Advisors Asset Management, Inc.
- SEC CIK
- 0001297376
- Latest filing
- Aug 13, 2026
Holdings in Q2 2018
Holdings as of Jun 30, 2018, filed Aug 13, 2026. Long positions only; changes compare share counts with Q1 2018.
- Positions
- 1,601
- +59 vs. Q1 2018
- Portfolio value
- $5.89B
- −$80.5M (−1.3%) vs. Q1 2018
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AMZNAmazon Com Inc | Stock | 77,422 | $131.6M | 2.2% | +2,782+3.7% | Added | History |
| MSFTMicrosoft Corp | Stock | 927,146 | $91.4M | 1.6% | +45,427+5.2% | Added | History |
| AAPLApple Inc. | Stock | 423,177 | $78.3M | 1.3% | +24,626+6.2% | Added | History |
| METAMeta Platforms, Inc. | Stock | 388,731 | $75.5M | 1.3% | +38,036+10.8% | Added | History |
| GOOGLAlphabet Inc. | Stock | 65,244 | $73.7M | 1.3% | +7,202+12.4% | Added | History |
| VZVerizon Communications Inc | Stock | 1,270,241 | $63.9M | 1.1% | −15,657−1.2% | Reduced | History |
| PFEPfizer Inc | Stock | 1,641,619 | $59.6M | 1.0% | −117,206−6.7% | Reduced | History |
| VVisa Inc. | Stock | 425,209 | $56.3M | 1.0% | +36,305+9.3% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 1,269,630 | $54.6M | 0.9% | −200,888−13.7% | Reduced | History |
| HDHome Depot, Inc. | Stock | 225,991 | $44.1M | 0.7% | −300.0% | Reduced | History |
| CVXChevron Corp | Stock | 327,724 | $41.4M | 0.7% | +3,987+1.2% | Added | History |
| IBMInternational Business Machines Corp | Stock | 294,916 | $41.2M | 0.7% | +29,720+11.2% | Added | History |
| MRKMerck & Co., Inc. | Stock | 651,433 | $39.5M | 0.7% | +45,964+7.6% | Added | History |
| TAT&T Inc. | Stock | 1,157,897 | $37.2M | 0.6% | +74,824+6.9% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 411,885 | $34.1M | 0.6% | −26,493−6.0% | Reduced | History |
| MAMastercard Inc | Stock | 170,292 | $33.5M | 0.6% | +18,194+12.0% | Added | History |
| BLKBlackRock, Inc. | COM | 64,105 | $32.0M | 0.5% | −914−1.4% | Reduced | History |
| CVICVR Energy Inc | COM | 859,876 | $31.8M | 0.5% | −271,824−24.0% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 296,258 | $30.9M | 0.5% | +12,538+4.4% | Added | History |
| KOCoca Cola Co | Stock | 680,660 | $29.9M | 0.5% | −174,860−20.4% | Reduced | History |
| INTCIntel Corp | Stock | 599,661 | $29.8M | 0.5% | +9,130+1.5% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 350,810 | $29.2M | 0.5% | +31,025+9.7% | Added | History |
| ADBEAdobe Inc. | Stock | 118,189 | $28.8M | 0.5% | −5,423−4.4% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 97,001 | $28.7M | 0.5% | −7,334−7.0% | Reduced | History |
| JNJJohnson & Johnson | Stock | 231,975 | $28.1M | 0.5% | +24,180+11.6% | Added | History |
| GEGeneral Electric Co | COM | 2,031,929 | $27.7M | 0.5% | +500,184+32.7% | Added | History |
| TXNTexas Instruments Inc | Stock | 249,733 | $27.5M | 0.5% | −7,586−2.9% | Reduced | History |
| CCICrown Castle Inc. | REIT | 253,363 | $27.3M | 0.5% | +12,222+5.1% | Added | History |
| SOSouthern Co | Stock | 570,352 | $26.4M | 0.4% | −26,508−4.4% | Reduced | History |
| MOAltria Group, Inc. | Stock | 463,978 | $26.3M | 0.4% | +27,615+6.3% | Added | History |
| PEPPepsiCo Inc | Stock | 239,336 | $26.1M | 0.4% | +12,178+5.4% | Added | History |
| FDXFedEx Corp | Stock | 113,739 | $25.8M | 0.4% | +11,984+11.8% | Added | History |
| CMCSAComcast Corp | Stock | 780,608 | $25.6M | 0.4% | +126,069+19.3% | Added | History |
| ABBVAbbVie Inc. | Stock | 274,383 | $25.4M | 0.4% | −170,102−38.3% | Reduced | History |
| UFSDomtar CORP | COM NEW | 530,891 | $25.3M | 0.4% | −107,409−16.8% | Reduced | History |
| MATVMativ Holdings, Inc. | COM | 578,891 | $25.3M | 0.4% | −65,549−10.2% | Reduced | History |
| CCOICogent Communications Holdings, Inc. | COM NEW | 473,524 | $25.3M | 0.4% | +171,113+56.6% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 301,661 | $25.2M | 0.4% | −90,053−23.0% | Reduced | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 1,980,059 | $25.1M | 0.4% | −40,552−2.0% | Reduced | History |
| CVACovanta Holding Corp | COM | 1,497,737 | $24.7M | 0.4% | −197,857−11.7% | Reduced | History |
| LUMNLumen Technologies, Inc. | COM | 1,270,856 | $23.7M | 0.4% | +38,953+3.2% | Added | History |
| Washington Prime Group New Com93964W108 | REIT | 2,889,275 | $23.4M | 0.4% | +534,779+22.7% | Added | – |
| MDTMedtronic plc | Stock | 273,398 | $23.4M | 0.4% | −5,240−1.9% | Reduced | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 1,050,015 | $23.4M | 0.4% | +61,432+6.2% | Added | History |
| VGRVector Group Ltd | COM | 1,221,745 | $23.3M | 0.4% | −120,588−9.0% | Reduced | History |
| BGSB&G Foods, Inc. | COM | 778,434 | $23.3M | 0.4% | +23,557+3.1% | Added | History |
| PGProcter & Gamble Co | Stock | 293,217 | $22.9M | 0.4% | +62,370+27.0% | Added | History |
| Semgroup Corp CL A81663A105 | Stock | 898,387 | $22.8M | 0.4% | +54,229+6.4% | Added | – |
| WUWestern Union CO | Stock | 1,105,228 | $22.5M | 0.4% | +121,970+12.4% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 1,383,201 | $21.9M | 0.4% | −26,200−1.9% | Reduced | History |
| CMPCompass Minerals International Inc | Stock | 332,199 | $21.8M | 0.4% | +332,199 | New | History |
| AMTAmerican Tower Corp | REIT | 150,440 | $21.7M | 0.4% | +13,702+10.0% | Added | History |
| CFCF Industries Holdings, Inc. | COM | 485,482 | $21.6M | 0.4% | −357,426−42.4% | Reduced | History |
| HPHelmerich & Payne, Inc. | COM | 337,387 | $21.5M | 0.4% | +63,447+23.2% | Added | History |
| HONHoneywell International Inc | COM | 149,091 | $21.5M | 0.4% | +9,369+6.7% | Added | History |
| PMPhilip Morris International Inc. | Stock | 263,618 | $21.3M | 0.4% | −19,694−7.0% | Reduced | History |
| NEENextera Energy Inc | Stock | 127,050 | $21.2M | 0.4% | −591−0.5% | Reduced | History |
| GEF.BGreif, Inc | CL B | 366,884 | $21.1M | 0.4% | +28,908+8.6% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 84,510 | $20.7M | 0.4% | −2,938−3.4% | Reduced | History |
| Pattern Energy Group Inc CL A70338P100 | Stock | 1,086,276 | $20.4M | 0.3% | −111,680−9.3% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 93,821 | $19.4M | 0.3% | +9,832+11.7% | Added | History |
| QCOMQualcomm Inc | Stock | 339,156 | $19.0M | 0.3% | +10,137+3.1% | Added | History |
| ACNAccenture plc | Stock | 114,509 | $18.7M | 0.3% | +4,012+3.6% | Added | History |
| GMEGameStop Corp. | Stock | 1,259,629 | $18.4M | 0.3% | +135,874+12.1% | Added | History |
| Macquarie Infrastructure Cor55608B105 | COM | 434,407 | $18.3M | 0.3% | +56,335+14.9% | Added | – |
| FEFirstenergy Corp | COM | 508,371 | $18.3M | 0.3% | −336,047−39.8% | Reduced | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 1,127,622 | $18.1M | 0.3% | +37,642+3.5% | Added | History |
| AXPAmerican Express Co | Stock | 184,171 | $18.0M | 0.3% | +18,351+11.1% | Added | History |
| OKEONEOK Inc | COM | 256,974 | $17.9M | 0.3% | +46,204+21.9% | Added | History |
| Dowdupont Inc26078J100 | COM | 272,035 | $17.9M | 0.3% | +12,478+4.8% | Added | – |
| PBFPBF Energy Inc. | CL A | 426,806 | $17.9M | 0.3% | −441,506−50.8% | Reduced | History |
| UVVUniversal Corp | COM | 268,904 | $17.8M | 0.3% | +19,267+7.7% | Added | History |
| BABoeing Co | Stock | 52,547 | $17.6M | 0.3% | −23,052−30.5% | Reduced | History |
| Praxair Inc74005P104 | COMMON STOCK | 109,976 | $17.4M | 0.3% | −17,864−14.0% | Reduced | – |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 1,069,622 | $17.3M | 0.3% | +66,211+6.6% | Added | History |
| AIFApollo Tactical Income Fund Inc. | COM | 1,111,527 | $17.3M | 0.3% | +99,423+9.8% | Added | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 2,016,218 | $17.1M | 0.3% | −614,624−23.4% | Reduced | – |
| DUKDuke Energy CORP | Stock | 214,894 | $17.0M | 0.3% | +87,950+69.3% | Added | History |
| ACHAccendra Health Inc | Stock | 1,007,027 | $16.8M | 0.3% | +140,502+16.2% | Added | History |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 2,609,459 | $16.6M | 0.3% | +2,609,459 | New | History |
| JCENuveen Core Equity Alpha Fund | COM | 1,122,583 | $16.4M | 0.3% | −9,437−0.8% | Reduced | History |
| UNITUniti Group Inc. | COM | 818,085 | $16.4M | 0.3% | +289,882+54.9% | Added | History |
| OTISOtis Worldwide Corp | COM | 130,621 | $16.3M | 0.3% | −945−0.7% | Reduced | History |
| EBAYeBay Inc | COM | 446,121 | $16.2M | 0.3% | +49,131+12.4% | Added | History |
| PBIPitney Bowes Inc | COM | 1,878,822 | $16.1M | 0.3% | +27,735+1.5% | Added | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 1,822,701 | $16.0M | 0.3% | −16,991−0.9% | Reduced | History |
| PAYXPaychex Inc | Stock | 231,619 | $15.8M | 0.3% | −20,564−8.2% | Reduced | History |
| MMacy's, Inc. | COM | 418,760 | $15.7M | 0.3% | +25,655+6.5% | Added | History |
| AESAES Corp | Stock | 1,155,454 | $15.5M | 0.3% | +409,976+55.0% | Added | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 980,081 | $15.5M | 0.3% | +520,713+113.4% | Added | – |
| QUADQuad/Graphics, Inc. | COM CL A | 741,577 | $15.4M | 0.3% | −256,460−25.7% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 141,426 | $15.0M | 0.3% | +17,617+14.2% | Added | History |
| VFCV F Corp | Stock | 181,386 | $14.8M | 0.3% | −67,341−27.1% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 70,258 | $14.7M | 0.2% | +8,173+13.2% | Added | History |
| Aircastle Ltd ComG0129K104 | Stock | 714,196 | $14.6M | 0.2% | −152,799−17.6% | Reduced | – |
| USALiberty All Star Equity Fund | SH BEN INT | 2,284,660 | $14.6M | 0.2% | +32,487+1.4% | Added | History |
| Cys Invts Inc12673A108 | COM | 1,943,796 | $14.6M | 0.2% | −647,176−25.0% | Reduced | – |
| FFord Motor Co | Stock | 1,310,338 | $14.5M | 0.2% | +367,869+39.0% | Added | History |
| ETREntergy Corp | COM | 179,361 | $14.5M | 0.2% | −158,611−46.9% | Reduced | History |
| Xerox Corp Com New984121608 | Stock | 602,081 | $14.4M | 0.2% | −196,328−24.6% | Reduced | – |
Sold out since Q1 2018 (92)
Positions held at the end of Q1 2018 that are gone from this filing.
| Security | Class | Shares in Q1 2018 | Value in Q1 2018 | % of portfolio in Q1 2018 | History |
|---|---|---|---|---|---|
| Alpine Global Premier Pptys02083A103 | COM SBI | 2,332,944 | $14.8M | 0.2% | – |
| Alpine Total Dynamic Divid F021060207 | COM SH BEN INT N | 1,265,277 | $11.7M | 0.2% | – |
| AVGOBroadcom Inc. | COM | 29,847 | $7.36M | 0.1% | History |
| Orbital Atk Inc68557N103 | COM | 23,302 | $3.08M | 0.1% | – |
| Statoil ASA Sponsored ADR85771P102 | Stock | 135,885 | $3.08M | 0.1% | – |
| Alpine Global Dynamic Divd F02082E205 | COM NEW | 188,956 | $2.06M | <0.1% | – |
| CNDTCONDUENT Inc | COM | 105,067 | $1.99M | <0.1% | History |
| Windstream Hldgs Inc Com New97382A200 | Stock | 914,143 | $1.44M | <0.1% | – |
| Time Warner Inc.887317303 | COM | 15,455 | $1.44M | <0.1% | – |
| Mainsource Financial GP Inc56062Y102 | COM | 36,979 | $1.40M | <0.1% | – |
| Great Plains Energy Inc Com391164100 | Stock | 39,197 | $1.14M | <0.1% | – |
| BGXBlackstone Long-Short Credit Income Fund | COM SHS BN INT | 59,451 | $952.0K | <0.1% | History |
| First Tr Strategic High Inc337353304 | COM SHS NEW | 74,678 | $922.0K | <0.1% | – |
| BlackRock N J Mun Income Tr09248J101 | SH BEN INT | 61,262 | $874.0K | <0.1% | – |
| BlackRock Mun BD Tr Com09249H104 | CEF | 57,163 | $827.0K | <0.1% | – |
| MAINMain Street Capital CORP | CEF | 22,162 | $789.0K | <0.1% | History |
| BBVABanco Bilbao Vizcaya Argentaria, S.A. | SPONSORED ADR | 91,578 | $762.0K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 101,779 | $674.0K | <0.1% | History |
| Advanced Semiconductor Engr00756M404 | SPONSORED ADR | 95,400 | $651.0K | <0.1% | – |
| TACTransalta Corp | COM | 107,891 | $599.0K | <0.1% | History |
| CXEMFS High Income Municipal Trust | SH BEN INT | 110,419 | $543.0K | <0.1% | History |
| OLNOLIN Corp | Stock | 16,512 | $537.0K | <0.1% | History |
| BlackRock NJ Municipal Bond09249A109 | COM | 35,758 | $495.0K | <0.1% | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 37,712 | $493.0K | <0.1% | History |
| DTFDTF Tax-Free Income 2028 Term Fund Inc | COM | 36,616 | $487.0K | <0.1% | History |
| PSBPS Business Parks, Inc. | COM | 4,278 | $474.0K | <0.1% | History |
| BRKRBruker Corp | COM | 15,281 | $468.0K | <0.1% | History |
| Colony Capital Inc19625W104 | COMMON STOCK | 57,854 | $450.0K | <0.1% | – |
| Microsemi Corp Com595137100 | Stock | 6,832 | $443.0K | <0.1% | – |
| LJPCLa Jolla Pharmaceutical Co | COM PAR $.0001 2 | 13,698 | $425.0K | <0.1% | History |
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 30,721 | $421.0K | <0.1% | History |
| Prudential GLB SHT Dur HG Yl74433A109 | COM | 27,404 | $385.0K | <0.1% | – |
| PHDPioneer Floating Rate Fund, Inc. | COM | 33,255 | $381.0K | <0.1% | History |
| Blue Buffalo Pet Prods Inc Com09531U102 | Stock | 9,494 | $380.0K | <0.1% | – |
| PCARPaccar Inc | COM | 5,247 | $376.0K | <0.1% | History |
| IVRInvesco Mortgage Capital Inc. | COM | 23,081 | $355.0K | <0.1% | History |
| Chinalodginggrou16949N109 | American Dep Receipt | 2,222 | $338.0K | <0.1% | – |
| Dynegy Inc Class A26817R108 | COM | 25,643 | $314.0K | <0.1% | – |
| Siliconware Precision Inds L827084864 | SPONSD ADR SPL | 36,162 | $310.0K | <0.1% | – |
| AWRAmerican States Water Co | COM | 5,563 | $296.0K | <0.1% | History |
| MURMurphy Oil Corp | COM | 11,444 | $290.0K | <0.1% | History |
| Voya Intl High Div Eqty Inm92912Y109 | COM | 40,223 | $290.0K | <0.1% | – |
| IRTIndependence Realty Trust, Inc. | COM | 26,270 | $224.0K | <0.1% | History |
| PBHPrestige Consumer Healthcare Inc. | COM | 6,479 | $219.0K | <0.1% | History |
| MDPediatrix Medical Group, Inc. | COM | 3,735 | $205.0K | <0.1% | History |
| Kindred Healthcare Inc494580103 | COM | 22,142 | $204.0K | <0.1% | – |
| Prudential SHT Duration HG Y74442F107 | COM | 13,686 | $197.0K | <0.1% | – |
| ASRSoutheast Airport Group | SPON ADR SER B | 1,095 | $194.0K | <0.1% | History |
| RYNRayonier Inc | COM | 4,838 | $164.0K | <0.1% | History |
| MFINMedallion Financial Corp | COM | 35,072 | $159.0K | <0.1% | History |
| WERNWerner Enterprises Inc | COM | 4,233 | $158.0K | <0.1% | History |
| PDMPiedmont Realty Trust, Inc. | COM CL A | 8,802 | $158.0K | <0.1% | History |
| HASIHA Sustainable Infrastructure Capital, Inc. | COM | 8,721 | $153.0K | <0.1% | History |
| FEOFirst Trust/Abrdn Emerging Opportunity Fund | COM | 8,426 | $141.0K | <0.1% | History |
| PDL Biopharma Inc Com69329Y104 | COM | 56,626 | $136.0K | <0.1% | – |
| IDXXIDEXX Laboratories Inc | COM | 696 | $130.0K | <0.1% | History |
| SAICScience Applications International Corp | COM | 1,778 | $129.0K | <0.1% | History |
| NTT Docomo Inc Sponsored ADS62942M201 | Stock | 4,954 | $127.0K | <0.1% | – |
| NFGNational Fuel Gas Co | Stock | 2,284 | $113.0K | <0.1% | History |
| JBHTHunt J B Transport Services Inc | COM | 930 | $110.0K | <0.1% | History |
| ACHCAcadia Healthcare Company, Inc. | COM | 2,649 | $101.0K | <0.1% | History |
| Nic Inc62914B100 | COM | 6,940 | $94.0K | <0.1% | – |
| Taubman CTRS Inc Com876664103 | Stock | 1,531 | $90.0K | <0.1% | – |
| Akorn, Inc.009728106 | common stock | 5,058 | $86.0K | <0.1% | – |
| Rowan Companies PLC Shs CL AG7665A101 | Stock | 6,752 | $82.0K | <0.1% | – |
| LTCLTC Properties Inc | REIT | 2,035 | $75.0K | <0.1% | History |
| Monsanto Co New Com61166W101 | Stock | 596 | $74.0K | <0.1% | – |
| VRNTVerint Systems Inc | COM | 1,771 | $69.0K | <0.1% | History |
| SNCRSynchronoss Technologies Inc | COM | 6,887 | $64.0K | <0.1% | History |
| Rydex ETF Trust78355W106 | GUG S&P 500 EQ WT | 630 | $63.0K | <0.1% | – |
| Dunkin Brands Group Inc Com265504100 | Stock | 990 | $59.0K | <0.1% | – |
| VOYAVoya Financial, Inc. | COM | 979 | $50.0K | <0.1% | History |
| Principal Financial Group IN74251V902 | CALL | 746 | $45.0K | <0.1% | – |
| FWONALiberty Media Corp | COM SER A FRMLA | 1,378 | $44.0K | <0.1% | History |
| ALVAutoliv Inc | COM | 281 | $40.0K | <0.1% | History |
| Csra Inc12650T104 | COM | 992 | $40.0K | <0.1% | – |
| EBIXEbix Inc | COM NEW | 457 | $38.0K | <0.1% | History |
| Invesco S&P 500 Buywrite ETF73936G308 | COM | 1,770 | $37.0K | <0.1% | – |
| CHDChurch & Dwight Co Inc | COM | 671 | $33.0K | <0.1% | History |
| PINCPremier, Inc. | CL A | 860 | $29.0K | <0.1% | History |
| JBSSSanfilippo John B & Son Inc | COM | 461 | $27.0K | <0.1% | History |
| Powershares ETF Trust II KBW Yield REIT73936Q819 | CEF | 733 | $23.0K | <0.1% | – |
| Noble Corp PLC Shs UsdG65431101 | Stock | 4,309 | $17.0K | <0.1% | – |
| MTSIMACOM Technology Solutions Holdings, Inc. | COM | 717 | $15.0K | <0.1% | History |
| Sprint Corporation Com85207U105 | Stock | 2,927 | $15.0K | <0.1% | – |
| FTVFortive Corp | Stock | 167 | $13.0K | <0.1% | History |
| Claymore Exchange TRD FD Tr Gug BULL2020 E18383M514 | CEF | 439 | $9.00K | <0.1% | – |
| Claymore Exchange TRD FD Tr18383M373 | GUG BUL 2019 HY | 382 | $9.00K | <0.1% | – |
| Powershares73936Q835 | EXCHANGE TRADED | 287 | $8.00K | <0.1% | – |
| PowerShares Build Amer73937B407 | ETF | 137 | $4.00K | <0.1% | – |
| Advisorshares Tr Peritus HG Yld00768Y503 | CEF | 76 | $3.00K | <0.1% | – |
| Guggenheim S&P 500 Equal78355W906 | CALL | 52 | $5 | <0.1% | – |