Skip to main content

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Brandywine Global Investment Management, LLC61,169$14.2M0.11%––
Whittier Trust Co60,946$14.1M0.27%––
Public Sector Pension Investment Board60,247$14.0M0.09%––
Blackhill Capital Inc60,000$13.9M1.21%––
Ilmarinen Mutual Pension Insurance Co60,000$13.9M0.16%––
Birmingham Capital Management Co Inc59,320$13.8M5.14%––
Dai-Ichi Life Insurance Company, Ltd59,191$13.7M0.19%––
Marco Investment Management LLC59,175$13.7M1.79%––
Brown Advisory Inc58,902$13.7M0.02%––
Peapack Gladstone Financial Corp58,881$13.7M0.35%––
IFM Investors Pty Ltd58,361$13.5M0.36%––
Jane Street Group, LLC57,327$13.3M0.04%––
Badgley Phelps & Bell Inc57,264$13.3M0.55%––
Moore Capital Management, LP56,907$13.2M0.26%––
James Investment Research Inc56,584$13.1M1.19%––
Quilter Plc56,557$13.1M0.41%––
Kiwi Wealth Investments Limited Partnership56,045$13.0M0.75%––
Blue Chip Partners, Inc.54,867$12.7M1.95%––
Erste Asset Management GmbH54,218$12.6M0.31%––
D.A. Davidson & Co.53,263$12.3M0.16%––
Scotia Capital Inc.53,130$12.3M0.10%––
RiverFront Investment Group, LLC53,009$12.3M0.26%––
Banco de Sabadell, S.A52,714$12.2M1.26%––
Acadian Asset Management LLC51,464$11.9M0.05%––
Employees Retirement System of Texas51,000$11.8M0.15%––
Nissay Asset Management Corp50,891$11.8M0.12%––
Central Trust Co50,632$11.7M0.46%––
Clifford Swan Investment Counsel LLC50,432$11.7M0.48%––
CIBC Asset Management Inc50,268$11.7M0.05%––
Clear Harbor Asset Management, LLC50,109$11.6M1.52%––
Becker Capital Management Inc50,058$11.6M0.52%––
Bokf, NA50,043$11.6M0.21%––
Brinker Capital Investments, LLC49,353$11.4M0.17%––
Busey Wealth Management49,223$11.4M0.57%––
Prime Capital Investment Advisors, LLC48,435$11.2M0.81%––
Glenview State Bank Trust Dept.48,392$11.2M3.64%––
Kovitz Investment Group Partners, LLC47,671$11.1M0.26%––
Xponance, Inc.47,507$11.0M0.23%––
Howe & Rusling Inc47,410$11.0M1.49%––
Securian Asset Management, Inc47,185$10.9M0.24%––
Twin Tree Management, LP46,846$10.9M0.41%––
Zweig-DiMenna Associates LLC46,700$10.8M0.76%––
Graham Capital Management, L.P.46,604$10.8M0.55%––
Thames Capital Management LLC46,377$10.8M2.48%––
Schwab Charitable Fund46,183$10.7M1.10%––
Richard C. Young & CO., LTD.46,045$10.7M1.42%––
American Assets Investment Management, LLC45,000$10.4M1.44%––
LS Investment Advisors, LLC44,987$10.4M0.58%––
Candriam Luxembourg S.C.A.59,469$10.4M0.09%––
Oregon Public Employees Retirement Fund44,830$10.4M0.12%––
Adams Asset Advisors, LLC44,416$10.3M2.22%––
AE Wealth Management LLC44,348$10.3M0.10%––
Captrust Financial Advisors44,252$10.3M0.11%––
Atria Investments LLC44,008$10.2M0.23%––
Moody National Bank Trust Division43,953$10.2M0.24%––
Charter Trust Co43,531$10.1M0.98%––
Worldquant Millennium Advisors LLC43,206$10.0M0.21%––
Davenport & Co LLC42,632$9.88M0.09%––
Cetera Investment Advisers42,434$9.84M0.19%––
American National Insurance Co42,070$9.76M0.40%––
Columbia Asset Management42,050$9.75M1.77%––
Teachers Retirement System of the State of Kentucky41,650$9.66M0.10%––
Prio Wealth Limited Partnership41,503$9.62M0.35%––
Maryland State Retirement & Pension System41,503$9.62M0.33%––
Marshall Wace, LLP41,480$9.62M0.05%––
First American Trust, FSB41,433$9.61M1.52%––
Cetera Advisor Networks LLC41,197$9.55M0.20%––
Dowling & Yahnke LLC40,704$9.44M0.64%––
Jacobs & Co40,691$9.44M1.15%––
Capital Investment Advisors, LLC40,431$9.38M0.35%––
Noesis Capital Mangement Corp40,246$9.33M2.10%––
Steward Partners Investment Advisory, LLC40,017$9.28M0.16%––
Greenwood Gearhart Inc39,993$9.27M1.65%––
Capital International Ltd39,793$9.23M0.56%––
Culbertson A N & Co Inc39,736$9.21M2.03%––
MUFG Americas Holdings Corp39,650$9.19M0.18%––
Dodge & Cox39,602$9.18M0.01%––
Elo Mutual Pension Insurance Co39,192$9.09M0.30%––
Ausdal Financial Partners, Inc.39,180$9.09M1.53%––
American Century Companies Inc39,123$9.07M0.01%––
Wealthstreet Investment Advisors, LLC38,645$8.96M0.87%––
Edge Capital Group, LLC38,606$8.95M0.75%––
Oppenheimer & Co Inc38,478$8.92M0.18%––
CWM Advisors, LLC38,286$8.88M1.36%––
Churchill Management Corp38,187$8.86M0.15%––
Wealthfront Advisers LLC38,114$8.84M0.05%––
Callahan Advisors, LLC38,087$8.83M1.20%––
D L Carlson Investment Group Inc38,041$8.82M1.61%––
Allied Investment Advisors, LLC37,871$8.78M3.76%––
Panagora Asset Management Inc37,860$8.78M0.05%––
Swarthmore Group Inc37,826$8.77M2.40%––
North Fourth Asset Management, LP37,800$8.77M4.27%––
Schonfeld Strategic Advisors LLC37,631$8.72M0.12%––
Westfield Capital Management Co LP37,622$8.72M0.05%––
Intact Investment Management Inc.37,200$8.64M0.26%––
Steel Peak Wealth Management LLC36,841$8.54M0.70%––
Shell Asset Management Co36,697$8.51M0.17%––
First Horizon Corp36,462$8.45M0.80%––
Snowden Capital Advisors LLC36,284$8.41M0.48%––
Cornerstone Advisors, LLC36,000$8.35M0.73%––