Advisors Asset Management, Inc.
- SEC CIK
- 0001297376
- Latest filing
- Aug 13, 2026
Holdings in Q2 2019
Holdings as of Jun 30, 2019, filed Aug 18, 2026. Long positions only; changes compare share counts with Q1 2019.
- Positions
- 1,553
- −12 vs. Q1 2019
- Portfolio value
- $5.61B
- +$126.6M (+2.3%) vs. Q1 2019
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 1,009,195 | $135.2M | 2.4% | +30,758+3.1% | Added | History |
| AMZNAmazon Com Inc | Stock | 68,188 | $129.1M | 2.3% | −2,771−3.9% | Reduced | History |
| MAMastercard Inc | Stock | 219,179 | $116.0M | 2.1% | +3,303+1.5% | Added | History |
| AAPLApple Inc. | Stock | 428,782 | $84.9M | 1.5% | +2,999+0.7% | Added | History |
| METAMeta Platforms, Inc. | Stock | 431,012 | $83.2M | 1.5% | +10,759+2.6% | Added | History |
| GOOGLAlphabet Inc. | Stock | 74,642 | $80.8M | 1.4% | +2,610+3.6% | Added | History |
| VVisa Inc. | Stock | 454,700 | $78.9M | 1.4% | +3,591+0.8% | Added | History |
| VZVerizon Communications Inc | Stock | 1,074,807 | $61.4M | 1.1% | −42,534−3.8% | Reduced | History |
| PFEPfizer Inc | Stock | 1,137,035 | $49.3M | 0.9% | −130,629−10.3% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 422,918 | $47.3M | 0.8% | +12,434+3.0% | Added | History |
| IBMInternational Business Machines Corp | Stock | 324,299 | $44.7M | 0.8% | +4,727+1.5% | Added | History |
| CMCSAComcast Corp | Stock | 1,054,342 | $44.6M | 0.8% | +51,902+5.2% | Added | History |
| HDHome Depot, Inc. | Stock | 210,933 | $43.9M | 0.8% | +730.0% | Added | History |
| CVXChevron Corp | Stock | 352,054 | $43.8M | 0.8% | +11,619+3.4% | Added | History |
| TAT&T Inc. | Stock | 1,295,096 | $43.4M | 0.8% | +61,552+5.0% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 768,679 | $42.1M | 0.7% | −61,717−7.4% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 182,464 | $37.3M | 0.7% | +8,220+4.7% | Added | History |
| CCICrown Castle Inc. | REIT | 280,099 | $36.5M | 0.7% | −754−0.3% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 313,864 | $35.9M | 0.6% | −22,639−6.7% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 411,161 | $34.5M | 0.6% | −127,623−23.7% | Reduced | History |
| JNJJohnson & Johnson | Stock | 243,474 | $33.9M | 0.6% | −10,480−4.1% | Reduced | History |
| KOCoca Cola Co | Stock | 652,879 | $33.2M | 0.6% | +13,459+2.1% | Added | History |
| LMTLockheed Martin Corp | Stock | 90,767 | $33.0M | 0.6% | +5,546+6.5% | Added | History |
| PGProcter & Gamble Co | Stock | 280,281 | $30.7M | 0.5% | −20,134−6.7% | Reduced | History |
| SOSouthern Co | Stock | 541,862 | $30.0M | 0.5% | −38,674−6.7% | Reduced | History |
| NEENextera Energy Inc | Stock | 141,630 | $29.0M | 0.5% | +2,338+1.7% | Added | History |
| CVICVR Energy Inc | COM | 546,240 | $27.3M | 0.5% | −69,936−11.4% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 355,198 | $27.2M | 0.5% | −3,739−1.0% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 236,511 | $27.1M | 0.5% | +2,242+1.0% | Added | History |
| MDTMedtronic plc | Stock | 273,550 | $26.6M | 0.5% | +1,745+0.6% | Added | History |
| HONHoneywell International Inc | COM | 146,215 | $25.5M | 0.5% | +3,092+2.2% | Added | History |
| DDominion Energy, Inc | Stock | 325,854 | $25.2M | 0.4% | +48,224+17.4% | Added | History |
| MCDMcDonalds Corp | Stock | 119,419 | $24.8M | 0.4% | +8,204+7.4% | Added | History |
| AXPAmerican Express Co | Stock | 200,419 | $24.7M | 0.4% | −2,654−1.3% | Reduced | History |
| QCOMQualcomm Inc | Stock | 319,749 | $24.3M | 0.4% | −12,528−3.8% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 82,520 | $24.2M | 0.4% | −4,015−4.6% | Reduced | History |
| OKEONEOK Inc | COM | 350,748 | $24.1M | 0.4% | −41,026−10.5% | Reduced | History |
| ADBEAdobe Inc. | Stock | 81,643 | $24.1M | 0.4% | −4,657−5.4% | Reduced | History |
| Pattern Energy Group Inc CL A70338P100 | Stock | 1,036,972 | $23.9M | 0.4% | −72,687−6.6% | Reduced | – |
| NIEVirtus Equity & Convertible Income Fund | COM | 1,104,819 | $23.9M | 0.4% | −58,105−5.0% | Reduced | History |
| INTCIntel Corp | Stock | 499,091 | $23.9M | 0.4% | +18,743+3.9% | Added | History |
| BLKBlackRock, Inc. | COM | 50,870 | $23.9M | 0.4% | −5,122−9.1% | Reduced | History |
| CCOICogent Communications Holdings, Inc. | COM NEW | 392,221 | $23.3M | 0.4% | −50,511−11.4% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 57,725 | $22.8M | 0.4% | +1,374+2.4% | Added | History |
| PPLPPL Corp | COM | 727,310 | $22.6M | 0.4% | −14,751−2.0% | Reduced | History |
| CVACovanta Holding Corp | COM | 1,254,197 | $22.5M | 0.4% | −84,376−6.3% | Reduced | History |
| MOAltria Group, Inc. | Stock | 472,110 | $22.4M | 0.4% | −21,752−4.4% | Reduced | History |
| WUWestern Union CO | Stock | 1,105,318 | $22.0M | 0.4% | −18,153−1.6% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 279,023 | $21.9M | 0.4% | −11,063−3.8% | Reduced | History |
| Aircastle Ltd ComG0129K104 | Stock | 1,016,186 | $21.6M | 0.4% | −21,007−2.0% | Reduced | – |
| EBAYeBay Inc | COM | 543,440 | $21.5M | 0.4% | +26,033+5.0% | Added | History |
| ABBVAbbVie Inc. | Stock | 287,423 | $20.9M | 0.4% | +16,940+6.3% | Added | History |
| WMBWilliams Companies, Inc. | COM | 743,648 | $20.9M | 0.4% | −135,512−15.4% | Reduced | History |
| CAHCardinal Health Inc | Stock | 441,903 | $20.8M | 0.4% | +66,641+17.8% | Added | History |
| PDCOPatterson Companies, Inc. | COM | 899,022 | $20.6M | 0.4% | −7,276−0.8% | Reduced | History |
| SBUXStarbucks Corp | Stock | 240,007 | $20.1M | 0.4% | +8,786+3.8% | Added | History |
| CMPCompass Minerals International Inc | Stock | 362,531 | $19.9M | 0.4% | −6,155−1.7% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 74,919 | $19.8M | 0.4% | +2,474+3.4% | Added | History |
| AVKAdvent Convertible & Income Fund | COM | 1,308,590 | $19.7M | 0.4% | +24,969+1.9% | Added | History |
| Macquarie Infrastructure Cor55608B105 | COM | 484,306 | $19.6M | 0.3% | −27,755−5.4% | Reduced | – |
| FFord Motor Co | Stock | 1,903,062 | $19.5M | 0.3% | +14,918+0.8% | Added | History |
| ACNAccenture plc | Stock | 105,339 | $19.5M | 0.3% | −346−0.3% | Reduced | History |
| FDXFedEx Corp | Stock | 117,981 | $19.4M | 0.3% | +70+0.1% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 185,362 | $18.5M | 0.3% | +9,624+5.5% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 74,571 | $18.2M | 0.3% | −6,649−8.2% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 173,285 | $17.9M | 0.3% | +9,803+6.0% | Added | History |
| ABTAbbott Laboratories | Stock | 209,635 | $17.6M | 0.3% | +22,134+11.8% | Added | History |
| GEF.BGreif, Inc | CL B | 402,006 | $17.5M | 0.3% | +13,495+3.5% | Added | History |
| ILMNIllumina, Inc. | COM | 47,407 | $17.5M | 0.3% | −1,329−2.7% | Reduced | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 1,375,200 | $17.4M | 0.3% | −262,388−16.0% | Reduced | – |
| GISGeneral Mills Inc | Stock | 331,559 | $17.4M | 0.3% | +5,201+1.6% | Added | History |
| BGSB&G Foods, Inc. | COM | 817,097 | $17.0M | 0.3% | −17,260−2.1% | Reduced | History |
| PAYXPaychex Inc | Stock | 200,956 | $16.5M | 0.3% | −8,748−4.2% | Reduced | History |
| HPHelmerich & Payne, Inc. | COM | 325,271 | $16.5M | 0.3% | +60,217+22.7% | Added | History |
| LUMNLumen Technologies, Inc. | COM | 1,397,599 | $16.4M | 0.3% | +32,880+2.4% | Added | History |
| VGRVector Group Ltd | COM | 1,625,268 | $15.8M | 0.3% | +79,412+5.1% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 997,218 | $15.8M | 0.3% | −89,485−8.2% | Reduced | History |
| OTISOtis Worldwide Corp | COM | 120,995 | $15.8M | 0.3% | −6,017−4.7% | Reduced | History |
| KROKronos Worldwide Inc | COM | 1,002,093 | $15.4M | 0.3% | +243,770+32.1% | Added | History |
| DUKDuke Energy CORP | Stock | 173,078 | $15.3M | 0.3% | −58,000−25.1% | Reduced | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 1,176,127 | $15.0M | 0.3% | −249,209−17.5% | Reduced | History |
| PEPPepsiCo Inc | Stock | 112,504 | $14.8M | 0.3% | −3,225−2.8% | Reduced | History |
| BBWIBath & Body Works, Inc. | COM | 557,246 | $14.5M | 0.3% | +54,311+10.8% | Added | History |
| WDCWestern Digital Corp | COM | 305,143 | $14.5M | 0.3% | +79,628+35.3% | Added | History |
| ZTRVirtus Total Return Fund Inc. | COM | 684,790 | $14.5M | 0.3% | +99,769+17.1% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 61,942 | $14.0M | 0.2% | +5,940+10.6% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 1,121,691 | $13.9M | 0.2% | −26,733−2.3% | Reduced | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 993,039 | $13.8M | 0.2% | −90,540−8.4% | Reduced | History |
| Xerox Corp Com New984121608 | Stock | 384,613 | $13.6M | 0.2% | −32,460−7.8% | Reduced | – |
| GILDGilead Sciences, Inc. | Stock | 196,714 | $13.3M | 0.2% | +44,964+29.6% | Added | History |
| IPInternational Paper Co | COM | 305,103 | $13.2M | 0.2% | −76,112−20.0% | Reduced | History |
| IGRCbre Global Real Estate Income Fund | COM | 1,741,242 | $13.0M | 0.2% | +271,743+18.5% | Added | History |
| NLYAnnaly Capital Management Inc | COM | 1,394,262 | $12.7M | 0.2% | +124,539+9.8% | Added | History |
| UNPUnion Pacific Corp | Stock | 75,101 | $12.7M | 0.2% | −11,226−13.0% | Reduced | History |
| First Tr Energy Infrastrctr33738C103 | COM | 786,792 | $12.5M | 0.2% | +25,039+3.3% | Added | – |
| VLOValero Energy Corp | Stock | 72,311 | $12.4M | 0.2% | −5,531−7.1% | Reduced | History |
| AMGNAmgen Inc | Stock | 66,467 | $12.2M | 0.2% | −3,613−5.2% | Reduced | History |
| BBT Corp Com054937107 | COM | 247,339 | $12.2M | 0.2% | +7,692+3.2% | Added | – |
| MATVMativ Holdings, Inc. | COM | 358,444 | $11.9M | 0.2% | −77,821−17.8% | Reduced | History |
| Semgroup Corp CL A81663A105 | Stock | 985,603 | $11.8M | 0.2% | −85,926−8.0% | Reduced | – |
Sold out since Q1 2019 (78)
Positions held at the end of Q1 2019 that are gone from this filing.
| Security | Class | Shares in Q1 2019 | Value in Q1 2019 | % of portfolio in Q1 2019 | History |
|---|---|---|---|---|---|
| Dowdupont Inc26078J100 | COM | 217,780 | $11.5M | 0.2% | – |
| GESGuess Inc | COM | 249,652 | $4.89M | 0.1% | History |
| Kcap Financial Inc48668E101 | COM | 447,762 | $1.62M | <0.1% | – |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 146,555 | $1.58M | <0.1% | History |
| Alliance California Municipal018546101 | COM | 97,686 | $1.44M | <0.1% | – |
| Cousins Pptys Inc222795106 | REIT | 117,573 | $1.14M | <0.1% | – |
| SPXXNuveen S&P 500 Dynamic Overwrite Fund | COM | 54,953 | $850.7K | <0.1% | History |
| NCVVirtus Convertible & Income Fund | COM | 116,173 | $752.8K | <0.1% | History |
| HFCHollyFrontier Corp | COM | 14,550 | $716.9K | <0.1% | History |
| Eaton Vance Corp278265103 | COM NON VTG | 13,684 | $551.6K | <0.1% | – |
| DSW Inc CL A23334L102 | Stock | 22,032 | $489.6K | <0.1% | – |
| DHYUBS Asset Management High Yield Credit Fund | SH BEN INT | 196,277 | $486.8K | <0.1% | History |
| BRCBrady Corp | CL A | 9,209 | $427.4K | <0.1% | History |
| CDPCopt Defense Properties | REIT | 15,120 | $412.8K | <0.1% | History |
| TC Energy Corp89353D107 | COM | 8,610 | $386.9K | <0.1% | – |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 29,239 | $373.7K | <0.1% | History |
| SLGSL Green Realty Corp | COM | 4,063 | $365.3K | <0.1% | History |
| Infrareit Inc Com45685L100 | REIT | 16,185 | $339.4K | <0.1% | – |
| GEFGreif, Inc | CL A | 7,357 | $303.5K | <0.1% | History |
| IHGIntercontinental Hotels Group PLC | SPONSORED ADS | 4,761 | $290.8K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 6,849 | $289.2K | <0.1% | History |
| TC Pipelines LP87233Q108 | UT COM LTD PRT | 7,585 | $283.4K | <0.1% | – |
| CGOCalamos Global Total Return Fund | COM SH BEN INT | 22,905 | $280.1K | <0.1% | History |
| KEPKorea Electric Power Corp | SPONSORED ADR | 20,605 | $268.1K | <0.1% | History |
| WIXWix.com Ltd. | SHS | 2,136 | $258.1K | <0.1% | History |
| CMUMFS High Yield Municipal Trust | SH BEN INT | 53,501 | $248.8K | <0.1% | History |
| EOTEaton Vance National Municipal Opportunities Trust | COM SHS | 11,297 | $238.6K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 19,523 | $235.3K | <0.1% | History |
| BlackRock Muniyield Invt Qua09254T100 | COM | 17,656 | $232.0K | <0.1% | – |
| MATMattel Inc | COM | 15,819 | $205.6K | <0.1% | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 8,611 | $162.7K | <0.1% | History |
| Tier REIT Inc Com New88650V208 | Stock | 4,644 | $133.1K | <0.1% | – |
| UHTUniversal Health Realty Income Trust | SH BEN INT | 1,431 | $108.3K | <0.1% | History |
| MFGMizuho Financial Group Inc | SPONSORED ADR | 34,504 | $105.6K | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 2,343 | $105.4K | <0.1% | History |
| CRUSCirrus Logic, Inc. | Stock | 2,485 | $104.5K | <0.1% | History |
| Anadarko Pete Corp Com032511107 | Stock | 2,292 | $104.2K | <0.1% | – |
| AGRAvangrid, Inc. | COM | 1,817 | $91.5K | <0.1% | History |
| Total Sys Svcs Inc Com891906109 | Stock | 906 | $86.1K | <0.1% | – |
| SKTTanger Inc. | COM | 4,084 | $85.7K | <0.1% | History |
| CHMICherry Hill Mortgage Investment Corp | COM | 4,957 | $85.4K | <0.1% | History |
| Ultimate Software Group Inc Com90385D107 | Stock | 258 | $85.2K | <0.1% | – |
| CLVSClovis Oncology, Inc. | COM | 3,315 | $82.3K | <0.1% | History |
| GGBGerdau S.A. | SPON ADR REP PFD | 21,160 | $82.1K | <0.1% | History |
| RDNRadian Group Inc | COM | 3,366 | $69.8K | <0.1% | History |
| Via Renewables, Inc.846511103 | CL A COM | 7,439 | $66.3K | <0.1% | – |
| THSTreeHouse Foods, Inc. | COM | 1,001 | $64.6K | <0.1% | History |
| PCGPG&E Corp | Stock | 3,397 | $60.5K | <0.1% | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 460 | $58.2K | <0.1% | History |
| PFGCPerformance Food Group Co | COM | 1,448 | $57.4K | <0.1% | History |
| HURNHuron Consulting Group Inc. | Stock | 1,195 | $56.4K | <0.1% | History |
| PPCPilgrims Pride Corp | Stock | 2,503 | $55.8K | <0.1% | History |
| YPFYpf Sociedad Anonima | SPON ADR CL D | 3,673 | $51.5K | <0.1% | History |
| NBHCNational Bank Holdings Corp | CL A | 1,456 | $48.4K | <0.1% | History |
| CTLTCatalent, Inc. | COM | 1,153 | $46.8K | <0.1% | History |
| SXTSensient Technologies Corp | COM | 676 | $45.8K | <0.1% | History |
| NTUSNatus Medical Inc | COM | 1,742 | $44.2K | <0.1% | History |
| MHOM/I Homes, Inc. | COM | 1,535 | $40.9K | <0.1% | History |
| INNSummit Hotel Properties, Inc. | COM | 3,505 | $40.0K | <0.1% | History |
| TASTCarrols Restaurant Group, Inc. | COM | 3,732 | $37.2K | <0.1% | History |
| Carrizo Oil Gas Inc Com144577103 | Stock | 2,703 | $33.7K | <0.1% | – |
| Polyone Corp Com73179P106 | Stock | 1,111 | $32.6K | <0.1% | – |
| Multi Color Corp Com625383104 | Stock | 631 | $31.5K | <0.1% | – |
| BECNQxo Building Products, Inc. | COM | 900 | $28.9K | <0.1% | History |
| DYDycom Industries Inc | COM | 611 | $28.1K | <0.1% | History |
| CVETCovetrus, Inc. | COM | 829 | $26.4K | <0.1% | History |
| KOPKoppers Holdings Inc. | COM | 1,001 | $26.0K | <0.1% | History |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 168 | $16.8K | <0.1% | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 344 | $16.4K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD Bulshs 2019 Hy46138J403 | CEF | 684 | $16.4K | <0.1% | – |
| Union Bankshares Corp New Com90539J109 | Stock | 497 | $16.1K | <0.1% | – |
| NBRNabors Industries Ltd | COM | 3,314 | $11.4K | <0.1% | History |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 189 | $8.82K | <0.1% | History |
| MXLMaxlinear, Inc | COM | 155 | $3.96K | <0.1% | History |
| Neenah Inc640079109 | COM | 47 | $3.02K | <0.1% | – |
| SPDR Series Trust78464A417 | BRC HGH YLD BD | 73 | $2.63K | <0.1% | – |
| Micro Focus Int594837304 | ADR | 99 | $2.55K | <0.1% | – |
| Arris International PLC ShsG0551A103 | Stock | 35 | $1.11K | <0.1% | – |