Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,577,185 | $8.68B | 0.24% | +353,398+0.7% | Added |
| State Street Corp | 39,778,442 | $7.11B | 0.43% | −1,029,996−2.5% | Reduced |
| BlackRock Inc. | 36,694,891 | $6.56B | 0.21% | −799,860−2.1% | Reduced |
| Capital World Investors | 27,120,533 | $4.85B | 1.03% | +6,995,910+34.8% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $3.18B | 3.63% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 8,889,664 | $1.59B | 0.23% | +109,551+1.2% | Added |
| Fisher Asset Management, LLC | 7,503,268 | $1.34B | 0.95% | +230,946+3.2% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.31B | 7.43% | 00.0% | Unchanged |
| Northern Trust Corp | 7,183,113 | $1.28B | 0.28% | −175,147−2.4% | Reduced |
| FMR LLC | 6,246,816 | $1.12B | 0.11% | +9,815+0.2% | Added |
| Morgan Stanley | 6,150,333 | $1.10B | 0.14% | +1,663,370+37.1% | Added |
| Bank of New York Mellon Corp | 5,348,423 | $956.1M | 0.22% | +715,731+15.4% | Added |
| Norges Bank | 4,753,593 | $849.8M | 0.22% | −244,643−4.9% | Reduced |
| Bank of America Corp | 4,707,691 | $841.5M | 0.10% | +147,811+3.2% | Added |
| Legal & General Group Plc | 3,712,736 | $663.7M | 0.23% | −73,162−1.9% | Reduced |
| Royal Bank of Canada | 3,618,014 | $646.8M | 0.20% | −41,939−1.1% | Reduced |
| Goldman Sachs Group Inc | 3,489,714 | $623.8M | 0.18% | +290,406+9.1% | Added |
| Nuveen Asset Management, LLC | 3,382,203 | $604.6M | 0.23% | −39,410−1.2% | Reduced |
| Invesco Ltd. | 3,242,972 | $579.7M | 0.18% | −191,599−5.6% | Reduced |
| Primecap Management Co | 2,979,993 | $532.7M | 0.48% | −18,715−0.6% | Reduced |
| Amundi | 3,130,082 | $531.9M | 0.43% | +422,355+15.6% | Added |
| Capital Research Global Investors | 2,822,191 | $504.5M | 0.16% | −403,772−12.5% | Reduced |
| Charles Schwab Investment Management Inc | 2,689,580 | $480.8M | 0.17% | −7,747−0.3% | Reduced |
| UBS Asset Management Americas Inc | 2,592,469 | $463.4M | 0.24% | −474,718−15.5% | Reduced |
| Dimensional Fund Advisors LP | 2,358,645 | $421.7M | 0.15% | +45,599+2.0% | Added |
| Swiss National Bank | 2,324,641 | $415.6M | 0.28% | −18,300−0.8% | Reduced |
| Wellington Management Group LLP | 2,138,139 | $382.2M | 0.08% | −1,305,941−37.9% | Reduced |
| Ontario Teachers Pension Plan Board | 2,089,284 | $373.5M | 5.23% | +145,409+7.5% | Added |
| Wells Fargo & Company | 2,078,788 | $371.6M | 0.12% | −175,336−7.8% | Reduced |
| Ameriprise Financial Inc | 1,967,307 | $351.3M | 0.12% | −324,428−14.2% | Reduced |
| Diamond Hill Capital Management Inc | 1,904,823 | $340.5M | 1.49% | −19,644−1.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,860,712 | $332.6M | 0.26% | +51,546+2.8% | Added |
| Altshuler Shaham Ltd | 1,788,332 | $319.7M | 4.80% | +446,072+33.2% | Added |
| Capital International Investors | 1,685,560 | $301.3M | 0.08% | +2890.0% | Added |
| Price T Rowe Associates Inc | 1,652,783 | $295.5M | 0.04% | −1,553,386−48.4% | Reduced |
| UBS Group AG | 1,435,803 | $256.7M | 0.13% | +521,385+57.0% | Added |
| JPMorgan Chase & Co | 1,424,764 | $254.7M | 0.04% | +94,804+7.1% | Added |
| TD Asset Management Inc | 1,344,523 | $240.3M | 0.28% | −233,340−14.8% | Reduced |
| Deutsche Bank AG | 1,208,516 | $216.0M | 0.12% | −248,916−17.1% | Reduced |
| Lazard Asset Management LLC | 1,145,249 | $204.7M | 0.28% | +40,186+3.6% | Added |
| Boston Partners | 1,093,278 | $196.3M | 0.27% | +8,325+0.8% | Added |
| Bank of Montreal | 878,814 | $194.2M | 0.14% | −5,294−0.6% | Reduced |
| Eaton Vance Management | 1,081,614 | $193.3M | 0.27% | −9,175−0.8% | Reduced |
| California Public Employees Retirement System | 1,027,523 | $183.7M | 0.17% | −65,315−6.0% | Reduced |
| Principal Financial Group Inc | 1,016,991 | $181.8M | 0.13% | −17,003−1.6% | Reduced |
| ProShare Advisors LLC | 991,289 | $177.2M | 0.59% | −51,080−4.9% | Reduced |
| New York State Common Retirement Fund | 975,067 | $174.3M | 0.23% | −17,514−1.8% | Reduced |
| Credit Suisse AG | 962,923 | $172.1M | 0.18% | −111,457−10.4% | Reduced |
| California State Teachers Retirement System | 912,619 | $163.1M | 0.26% | −9,543−1.0% | Reduced |
| Rhumbline Advisers | 867,703 | $155.1M | 0.23% | +21,256+2.5% | Added |
| Baird Financial Group, Inc. | 839,220 | $150.0M | 0.42% | −7,520−0.9% | Reduced |
| Prudential Financial Inc | 807,481 | $147.2M | 0.23% | +20,951+2.7% | Added |
| Alliancebernstein L.P. | 814,801 | $145.7M | 0.07% | +11,316+1.4% | Added |
| Citigroup Inc | 776,533 | $138.8M | 0.19% | −71,563−8.4% | Reduced |
| National Pension Service | 769,641 | $137.6M | 0.28% | +57,138+8.0% | Added |
| Raymond James & Associates | 684,131 | $122.3M | 0.12% | +19,085+2.9% | Added |
| US Bancorp | 676,130 | $120.9M | 0.23% | +34,093+5.3% | Added |
| HSBC Holdings PLC | 660,895 | $119.5M | 0.18% | +49,088+8.0% | Added |
| Mackenzie Financial Corp | 662,718 | $118.5M | 0.19% | −17,937−2.6% | Reduced |
| Neuberger Berman Group LLC | 651,276 | $117.1M | 0.12% | −214,618−24.8% | Reduced |
| Stifel Financial Corp | 652,383 | $116.6M | 0.18% | −19,116−2.8% | Reduced |
| LPL Financial LLC | 636,630 | $113.8M | 0.11% | +2,353+0.4% | Added |
| New York State Teachers Retirement System | 634,625 | $113.4M | 0.28% | −3,760−0.6% | Reduced |
| State Board of Administration of Florida Retirement System | 626,050 | $111.9M | 0.27% | −39,594−5.9% | Reduced |
| Schroder Investment Management Group | 623,579 | $111.5M | 0.17% | +37,428+6.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 583,640 | $104.3M | 0.46% | +9,994+1.7% | Added |
| Natixis Advisors, L.P. | 564,905 | $101.0M | 0.44% | +14,440+2.6% | Added |
| Macquarie Group Ltd | 564,105 | $100.8M | 0.11% | −29,368−4.9% | Reduced |
| Congress Asset Management Co | 554,238 | $99.1M | 0.95% | +11,963+2.2% | Added |
| Old Republic International Corporation | 548,500 | $98.0M | 2.37% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 546,404 | $97.7M | 0.05% | −401,329−42.3% | Reduced |
| Bessemer Group Inc | 470,158 | $84.0M | 0.21% | +17,557+3.9% | Added |
| APG Asset Management N.V. | 479,642 | $82.0M | 0.19% | −133,667−21.8% | Reduced |
| First Trust Advisors LP | 455,535 | $81.4M | 0.10% | +92,176+25.4% | Added |
| Vaughan Nelson Investment Management, L.P. | 449,879 | $80.4M | 1.09% | −9,859−2.1% | Reduced |
| Zacks Investment Management | 448,625 | $80.2M | 1.22% | +26,242+6.2% | Added |
| Barclays PLC | 446,181 | $79.8M | 0.09% | −373,822−45.6% | Reduced |
| Two Sigma Investments, LP | 429,444 | $76.8M | 0.26% | +139,927+48.3% | Added |
| Commonwealth Equity Services, LLC | 425,363 | $76.0M | 0.20% | −5,955−1.4% | Reduced |
| Rothschild & Co Asset Management US Inc. | 419,659 | $75.0M | 1.15% | −57,328−12.0% | Reduced |
| Qube Research & Technologies Ltd | 415,963 | $74.4M | 0.57% | +415,963 | New |
| State of Wisconsin Investment Board | 414,782 | $74.1M | 0.19% | +14,419+3.6% | Added |
| DekaBank Deutsche Girozentrale | 402,777 | $73.5M | 0.21% | −44,280−9.9% | Reduced |
| HighTower Advisors, LLC | 410,158 | $73.4M | 0.19% | +7,692+1.9% | Added |
| Manufacturers Life Insurance Company, The | 409,761 | $73.2M | 0.05% | −573,725−58.3% | Reduced |
| STRS Ohio | 407,771 | $72.9M | 0.33% | +3,104+0.8% | Added |
| Korea Investment CORP | 379,434 | $67.8M | 0.21% | +38,698+11.4% | Added |
| Two Sigma Advisers, LP | 374,600 | $67.0M | 0.19% | +53,300+16.6% | Added |
| The PNC Financial Services Group, Inc. | 371,610 | $66.4M | 0.07% | −213,377−36.5% | Reduced |
| Retirement Systems of Alabama | 371,147 | $66.3M | 0.29% | −12,292−3.2% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 421,659 | $66.3M | 0.17% | +310,623+279.7% | Added |
| First Republic Investment Management, Inc. | 361,297 | $64.6M | 0.17% | +5,736+1.6% | Added |
| Fifth Third Bancorp | 351,419 | $62.8M | 0.30% | +20,263+6.1% | Added |
| Great West Life Assurance Co | 344,194 | $61.6M | 0.16% | −62,080−15.3% | Reduced |
| Adage Capital Partners GP, L.L.C. | 342,417 | $61.2M | 0.14% | −62,487−15.4% | Reduced |
| Allspring Global Investments Holdings, LLC | 340,809 | $60.9M | 0.10% | −57,482−14.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 340,478 | $60.9M | 0.13% | −45,677−11.8% | Reduced |
| Nomura Asset Management Co Ltd | 333,360 | $59.6M | 0.38% | −3,154−0.9% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 329,014 | $58.8M | 0.24% | −3,146−0.9% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 324,750 | $58.1M | 0.15% | +34,221+11.8% | Added |