companies, Inc.COM668,967$14.7M0.3%−74,340−10.0%ReducedHistory
ADPAutomatic Data Processing IncStock98,773$14.7M0.3%+7,443+8.1%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM23,369$14.6M0.3%+1,604+7.4%AddedHistory
MOAltria Group, Inc.Stock367,372$14.4M0.3%−15,053−3.9%ReducedHistory
APDAir Products & Chemicals, Inc.Stock59,104$14.3M0.3%−2,995−4.8%ReducedHistory
SPGIS&P Global Inc.Stock42,624$14.0M0.3%+3,120+7.9%AddedHistory
ECFEllsworth Growth & Income Fund LtdCOM1,166,980$13.4M0.3%+35,233+3.1%AddedHistory
DHRDanaher CorpStock74,632$13.2M0.3%+794+1.1%AddedHistory
AMGNAmgen IncStock55,143$13.0M0.3%−4,581−7.7%ReducedHistory
ADSKAutodesk, Inc.COM54,019$12.9M0.3%+3,991+8.0%AddedHistory
DISWalt Disney CoStock114,540$12.8M0.2%−1,140−1.0%ReducedHistory
GEF.BGreif, IncCL B304,737$12.7M0.2%−31,191−9.3%ReducedHistory
Clearway Energy, Inc.18539C105CL A597,709$12.5M0.2%−217,130−26.6%Reduced–
MXIMMaxim Integrated Products IncCOM206,434$12.5M0.2%−16,155−7.3%ReducedHistory
BCVBancroft Fund LtdCOM523,662$12.5M0.2%+2,385+0.5%AddedHistory
PMPhilip Morris International Inc.Stock176,751$12.4M0.2%−25,571−12.6%ReducedHistory
NVSNovartis AGADR138,821$12.1M0.2%+6,064+4.6%AddedHistory
VGRVector Group LtdCOM1,185,429$11.9M0.2%−170,523−12.6%ReducedHistory
MDLZMondelez International, Inc.Stock233,101$11.9M0.2%+31,037+15.4%AddedHistory
ROKRockwell Automation, IncStock55,828$11.9M0.2%−1,844−3.2%ReducedHistory
CMPCompass Minerals International IncStock242,549$11.8M0.2%−33,935−12.3%ReducedHistory
BACBank of America CorpStock493,951$11.7M0.2%+72,849+17.3%AddedHistory
ITWIllinois Tool Works IncStock65,922$11.5M0.2%+964+1.5%AddedHistory
SOSouthern CoStock221,573$11.5M0.2%−59,093−21.1%ReducedHistory
MRKMerck & Co., Inc.Stock148,055$11.4M0.2%−9,534−6.0%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT1,068,319$11.4M0.2%+120,080+12.7%AddedHistory
AVKAdvent Convertible & Income FundCOM862,095$11.3M0.2%−232,091−21.2%ReducedHistory
LUMNLumen Technologies, Inc.COM1,121,685$11.3M0.2%−116,774−9.4%ReducedHistory
KROKronos Worldwide IncCOM1,077,000$11.2M0.2%−40,103−3.6%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM1,496,916$11.0M0.2%−46,518−3.0%ReducedHistory
NVDANVIDIA CorpStock27,775$10.6M0.2%−1,840−6.2%ReducedHistory
FASTFastenal CoStock241,729$10.4M0.2%−20,572−7.8%ReducedHistory
GISGeneral Mills IncStock167,433$10.3M0.2%−18,484−9.9%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT1,318,155$10.1M0.2%−30,140−2.2%ReducedHistory
IPGInterpublic Group of Companies, Inc.COM590,432$10.1M0.2%+142,390+31.8%AddedHistory
BABAAlibaba Group Holding LtdADR46,789$10.1M0.2%+921+2.0%AddedHistory
TJXTJX Companies IncStock199,391$10.1M0.2%+21,446+12.1%AddedHistory

Sold out since Q1 2020 (81)

Positions held at the end of Q1 2020 that are gone from this filing.

Positions of Advisors Asset Management, Inc. sold out since Q1 2020
SecurityClassShares in Q1 2020Value in Q1 2020% of portfolio in Q1 2020History
OTISOtis Worldwide CorpCOM103,456$9.76M0.2%History
Raytheon Technologies Corp755111507COM31,744$4.16M0.1%–
Tivo Corp Com88870P106Stock519,204$3.68M0.1%–
THL CR Sr LN FD87244R103COM289,818$3.35M0.1%–
Sixth Street Specialty L87265K102COM173,554$2.42M0.1%–
Xperi Corp Com98421B100Common161,291$2.24M0.1%–
Cushing Renaissance FD231647108COM335,991$2.03M<0.1%–
Nuveen Energy MLP Totl RTRNFD67074U103Exchange Traded Fund634,145$913.2K<0.1%–
Alps ETF Tr00162Q866COM261,598$899.9K<0.1%–
Goldman Sachs MLP & Energy Renassnc Fund38148G107Stock1,093,360$776.3K<0.1%–
Cypress Semiconductor Corp Com232806109Stock30,187$704.0K<0.1%–
Allergan PLCG0177J108SHS3,832$678.6K<0.1%–
iShares Select Dividend ETF464287168ETF8,387$616.8K<0.1%–
Eqm Midstream Partners LP Unit Ltd Partn26885B100Stock42,383$500.1K<0.1%–
WCNWaste Connections, Inc.COM6,120$474.3K<0.1%History
PCFHigh Income Securities FundSHS BEN INT72,099$470.8K<0.1%History
Tortoise Midstrm Energy FD I89148B101COM538,948$460.3K<0.1%–
TTTrane Technologies plcCOM16,184$401.4K<0.1%History
FSKFS KKR Capital CorpCOM118,510$355.5K<0.1%History
Voya Nat Res Equity Income F92913C106COM164,543$355.4K<0.1%–
VIRTVirtu Financial, Inc.CL A15,489$322.5K<0.1%History
IQIInvesco Quality Municipal Income TrustCOM26,228$307.1K<0.1%History
VKIInvesco Advantage Municipal Income Trust IISH BEN INT29,466$302.6K<0.1%History
MYDBlackRock Muniyield Fund, Inc.COM23,540$299.2K<0.1%History
TYGTortoise Energy Infrastructure CorpEXCHANGE TRADED114,814$293.9K<0.1%History
AONAon plcCOM1,654$273.0K<0.1%History
Enel Americas S A29274F104SPONSORED ADR36,724$222.5K<0.1%–
Exchange Traded Concepts Tr Yld Shs HGH Inc301505301CEF15,578$198.8K<0.1%–
OZKBank OZKCOM11,326$189.1K<0.1%History
PACPacific Airport GroupSPON ADS B3,152$170.0K<0.1%History
Goldman Sachs MLP Inc Opp FD38147W103COM SHS139,531$161.9K<0.1%–
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM9,203$154.9K<0.1%History
Arconic Corporation Com03965L100COM9,439$151.6K<0.1%–
Companhia Brasileira de Dist20440T201SPN ADR PFD CL A11,587$146.1K<0.1%–
Cantel Med Corp138098108COM4,019$144.3K<0.1%–
KEXKirby CorpCOM2,853$124.0K<0.1%History
COLMColumbia Sportswear CoCOM1,624$113.3K<0.1%History
AXSAxis Capital Holdings LtdSHS2,818$108.9K<0.1%History
CTSCTS CorpCOM4,344$108.1K<0.1%History
AXGNAxogen, Inc.COM8,369$87.0K<0.1%History
ZGZillow Group, Inc.CL A2,369$80.5K<0.1%History
CRCCalifornia Resources CorpCOM STOCK0$73.9K<0.1%History
CXWCoreCivic, Inc.COM6,000$67.0K<0.1%History
SEICSEI Investments CoCOM1,362$63.1K<0.1%History
IFFInternational Flavors & Fragrances IncCOM527$53.8K<0.1%History
BERYBerry Global Group, Inc.COM1,563$52.7K<0.1%History
Gaslog LtdG37585109SHS12,745$46.1K<0.1%–
NUSNu Skin Enterprises, Inc.CL A2,073$45.3K<0.1%History
LPXLouisiana-Pacific CorpCOM2,447$42.0K<0.1%History
Shaw Communications Inc82028K200CL B CONV2,564$41.5K<0.1%–
Universal Forest Product913543104COM1,030$38.3K<0.1%–
NWSANews CorpCL A4,084$36.7K<0.1%History
EQTEQT CorpStock5,145$36.4K<0.1%History
CDKCDK Global, Inc.COM1,009$33.1K<0.1%History
SMMSalient Midstream & MLP FundSH BEN INT9,250$32.2K<0.1%History
AMGAffiliated Managers Group, Inc.Stock543$32.1K<0.1%History
GLNGGolar LNG LtdSHS3,990$31.4K<0.1%History
USCRU.S. Concrete, Inc.COM1,184$21.5K<0.1%History
NNYNuveen New York Municipal Value FundCOM2,200$20.8K<0.1%History
SSLSasol LtdSPONSORED ADR9,426$18.9K<0.1%History
MFAMfa Financial, Inc.COM11,951$18.5K<0.1%History
XPOXPO, Inc.COM343$16.7K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB784$16.4K<0.1%History
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT319$16.3K<0.1%–
CERSCerus CorpCOM3,360$15.6K<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE420$13.1K<0.1%–
PTENPatterson Uti Energy IncCOM5,061$11.9K<0.1%History
Summit Midstream Partners LP Com Unit Ltd866142102Stock13,675$8.34K<0.1%–
Coherent Inc192479103COM59$6.28K<0.1%–
LWLamb Weston Holdings, Inc.Stock72$4.11K<0.1%History
TLRYTilray Brands, Inc.COM CL 2463$3.19K<0.1%History
STMPStamps.com IncCOM NEW20$2.60K<0.1%History
PRLBProto Labs IncCOM31$2.36K<0.1%History
REZIResideo Technologies, Inc.Stock451$2.18K<0.1%History
UVEUniversal Insurance Holdings, Inc.COM104$1.86K<0.1%History
SUPNSupernus Pharmaceuticals, Inc.COM100$1.80K<0.1%History
Wabco Hldgs Inc Com92927K102Stock9$1.22K<0.1%–
CPRICapri Holdings LtdSHS104$1.12K<0.1%History
MROMarathon Oil CorpCOM319$1.05K<0.1%History
VanEck Vectors Energy Income ETF92189F288ETF103$935<0.1%–
Global X MLP ETF37950E473CEF206$649<0.1%–