First Trust Specialty Finance & Financial Opportunities Fund
FGBDelisted Jun 30, 2025- SEC CIK
- 0001392994
First Trust Specialty Finance & Financial Opportunities Fund was delisted on Jun 30, 2025; its insiders filed their last Form 4 on Dec 29, 2021; 40 institutions reported holding it in 13F filings for Q1 2025, worth $22.9M in total; no superinvestor held it.
Key figures
- Insider buys
- 0
- Open market, last 90 days
- Insider sells
- 0
- Open market, last 90 days
- 13F holders
- 40
- Q1 2025, −1 vs. previous quarter
- 13F value
- $22.9M
- Reported value at the end of Q1 2025
- Superinvestors holding
- 0
- At the end of Q1 2025
Superinvestors holding FGB, Q1 2025
No superinvestor reported holding FGB at the end of Q1 2025.
Latest insider trades
Open-market purchases and sales by First Trust Specialty Finance & Financial Opportunities Fund insiders from Form 4, newest first.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 29, 2021 (view filing) | Dec 28 | 1 day | Kadlec Thomas RDirector | SSale | −2.43K | $4.07 | −$9.90K | −100.0%0 after |
Top 10 13F holders, Q1 2025
The largest institutional positions in First Trust Specialty Finance & Financial Opportunities Fund at the end of Q1 2025; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,145,200 | $4.92M | 0.12% | +134,284+13.3% | Added |
| LPL Financial LLC | 1,039,701 | $4.47M | 0.00% | −27,547−2.6% | Reduced |
| Saba Capital Management, L.P. | 699,009 | $3.01M | 0.08% | 00.0% | Unchanged |
| Morgan Stanley | 666,795 | $2.87M | 0.00% | +49,742+8.1% | Added |
| Almitas Capital LLC | 213,254 | $917.0K | 0.30% | +920.0% | Added |
| Rivernorth Capital Management, LLC | 177,521 | $763.3K | 0.04% | −84,754−32.3% | Reduced |
| Commonwealth Equity Services, LLC | 173,046 | $744.0K | 0.00% | −6,200−3.5% | Reduced |
| Absolute Investment Advisers LLC | 147,697 | $635.1K | 0.09% | +95,185+181.3% | Added |
| Atomi Financial Group, Inc. | 132,443 | $569.5K | 0.03% | +17,555+15.3% | Added |
| CSS LLC | 124,039 | $533.4K | 0.04% | +65,898+113.3% | Added |
Holders of 5% or more of FGB
Holders whose latest Schedule 13D or 13G filing reports 5% or more of First Trust Specialty Finance & Financial Opportunities Fund.
| Holder | Latest form | Stake | Change | First filed | Latest filing | Filing |
|---|---|---|---|---|---|---|
| Sit Investment Associates Inc | 13G | 7.00%1.01M shares | New | Jan 3, 20251 filing | Jan 3, 2025 | SEC |