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Livermore
Livermore
ZHEN

LPL Financial LLC

SEC CIK
0001403438
Latest filing
Aug 7, 2026

The latest 13F from LPL Financial LLC covers Q2 2026 (filed Aug 7, 2026): 5,996 long positions worth $444.6B. The top 10 holdings make up 14.3% of the portfolio, and the largest is iShares Core S&P 500 ETF at 2.5%. Livermore has 22 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q2 2026

Share counts compared with Q1 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
384
Est. +$2.80B
Added
3446
Est. +$30.4B
Reduced
2069
Est. −$7.99B
Sold out
160
Est. −$356.0M

Top 5 holdings

Share of this quarter's portfolio value

  1. iShares Core S&P 500 ETF464287200
    2.5%$11.1B
  2. Invesco QQQ Trust Series I46090E103
    1.8%$7.81B
  3. SPYSPDR S&P 500 ETF Trust
    1.7%$7.39BHistory
  4. AAPLApple Inc.
    1.6%$7.02BHistory
  5. NVDANVIDIA Corp
    1.5%$6.86BHistory

Share of portfolio

Top 5 holdings and the other 5,991 positions, by share of portfolio value

  1. iShares Core S&P 500 ETF2.5%
  2. Invesco QQQ Trust Series I1.8%
  3. SPY1.7%
  4. AAPL1.6%
  5. NVDA1.5%
  6. Other 5,991 positions91.0%

Biggest buys

New and added positions, by estimated amount bought

  1. iShares Core S&P 500 ETF464287200
    +$2.39BAdded
  2. iShares Tr46434V613
    +$687.1MAdded
  3. BlackRock ETF Trust09290C665
    +$609.6MNew
  4. iShares U.S. Treasury Bond ETF46429B267
    +$494.8MAdded
  5. BlackRock ETF Trust09290C764
    +$471.6MNew

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. iShares Core S&P 500 ETF464287200
    +0.48 pp2.0% → 2.5%
  2. MUMicron Technology Inc
    +0.28 pp0.1% → 0.4%History
  3. VanEck Semiconductor ETF92189F676
    +0.14 pp0.3% → 0.4%
  4. BlackRock ETF Trust09290C665
    +0.14 pp0.0% → 0.1%
  5. Invesco QQQ Trust Series I46090E103
    +0.14 pp1.6% → 1.8%

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. iShares MSCI USA Quality Factor ETF46432F339
    −$619.0MReduced
  2. iShares Tr464288877
    −$563.0MReduced
  3. iShares Tr46435G672
    −$355.2MReduced
  4. iShares Core MSCI Emerging Markets ETF46434G103
    −$344.6MReduced
  5. HONHoneywell International Inc
    −$252.5MSold outHistory

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. iShares Tr464288877
    −0.18 pp0.4% → 0.2%
  2. GLDSPDR Gold Trust
    −0.17 pp0.5% → 0.4%History
  3. iShares MSCI USA Quality Factor ETF46432F339
    −0.17 pp0.8% → 0.7%
  4. iShares Tr464288588
    −0.13 pp0.7% → 0.6%
  5. XOMExxonMobil Holdings Corp
    −0.10 pp0.3% → 0.2%History

Metrics

13F metrics for Q2 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$444.6B
+$68.4B (+18.2%) vs. prior quarter
Positions
5,996
+224 vs. prior quarter
Top 10 concentration
14.3%
Top 10 as share of value
Turnover
2.0%
Q2 2026, one quarter
Average holding period
20.0 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

22 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $444.6B (Q2 2026)

Q1 2021: $86.9BQ2 2021: $98.8BQ3 2021: $106.3BQ4 2021: $119.1BQ1 2022: $116.2BQ2 2022: $105.1BQ3 2022: $103.5BQ4 2022: $116.6BQ1 2023: $128.3BQ2 2023: $139.8BQ3 2023: $142.7BQ4 2023: $164.9BQ1 2024: $186.0BQ2 2024: $200.5BQ3 2024: $224.0BQ4 2024: $245.7BQ1 2025: $256.9BQ2 2025: $299.5BQ3 2025: $342.6BQ4 2025: $365.8BQ1 2026: $376.2BQ2 2026: $444.6B
Q1 2021Q2 2026
13F filings of LPL Financial LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q2 2026Aug 7, 20265,996$444.6BiShares Core S&P 500 ETFInvesco QQQ Trust Series ISPYvs. Q1 2026SEC
Q1 2026May 6, 20265,772$376.2BiShares Core S&P 500 ETFSPYInvesco QQQ Trust Series Ivs. Q4 2025SEC
Q4 2025Feb 11, 20265,658$365.8BiShares Core S&P 500 ETFSPYInvesco QQQ Trust Series Ivs. Q3 2025SEC
Q3 2025Nov 12, 20255,579$342.6BiShares Core S&P 500 ETFSPYInvesco QQQ Trust Series Ivs. Q2 2025SEC
Q2 2025Aug 12, 20255,388$299.5BSPYiShares Core S&P 500 ETFInvesco QQQ Trust Series Ivs. Q1 2025SEC
Q1 2025May 7, 20255,207$256.9BiShares Core S&P 500 ETFSPYAAPLvs. Q4 2024SEC
Q4 2024Feb 11, 20255,149$245.7BiShares Core S&P 500 ETFSPYAAPLvs. Q3 2024SEC
Q3 2024Nov 8, 20245,051$224.0BiShares Core S&P 500 ETFSPYInvesco QQQ Trust Series Ivs. Q2 2024SEC
Q2 2024Aug 7, 20244,901$200.5BiShares Core S&P 500 ETFSPYInvesco QQQ Trust Series Ivs. Q1 2024SEC
Q1 2024May 10, 20244,832$186.0BiShares Core S&P 500 ETFSPYInvesco QQQ Trust Series Ivs. Q4 2023SEC
Q4 2023Feb 14, 20244,726$164.9BiShares Core S&P 500 ETFSPYInvesco QQQ Trust Series Ivs. Q3 2023SEC
Q3 2023Nov 13, 20234,626$142.7BiShares Core S&P 500 ETFSPYVanguard Morningstar Total Stock Market ETFvs. Q2 2023SEC
Q2 2023Jul 31, 20234,530$139.8BiShares Core S&P 500 ETFSPYVanguard Morningstar Total Stock Market ETFvs. Q1 2023SEC
Q1 2023May 10, 20234,451$128.3BiShares Core S&P 500 ETFVanguard Morningstar Total Stock Market ETFSPYvs. Q4 2022SEC
Q4 2022Feb 7, 20234,425$116.6BiShares Core S&P 500 ETFVanguard Morningstar Total Stock Market ETFSPYvs. Q3 2022SEC
Q3 2022Nov 14, 20224,381$103.5BiShares Core S&P 500 ETFVanguard Morningstar Total Stock Market ETFVanguard Total Bond Market ETFvs. Q2 2022SEC
Q2 2022Aug 12, 20224,386$105.1BiShares Core S&P 500 ETFVanguard Morningstar Total Stock Market ETFVanguard Total Bond Market ETFvs. Q1 2022SEC
Q1 2022May 16, 20224,157$116.2BiShares Core S&P 500 ETFVanguard Morningstar Total Stock Market ETFVanguard Total Bond Market ETFvs. Q4 2021SEC
Q4 2021Feb 14, 20224,323$119.1BInvesco QQQ Trust Series IiShares Core S&P 500 ETFVanguard Total Bond Market ETFvs. Q3 2021SEC
Q3 2021Nov 15, 20214,291$106.3BVanguard Total Bond Market ETFInvesco QQQ Trust Series IiShares Core S&P 500 ETFvs. Q2 2021SEC
Q2 2021Aug 13, 20214,196$98.8BVanguard Total Bond Market ETFInvesco QQQ Trust Series IVanguard Morningstar Total Stock Market ETFvs. Q1 2021SEC
Q1 2021May 14, 20214,045$86.9BVanguard Total Bond Market ETFInvesco QQQ Trust Series IVanguard Morningstar Total Stock Market ETF–SEC

13D and 13G filings

Companies where LPL Financial LLC reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

3 companies, largest stake first.

Companies where LPL Financial LLC owns 5% or more
CompanyLatest formStakeChangeFirst filedLatest filingFiling
ESMCEscalon Medical Corp13G7.90%586.7K sharesNewApr 9, 20261 filingApr 9, 2026SEC
PCFHigh Income Securities Fund13G/A7.20%1.34M shares−1.30 ppfrom 8.50%Apr 17, 20252 filingsJan 9, 2026SEC
TOFBTofutti Brands Inc13G5.20%266.4K sharesNewJul 6, 20261 filingJul 6, 2026SEC

Latest filings

21 filings on file made by LPL Financial LLC or listing it as a reporting person; the latest 20 are shown.

Schedule 13D and 13G filings by LPL Financial LLC
CompanyFiled (ET)FormStakeChangeEvent dateFiling
TOFBTofutti Brands IncJul 6, 20265:31 PM ET13G5.20%266.4K sharesNewJun 30, 2026SEC
ESMCEscalon Medical CorpApr 9, 20264:50 PM ET13G7.90%586.7K sharesNewMar 31, 2026SEC
PCFHigh Income Securities FundJan 9, 20264:32 PM ET13G/A7.20%1.34M shares−1.30 ppfrom 8.50%Dec 31, 2025SEC
PCFHigh Income Securities FundApr 17, 20257:30 PM ET13G8.50%1.59M sharesNewMar 31, 2025SEC
FGBFirst Trust Specialty Finance & Financial Opportunities FundNov 6, 202413G/AOld format–––SEC
FCTFirst Trust Senior Floating Rate Income Fund IINov 6, 202413G/AOld format–––SEC
JFRNuveen Floating Rate Income FundFeb 9, 202413G/AOld format–––SEC
FGBFirst Trust Specialty Finance & Financial Opportunities FundFeb 9, 202413G/AOld format–––SEC
FAMFirst Trust/Abrdn Global Opportunity Income FundFeb 9, 202413G/AOld format–––SEC
FCTFirst Trust Senior Floating Rate Income Fund IIFeb 9, 202413G/AOld format–––SEC
MFDMacquarie/First Trust Global Infrastr/Util Div & Inc FundFeb 9, 202413G/AOld format–––SEC
DMADestra Multi-Alternative FundFeb 9, 202413G/AOld format–––SEC
MFDMacquarie/First Trust Global Infrastr/Util Div & Inc FundFeb 3, 202313GOld format–New–SEC
FAMFirst Trust/Abrdn Global Opportunity Income FundFeb 3, 202313GOld format–New–SEC
FGBFirst Trust Specialty Finance & Financial Opportunities FundFeb 3, 202313GOld format–New–SEC
FCTFirst Trust Senior Floating Rate Income Fund IIJan 17, 202313G/AOld format–––SEC
DMADestra Multi-Alternative FundJan 17, 202313G/AOld format–––SEC
JFRNuveen Floating Rate Income FundJan 17, 202313G/AOld format–––SEC
DMADestra Multi-Alternative FundOct 6, 202213GOld format–New–SEC
JFRNuveen Floating Rate Income FundFeb 14, 202213GOld format–New–SEC