LPL Financial LLC
- SEC CIK
- 0001403438
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 14, 2021. Long positions only.
- Positions
- 4,045
- No 13F data for Q4 2020
- Portfolio value
- $86.9B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF921937835 | ETF | 23,171,142 | $1.96B | 2.3% | – | – | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,102,388 | $1.95B | 2.2% | – | – | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 9,224,197 | $1.91B | 2.2% | – | – | – |
| iShares Core S&P 500 ETF464287200 | ETF | 4,680,801 | $1.86B | 2.1% | – | – | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,570,831 | $1.81B | 2.1% | – | – | History |
| AAPLApple Inc. | Stock | 12,886,248 | $1.57B | 1.8% | – | – | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,486,273 | $1.43B | 1.6% | – | – | – |
| iShares Russell 2000 ETF464287655 | ETF | 6,025,067 | $1.33B | 1.5% | – | – | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 19,209,170 | $1.24B | 1.4% | – | – | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 12,287,540 | $1.14B | 1.3% | – | – | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 12,365,182 | $1.12B | 1.3% | – | – | – |
| Vanguard S&P 500 ETF922908363 | ETF | 2,943,649 | $1.07B | 1.2% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 14,821,743 | $1.07B | 1.2% | – | – | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 8,286,199 | $1.01B | 1.2% | – | – | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,495,087 | $898.4M | 1.0% | – | – | – |
| MSFTMicrosoft Corp | Stock | 3,708,217 | $874.3M | 1.0% | – | – | History |
| AMZNAmazon Com Inc | Stock | 272,751 | $843.9M | 1.0% | – | – | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 5,276,581 | $693.7M | 0.8% | – | – | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 7,325,117 | $665.6M | 0.8% | – | – | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 5,845,653 | $665.4M | 0.8% | – | – | – |
| iShares Core S&P US Value ETF464287663 | ETF | 9,623,727 | $663.1M | 0.8% | – | – | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 4,277,595 | $629.1M | 0.7% | – | – | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 5,790,522 | $628.4M | 0.7% | – | – | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 12,556,756 | $616.7M | 0.7% | – | – | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 15,628,701 | $593.6M | 0.7% | – | – | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 7,492,762 | $592.8M | 0.7% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,363,699 | $574.5M | 0.7% | – | – | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 8,264,710 | $571.8M | 0.7% | – | – | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 2,528,434 | $541.3M | 0.6% | – | – | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,229,038 | $493.4M | 0.6% | – | – | – |
| iShares Tr46435U853 | BROAD USD HIGH | 11,864,771 | $488.7M | 0.6% | – | – | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 18,558,331 | $486.0M | 0.6% | – | – | – |
| ARK Innovation ETF00214Q104 | ETF | 3,692,331 | $442.9M | 0.5% | – | – | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 8,139,230 | $429.3M | 0.5% | – | – | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 7,755,766 | $424.1M | 0.5% | – | – | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 3,894,480 | $424.0M | 0.5% | – | – | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 5,930,856 | $420.0M | 0.5% | – | – | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 5,084,516 | $417.9M | 0.5% | – | – | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 3,078,902 | $408.9M | 0.5% | – | – | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 7,805,066 | $406.3M | 0.5% | – | – | – |
| Vanguard Information Technology ETF92204A702 | ETF | 1,130,331 | $405.2M | 0.5% | – | – | – |
| iShares Tr464288588 | MBS ETF | 3,470,390 | $376.3M | 0.4% | – | – | – |
| iShares Tr464288877 | EAFE VALUE ETF | 6,803,654 | $346.8M | 0.4% | – | – | – |
| METAMeta Platforms, Inc. | Stock | 1,170,664 | $344.8M | 0.4% | – | – | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 2,637,057 | $342.9M | 0.4% | – | – | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 6,004,788 | $338.7M | 0.4% | – | – | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 4,993,061 | $325.1M | 0.4% | – | – | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 3,209,963 | $324.5M | 0.4% | – | – | – |
| GLDSPDR Gold Trust | ETF | 2,019,199 | $323.0M | 0.4% | – | – | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 2,669,832 | $311.7M | 0.4% | – | – | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 9,106,471 | $310.1M | 0.4% | – | – | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 3,112,376 | $306.4M | 0.4% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 1,188,870 | $303.7M | 0.3% | – | – | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 906,896 | $299.4M | 0.3% | – | – | History |
| JNJJohnson & Johnson | Stock | 1,816,005 | $298.5M | 0.3% | – | – | History |
| VVisa Inc. | Stock | 1,394,330 | $295.2M | 0.3% | – | – | History |
| GOOGLAlphabet Inc. | Stock | 142,505 | $293.9M | 0.3% | – | – | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 5,128,405 | $292.9M | 0.3% | – | – | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 5,477,193 | $289.4M | 0.3% | – | – | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 5,886,792 | $284.2M | 0.3% | – | – | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 2,804,291 | $281.7M | 0.3% | – | – | – |
| iShares Tr46432F388 | MSCI USA VALUE | 2,692,034 | $275.8M | 0.3% | – | – | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,690,948 | $272.0M | 0.3% | – | – | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 5,912,544 | $270.6M | 0.3% | – | – | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 6,224,336 | $269.6M | 0.3% | – | – | – |
| TSLATesla, Inc. | Stock | 400,720 | $267.7M | 0.3% | – | – | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 6,989,857 | $264.9M | 0.3% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 1,705,349 | $259.6M | 0.3% | – | – | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,680,261 | $254.6M | 0.3% | – | – | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 5,453,847 | $254.2M | 0.3% | – | – | – |
| DISWalt Disney Co | Stock | 1,374,760 | $253.7M | 0.3% | – | – | History |
| GOOGAlphabet Inc. | Stock | 121,338 | $251.0M | 0.3% | – | – | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 2,899,477 | $250.1M | 0.3% | – | – | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 5,164,068 | $249.0M | 0.3% | – | – | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 4,825,039 | $246.4M | 0.3% | – | – | – |
| HDHome Depot, Inc. | Stock | 794,557 | $242.5M | 0.3% | – | – | History |
| iShares Tr464287150 | CORE S&P TTL STK | 2,590,358 | $237.3M | 0.3% | – | – | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,635,175 | $233.8M | 0.3% | – | – | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 4,717,066 | $232.0M | 0.3% | – | – | – |
| NVDANVIDIA Corp | Stock | 419,092 | $223.8M | 0.3% | – | – | History |
| iShares S&P 500 Value ETF464287408 | ETF | 1,575,359 | $222.5M | 0.3% | – | – | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 668,776 | $220.9M | 0.3% | – | – | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 4,737,871 | $215.5M | 0.2% | – | – | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 2,931,040 | $213.7M | 0.2% | – | – | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 1,774,856 | $209.5M | 0.2% | – | – | – |
| PGProcter & Gamble Co | Stock | 1,543,549 | $209.0M | 0.2% | – | – | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,022,041 | $208.2M | 0.2% | – | – | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 5,742,129 | $208.2M | 0.2% | – | – | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 4,903,017 | $207.3M | 0.2% | – | – | – |
| iShares MSCI Eafe ETF464287465 | ETF | 2,723,519 | $206.6M | 0.2% | – | – | – |
| BABoeing Co | Stock | 805,111 | $205.1M | 0.2% | – | – | History |
| VZVerizon Communications Inc | Stock | 3,464,632 | $201.5M | 0.2% | – | – | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,428,813 | $200.4M | 0.2% | – | – | – |
| iShares Tips Bond ETF464287176 | ETF | 1,554,087 | $195.0M | 0.2% | – | – | – |
| iShares Tr464288687 | PFD AND INCM SEC | 5,069,405 | $194.7M | 0.2% | – | – | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 4,667,494 | $189.9M | 0.2% | – | – | – |
| TAT&T Inc. | Stock | 6,245,239 | $189.0M | 0.2% | – | – | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 1,105,185 | $185.7M | 0.2% | – | – | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 1,288,546 | $182.5M | 0.2% | – | – | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 831,629 | $181.4M | 0.2% | – | – | – |
Options (25)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $113.0M | – |
| Invesco QQQ Trust Series I46090E103 | ETF | $6.92M | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $2.51M | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $1.46M | – |
| PHMPultegroup Inc | COM | $1.27M | – |
| AAPLApple Inc. | Stock | $721.0K | $489.0K |
| iShares Russell 2000 ETF464287655 | ETF | $950.0K | – |
| METAMeta Platforms, Inc. | Stock | $884.0K | – |
| NVDANVIDIA Corp | Stock | $854.0K | – |
| GOOGLAlphabet Inc. | Stock | $619.0K | – |
| LOWLowes Companies Inc | Stock | $456.0K | – |
| ABBVAbbVie Inc. | Stock | $292.0K | – |
| MAMastercard Inc | Stock | $285.0K | – |
| INTCIntel Corp | Stock | $275.0K | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | $274.0K | – |
| CZRCaesars Entertainment, Inc. | COM | – | $262.0K |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | $258.0K | – |
| BABoeing Co | Stock | $255.0K | – |
| MGMMGM Resorts International | Stock | – | $247.0K |
| BUDAnheuser-Busch InBev SA/NV | ADR | $220.0K | – |
| VVisa Inc. | Stock | $212.0K | – |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | – | $210.0K |
| GOOGAlphabet Inc. | Stock | $207.0K | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | $203.0K | – |
| GEGeneral Electric Co | COM | $171.0K | – |