First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
Holders of 5% or more of FGB
Holders whose latest Schedule 13D or 13G filing reports 5% or more of First Trust Specialty Finance & Financial Opportunities Fund, largest stake first. The change is against the holder's previous filing.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Sit Investment Associates Inc | 13G | 7.00%1.01M shares | New | Jan 3, 20251 filing | Jan 3, 2025 | SEC |
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
1 Schedule 13D or 13G filing on First Trust Specialty Finance & Financial Opportunities Fund, newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Jan 3, 20253:40 PM ET | Sit Investment Associates Incand 1 other | 13G | 7.00%1.01M shares | New | Dec 31, 2024 | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell First Trust Specialty Finance & Financial Opportunities Fund shares.
No Form 144 notices for First Trust Specialty Finance & Financial Opportunities Fund are on file.