Escalon Medical Corp
ESMC- Exchange
- OTC
- Industry
- Electromedical & Electrotherapeutic Apparatus
- SEC CIK
- 0000862668
No open-market purchases or sales by Escalon Medical Corp insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Holders of 5% or more of ESMC
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Escalon Medical Corp, largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| LPL Financial LLC | 13G | 7.90%586.7K shares | New | Apr 9, 20261 filing | Apr 9, 2026 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
5 Schedule 13D and 13G filings on Escalon Medical Corp, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Apr 9, 20264:50 PM ET | LPL Financial LLC | 13G | 7.90%586.7K shares | New | Mar 31, 2026 | SEC |
| Oct 6, 20259:05 AM ET | Newton Charles Carter | 13G/A | 0.00%0 shares | −6.30 ppfrom 6.30%Below 5% | Oct 6, 2025 | SEC |
| Jul 8, 20252:07 PM ET | Newton Charles Carter | 13G/A | 6.30%467.9K shares | +0.10 ppfrom 6.20% | Jul 8, 2025 | SEC |
| May 23, 202510:16 AM ET | Newton Charles Carter | 13G | 6.20%462.4K shares | 0.00 ppfrom 6.20% | May 19, 2025 | SEC |
| May 23, 20259:56 AM ET | Newton Charles Carter | 13G | 6.20%462.4K shares | New | May 19, 2025 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Escalon Medical Corp shares.
No Form 144 notices for Escalon Medical Corp are on file.