Advisors Asset Management, Inc.
- SEC CIK
- 0001297376
- Latest filing
- Aug 13, 2026
Holdings in Q4 2018
Holdings as of Dec 31, 2018, filed Aug 13, 2026. Long positions only; changes compare share counts with Q3 2018.
- Positions
- 1,602
- +11 vs. Q3 2018
- Portfolio value
- $4.97B
- −$1.15B (−18.8%) vs. Q3 2018
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AMZNAmazon Com Inc | Stock | 75,804 | $113.9M | 2.3% | −3,125−4.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 960,832 | $97.6M | 2.0% | −13,017−1.3% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 72,152 | $75.4M | 1.5% | +1,625+2.3% | Added | History |
| AAPLApple Inc. | Stock | 441,932 | $68.8M | 1.4% | +1,224+0.3% | Added | History |
| VZVerizon Communications Inc | Stock | 1,208,091 | $67.9M | 1.4% | −98,396−7.5% | Reduced | History |
| PFEPfizer Inc | Stock | 1,413,057 | $61.7M | 1.2% | −196,252−12.2% | Reduced | History |
| VVisa Inc. | Stock | 456,730 | $60.3M | 1.2% | +2,895+0.6% | Added | History |
| METAMeta Platforms, Inc. | Stock | 414,673 | $54.4M | 1.1% | +616+0.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 646,200 | $49.4M | 1.0% | −4,708−0.7% | Reduced | History |
| MAMastercard Inc | Stock | 211,667 | $39.9M | 0.8% | +18,972+9.8% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 913,690 | $39.6M | 0.8% | −217,402−19.2% | Reduced | History |
| HDHome Depot, Inc. | Stock | 215,950 | $37.1M | 0.7% | −15,858−6.8% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 310,463 | $35.3M | 0.7% | +3,520+1.1% | Added | History |
| CVXChevron Corp | Stock | 322,477 | $35.1M | 0.7% | −9,373−2.8% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 354,354 | $34.6M | 0.7% | +51,302+16.9% | Added | History |
| TAT&T Inc. | Stock | 1,202,547 | $34.3M | 0.7% | −13,538−1.1% | Reduced | History |
| JNJJohnson & Johnson | Stock | 254,728 | $32.9M | 0.7% | −3,339−1.3% | Reduced | History |
| CMCSAComcast Corp | Stock | 931,032 | $31.7M | 0.6% | +55,856+6.4% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 367,836 | $30.9M | 0.6% | −8,809−2.3% | Reduced | History |
| CCICrown Castle Inc. | REIT | 280,258 | $30.4M | 0.6% | +6,388+2.3% | Added | History |
| KOCoca Cola Co | Stock | 614,444 | $29.1M | 0.6% | −41,843−6.4% | Reduced | History |
| PGProcter & Gamble Co | Stock | 300,880 | $27.7M | 0.6% | −5,458−1.8% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 168,670 | $26.7M | 0.5% | +9,596+6.0% | Added | History |
| SOSouthern Co | Stock | 597,653 | $26.2M | 0.5% | −3,332−0.6% | Reduced | History |
| MOAltria Group, Inc. | Stock | 516,022 | $25.5M | 0.5% | −13,550−2.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 370,221 | $25.2M | 0.5% | −30,238−7.6% | Reduced | History |
| MDTMedtronic plc | Stock | 272,916 | $24.8M | 0.5% | −6,110−2.2% | Reduced | History |
| Two Harbors Investment Corp.90187B408 | COM NEW | 1,893,673 | $24.3M | 0.5% | +89,688+5.0% | Added | – |
| BGSB&G Foods, Inc. | COM | 822,321 | $23.8M | 0.5% | −9,880−1.2% | Reduced | History |
| NEENextera Energy Inc | Stock | 136,679 | $23.8M | 0.5% | +7,252+5.6% | Added | History |
| BLKBlackRock, Inc. | COM | 59,344 | $23.3M | 0.5% | −5,595−8.6% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 253,492 | $22.8M | 0.5% | +498+0.2% | Added | History |
| CVICVR Energy Inc | COM | 656,713 | $22.6M | 0.5% | −115,968−15.0% | Reduced | History |
| INTCIntel Corp | Stock | 478,834 | $22.5M | 0.5% | −142,967−23.0% | Reduced | History |
| ADBEAdobe Inc. | Stock | 98,085 | $22.2M | 0.4% | −13,393−12.0% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 84,045 | $22.0M | 0.4% | −8,487−9.2% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 232,468 | $22.0M | 0.4% | −15,222−6.1% | Reduced | History |
| OKEONEOK Inc | COM | 404,132 | $21.8M | 0.4% | +66,999+19.9% | Added | History |
| PPLPPL Corp | COM | 757,886 | $21.5M | 0.4% | +105,192+16.1% | Added | History |
| Pattern Energy Group Inc CL A70338P100 | Stock | 1,142,630 | $21.3M | 0.4% | −5,909−0.5% | Reduced | – |
| NIEVirtus Equity & Convertible Income Fund | COM | 1,136,304 | $21.1M | 0.4% | +56,363+5.2% | Added | History |
| TDSTelephone & Data Systems Inc | COM NEW | 647,316 | $21.1M | 0.4% | +22,398+3.6% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 83,473 | $20.8M | 0.4% | −3,661−4.2% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 92,770 | $20.8M | 0.4% | −5,514−5.6% | Reduced | History |
| CCOICogent Communications Holdings, Inc. | COM NEW | 453,519 | $20.5M | 0.4% | −22,734−4.8% | Reduced | History |
| DUKDuke Energy CORP | Stock | 237,561 | $20.5M | 0.4% | +6,325+2.7% | Added | History |
| LUMNLumen Technologies, Inc. | COM | 1,337,227 | $20.3M | 0.4% | −19,102−1.4% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 302,063 | $20.2M | 0.4% | +13,503+4.7% | Added | History |
| HONHoneywell International Inc | COM | 148,891 | $19.7M | 0.4% | −538−0.4% | Reduced | History |
| FDXFedEx Corp | Stock | 121,849 | $19.7M | 0.4% | −440.0% | Reduced | History |
| AXPAmerican Express Co | Stock | 206,172 | $19.7M | 0.4% | +11,051+5.7% | Added | History |
| WUWestern Union CO | Stock | 1,131,160 | $19.3M | 0.4% | −15,641−1.4% | Reduced | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 1,806,982 | $19.1M | 0.4% | −160,032−8.1% | Reduced | History |
| CVACovanta Holding Corp | COM | 1,382,588 | $18.6M | 0.4% | −102,446−6.9% | Reduced | History |
| WMBWilliams Companies, Inc. | COM | 839,741 | $18.5M | 0.4% | +128,265+18.0% | Added | History |
| Macquarie Infrastructure Cor55608B105 | COM | 497,002 | $18.2M | 0.4% | +15,326+3.2% | Added | – |
| GMEGameStop Corp. | Stock | 1,435,754 | $18.1M | 0.4% | +47,817+3.4% | Added | History |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 1,204,207 | $17.0M | 0.3% | +21,432+1.8% | Added | History |
| IPInternational Paper Co | COM | 419,592 | $16.9M | 0.3% | +68,967+19.7% | Added | History |
| MCDMcDonalds Corp | Stock | 93,750 | $16.6M | 0.3% | +14,151+17.8% | Added | History |
| PDCOPatterson Companies, Inc. | COM | 841,505 | $16.5M | 0.3% | +162,373+23.9% | Added | History |
| GEF.BGreif, Inc | CL B | 371,423 | $16.5M | 0.3% | −2,916−0.8% | Reduced | History |
| CAHCardinal Health Inc | Stock | 362,650 | $16.2M | 0.3% | +22,028+6.5% | Added | History |
| QCOMQualcomm Inc | Stock | 275,989 | $15.7M | 0.3% | −33,351−10.8% | Reduced | History |
| ACNAccenture plc | Stock | 111,251 | $15.7M | 0.3% | −5,687−4.9% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 160,482 | $15.7M | 0.3% | +4,407+2.8% | Added | History |
| AVKAdvent Convertible & Income Fund | COM | 1,238,411 | $15.5M | 0.3% | +12,781+1.0% | Added | History |
| DDominion Energy, Inc | Stock | 212,309 | $15.2M | 0.3% | +61,747+41.0% | Added | History |
| Washington Prime Group New Com93964W108 | REIT | 3,102,466 | $15.1M | 0.3% | +73,150+2.4% | Added | – |
| Aircastle Ltd ComG0129K104 | Stock | 872,416 | $15.0M | 0.3% | +130,649+17.6% | Added | – |
| SBUXStarbucks Corp | Stock | 231,553 | $14.9M | 0.3% | −6,521−2.7% | Reduced | History |
| PEPPepsiCo Inc | Stock | 133,715 | $14.8M | 0.3% | −31,566−19.1% | Reduced | History |
| CMPCompass Minerals International Inc | Stock | 353,173 | $14.7M | 0.3% | +6,785+2.0% | Added | History |
| UNITUniti Group Inc. | COM | 933,615 | $14.5M | 0.3% | −14,577−1.5% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 50,840 | $14.5M | 0.3% | +5,754+12.8% | Added | History |
| COSTCostco Wholesale Corp | Stock | 70,676 | $14.4M | 0.3% | −4,760−6.3% | Reduced | History |
| AMGNAmgen Inc | Stock | 73,939 | $14.4M | 0.3% | +1,418+2.0% | Added | History |
| PBIPitney Bowes Inc | COM | 2,435,008 | $14.4M | 0.3% | +216,386+9.8% | Added | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 1,217,830 | $14.4M | 0.3% | −134,911−10.0% | Reduced | History |
| ILMNIllumina, Inc. | COM | 47,268 | $14.2M | 0.3% | +3,609+8.3% | Added | History |
| EBAYeBay Inc | COM | 501,634 | $14.1M | 0.3% | +26,836+5.7% | Added | History |
| AIFApollo Tactical Income Fund Inc. | COM | 1,013,462 | $14.0M | 0.3% | −116,717−10.3% | Reduced | History |
| HPHelmerich & Payne, Inc. | COM | 290,967 | $13.9M | 0.3% | −52,236−15.2% | Reduced | History |
| VGRVector Group Ltd | COM | 1,432,886 | $13.9M | 0.3% | +73,693+5.4% | Added | History |
| OTISOtis Worldwide Corp | COM | 130,533 | $13.9M | 0.3% | +1,967+1.5% | Added | History |
| PAYXPaychex Inc | Stock | 211,680 | $13.8M | 0.3% | −16,789−7.3% | Reduced | History |
| Semgroup Corp CL A81663A105 | Stock | 981,294 | $13.5M | 0.3% | +36,174+3.8% | Added | – |
| UNPUnion Pacific Corp | Stock | 97,296 | $13.4M | 0.3% | −2,191−2.2% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 168,572 | $13.4M | 0.3% | +14,789+9.6% | Added | History |
| OXYOccidental Petroleum Corp | Stock | 217,082 | $13.3M | 0.3% | −72,183−25.0% | Reduced | History |
| ARDCAres Dynamic Credit Allocation Fund, Inc. | COM | 941,391 | $13.0M | 0.3% | −113,588−10.8% | Reduced | History |
| GISGeneral Mills Inc | Stock | 321,955 | $12.5M | 0.3% | +22,136+7.4% | Added | History |
| MATVMativ Holdings, Inc. | COM | 497,588 | $12.5M | 0.3% | −82,167−14.2% | Reduced | History |
| LLYEli Lilly & Co | Stock | 107,240 | $12.4M | 0.2% | +12,712+13.4% | Added | History |
| NLYAnnaly Capital Management Inc | COM | 1,254,176 | $12.3M | 0.2% | +338,181+36.9% | Added | History |
| JCENuveen Core Equity Alpha Fund | COM | 1,016,842 | $12.2M | 0.2% | −138,707−12.0% | Reduced | History |
| BKEBuckle Inc | COM | 623,636 | $12.1M | 0.2% | +49,347+8.6% | Added | History |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 1,127,857 | $12.0M | 0.2% | +95,376+9.2% | Added | History |
| UFSDomtar CORP | COM NEW | 341,906 | $12.0M | 0.2% | −123,056−26.5% | Reduced | History |
| ABTAbbott Laboratories | Stock | 166,047 | $12.0M | 0.2% | +19,300+13.2% | Added | History |
Sold out since Q3 2018 (78)
Positions held at the end of Q3 2018 that are gone from this filing.
| Security | Class | Shares in Q3 2018 | Value in Q3 2018 | % of portfolio in Q3 2018 | History |
|---|---|---|---|---|---|
| Praxair Inc74005P104 | COMMON STOCK | 100,506 | $16.2M | 0.3% | – |
| Ca Inc Com12673P105 | Stock | 182,696 | $8.07M | 0.1% | – |
| SCSSteelcase Inc | CL A | 269,989 | $5.00M | 0.1% | History |
| Apollo Investment Corp03761U106 | COM | 616,982 | $3.36M | 0.1% | – |
| Rockwell Collins Inc Com774341101 | Stock | 22,981 | $3.23M | 0.1% | – |
| Energy Transfer Partners LP Unit Ltd PRT Int29278N103 | Stock | 136,133 | $3.03M | <0.1% | – |
| Andeavor Com03349M105 | Stock | 18,556 | $2.85M | <0.1% | – |
| Clearbridge Amern Energ MLP184691103 | COM | 355,906 | $2.80M | <0.1% | – |
| Pinnacle Foods Inc del Com72348P104 | Stock | 41,909 | $2.72M | <0.1% | – |
| KLX Inc Com482539103 | Stock | 41,107 | $2.58M | <0.1% | – |
| Aetna Inc New Com00817Y108 | Stock | 9,312 | $1.89M | <0.1% | – |
| Enel Generacion Chile S A Sponsored ADS29244T101 | Stock | 62,163 | $1.29M | <0.1% | – |
| Tortoise Pipeline & Energy F89148H108 | COM | 68,274 | $1.18M | <0.1% | – |
| GDLGDL Fund | COM SH BEN IT | 114,989 | $1.04M | <0.1% | History |
| PSOPearson PLC | SPONSORED ADR | 74,855 | $862.0K | <0.1% | History |
| CXWCoreCivic, Inc. | COM | 30,628 | $745.0K | <0.1% | History |
| Reis Inc75936P105 | COM | 26,668 | $613.0K | <0.1% | – |
| Mazor Robotics Ltd Sponsored ADS57886P103 | Stock | 9,599 | $560.0K | <0.1% | – |
| FSKFS KKR Capital Corp | COM | 75,400 | $532.0K | <0.1% | History |
| Thomsoncorp884903105 | COM | 11,046 | $505.0K | <0.1% | – |
| TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBK | SPONSORED ADR | 14,503 | $355.0K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 23,705 | $314.0K | <0.1% | History |
| Eaton Vance Calif Mun BD FD27828C106 | COM | 28,657 | $293.0K | <0.1% | – |
| OMABCentral North Airport Group | SPON ADR | 4,649 | $265.0K | <0.1% | History |
| Dreyfus Mun Income Inc26201R102 | COM | 33,860 | $265.0K | <0.1% | – |
| Clear Channel Outdoor Hldgs18451C109 | CL A | 43,650 | $260.0K | <0.1% | – |
| Express Scripts Hldg Co Com30219G108 | Stock | 2,690 | $256.0K | <0.1% | – |
| Cigna Corp125509109 | COM | 1,199 | $250.0K | <0.1% | – |
| Tallgrass Energy LP Class A Shs874696107 | Stock | 10,387 | $245.0K | <0.1% | – |
| BWGBrandywineGLOBAL-Global Income Opportunities Fund Inc | COM | 20,988 | $228.0K | <0.1% | History |
| Gramercy Ppty Tr Com New385002308 | REIT | 7,535 | $207.0K | <0.1% | – |
| KALUKaiser Aluminum Corp | COM PAR $0.01 | 1,800 | $196.0K | <0.1% | History |
| RRDRR Donnelley & Sons Co | COM | 36,175 | $195.0K | <0.1% | History |
| Spirit Rlty Cap Inc New Com84860W102 | COM | 23,970 | $193.0K | <0.1% | – |
| MCKMcKesson Corp | Stock | 1,431 | $190.0K | <0.1% | History |
| Amtrust Financial Services032359309 | COMMON STOCK | 12,064 | $175.0K | <0.1% | – |
| RFRegions Financial Corp | COM | 7,947 | $146.0K | <0.1% | History |
| Amag Pharmaceuticals Inc00163U106 | COMMON STOCK | 6,075 | $122.0K | <0.1% | – |
| AGOAssured Guaranty Ltd | COM | 2,827 | $119.0K | <0.1% | History |
| Intrexon Corp Com46122T102 | Stock | 6,784 | $117.0K | <0.1% | – |
| VSTVistra Corp. | Stock | 4,593 | $114.0K | <0.1% | History |
| PLOWDouglas Dynamics, Inc | COM | 2,302 | $101.0K | <0.1% | History |
| LSC Communications Inc Com50218P107 | Stock | 9,148 | $101.0K | <0.1% | – |
| HD Supply Hldgs Inc Com40416M105 | Stock | 2,296 | $98.0K | <0.1% | – |
| CNQCanadian Natural Resources Ltd | COM | 2,810 | $92.0K | <0.1% | History |
| OPKOpko Health, Inc. | COM | 25,214 | $87.0K | <0.1% | History |
| Ramco Gershenson Ppty MD751452202 | COM SH BEN INT | 6,370 | $87.0K | <0.1% | – |
| CINFCincinnati Financial Corp | COM | 1,006 | $77.0K | <0.1% | History |
| DBDDiebold Nixdorf, Inc | COM | 16,727 | $75.0K | <0.1% | History |
| FISVFiserv Inc | Stock | 891 | $73.0K | <0.1% | History |
| BDCBelden Inc. | COM | 1,006 | $72.0K | <0.1% | History |
| AANAaron's Company, Inc. | COM | 1,137 | $62.0K | <0.1% | History |
| HWKNHawkins Inc | COM | 1,442 | $60.0K | <0.1% | History |
| Kinder Morgan Inc del PFD Ser A49456B200 | Convertible Preferred | 1,750 | $58.0K | <0.1% | – |
| SRCLStericycle Inc | COM | 932 | $55.0K | <0.1% | History |
| JRVRJames River Group Holdings, Inc. | COM | 1,137 | $48.0K | <0.1% | History |
| UCBUnited Community Banks Inc | COM | 1,651 | $46.0K | <0.1% | History |
| Horizons ETF Tr I Horizons Nasdaq44053G108 | CEF | 1,622 | $41.0K | <0.1% | – |
| VanEck Vectors ETF Tr JP Morgan MKTS92189F494 | CEF | 2,506 | $41.0K | <0.1% | – |
| Energen Corp Com29265N108 | Stock | 469 | $40.0K | <0.1% | – |
| GPREGreen Plains Inc. | COM | 2,281 | $39.0K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 2,148 | $32.0K | <0.1% | History |
| FSPFranklin Street Properties Corp | COM | 3,603 | $29.0K | <0.1% | History |
| KRGKite Realty Group Trust | COM NEW | 1,618 | $27.0K | <0.1% | History |
| FPIFarmland Partners Inc. | COM | 3,697 | $25.0K | <0.1% | History |
| MACMacerich Co | COM | 435 | $24.0K | <0.1% | History |
| Aqua America03836W103 | Equity | 604 | $22.0K | <0.1% | – |
| Nordic Amern Offshore Ltd ShsG65772108 | Stock | 8,900 | $9.00K | <0.1% | – |
| Convergys Corp212485106 | COM | 41 | $1.00K | <0.1% | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 14 | $2 | <0.1% | – |
| PDMPiedmont Realty Trust, Inc. | COM CL A | 28 | $2 | <0.1% | History |
| Senior HSG Pptys Tr SH Ben Int81721M109 | Stock | 29 | $2 | <0.1% | – |
| LSTRLandstar System Inc | COM | 29 | $1 | <0.1% | History |
| SBHSally Beauty Holdings, Inc. | COM | 37 | $1 | <0.1% | History |
| Legg Mason Inc Com524901105 | Stock | 22 | $1 | <0.1% | – |
| Spectra Energy Partners LP84756N109 | COMMON STOCK | 24 | $1 | <0.1% | – |
| UBPUrstadt Biddle Properties Inc | COM | 10 | $1 | <0.1% | History |
| AQBAquabounty Technologies Inc | COM NEW | 100 | $0 | 0.0% | History |