Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 47,434,967 | $10.3B | 0.26% | +1,165,504+2.5% | Added |
| State Street Corp | 41,041,741 | $8.93B | 0.47% | +94,780+0.2% | Added |
| BlackRock Inc. | 36,888,853 | $8.03B | 0.22% | +2,064,453+5.9% | Added |
| State Farm Mutual Automobile Insurance Co | 19,186,297 | $4.18B | 4.19% | 00.0% | Unchanged |
| Capital World Investors | 12,111,556 | $2.64B | 0.45% | −56,450−0.5% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 10,156,756 | $2.21B | 9.26% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 8,761,682 | $1.91B | 0.18% | −5,731,148−39.5% | Reduced |
| Capital International Investors | 8,730,705 | $1.90B | 0.43% | +276,648+3.3% | Added |
| Geode Capital Management, LLC | 8,517,215 | $1.85B | 0.25% | +185,421+2.2% | Added |
| Fisher Asset Management, LLC | 6,643,352 | $1.45B | 0.91% | +228,718+3.6% | Added |
| Northern Trust Corp | 6,503,711 | $1.42B | 0.25% | −43,728−0.7% | Reduced |
| FMR LLC | 6,495,047 | $1.41B | 0.11% | −879,549−11.9% | Reduced |
| Morgan Stanley | 5,070,449 | $1.10B | 0.15% | +721,439+16.6% | Added |
| Norges Bank | 5,040,398 | $1.10B | 0.24% | −203,306−3.9% | Reduced |
| Bank of New York Mellon Corp | 4,775,072 | $1.04B | 0.20% | +46,320+1.0% | Added |
| Nuveen Asset Management, LLC | 4,126,271 | $898.0M | 0.27% | +183,801+4.7% | Added |
| Bank of America Corp | 3,922,290 | $853.6M | 0.10% | −118,690−2.9% | Reduced |
| Invesco Ltd. | 3,813,452 | $829.9M | 0.20% | −29,817−0.8% | Reduced |
| Wellington Management Group LLP | 3,742,540 | $814.5M | 0.14% | −1,195,420−24.2% | Reduced |
| Legal & General Group Plc | 3,619,321 | $787.7M | 0.26% | +217,368+6.4% | Added |
| Primecap Management Co | 3,556,145 | $773.9M | 0.52% | −125,390−3.4% | Reduced |
| Capital Research Global Investors | 3,429,679 | $746.4M | 0.17% | −1,157,616−25.2% | Reduced |
| UBS Asset Management Americas Inc | 3,100,389 | $674.7M | 0.29% | +410,958+15.3% | Added |
| Royal Bank of Canada | 2,830,483 | $616.0M | 0.17% | −330,466−10.5% | Reduced |
| Wells Fargo & Company | 2,590,390 | $563.7M | 0.13% | +48,063+1.9% | Added |
| Amundi | 2,587,038 | $563.0M | 0.39% | +2,587,038 | New |
| Charles Schwab Investment Management Inc | 2,522,045 | $548.9M | 0.18% | +51,796+2.1% | Added |
| Dimensional Fund Advisors LP | 2,447,625 | $532.6M | 0.17% | −9,984−0.4% | Reduced |
| Swiss National Bank | 2,223,741 | $484.0M | 0.30% | +134,499+6.4% | Added |
| Macquarie Group Ltd | 2,186,930 | $475.9M | 0.39% | −1,150,573−34.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 2,112,266 | $459.7M | 0.27% | +28,823+1.4% | Added |
| Boston Partners | 2,021,509 | $439.9M | 0.56% | −36,250−1.8% | Reduced |
| Deutsche Bank AG | 1,853,870 | $403.5M | 0.20% | +435,955+30.7% | Added |
| Goldman Sachs Group Inc | 1,796,746 | $391.0M | 0.11% | −14,046−0.8% | Reduced |
| Parametric Portfolio Associates LLC | 1,783,887 | $388.2M | 0.22% | +35,984+2.1% | Added |
| TD Asset Management Inc | 1,658,410 | $342.9M | 0.35% | +133,905+8.8% | Added |
| Ameriprise Financial Inc | 1,546,372 | $336.5M | 0.10% | −318,576−17.1% | Reduced |
| Bank of Montreal | 1,346,038 | $295.6M | 0.15% | +323,684+31.7% | Added |
| California Public Employees Retirement System | 1,229,866 | $267.7M | 0.20% | −12,841−1.0% | Reduced |
| Diamond Hill Capital Management Inc | 1,215,260 | $264.5M | 1.00% | +77,230+6.8% | Added |
| Barclays PLC | 1,199,030 | $260.9M | 0.21% | +394,370+49.0% | Added |
| UBS Group AG | 1,182,223 | $257.3M | 0.11% | −455,957−27.8% | Reduced |
| Susquehanna International Group, LLP | 1,141,602 | $248.4M | 0.27% | +1,033,373+954.8% | Added |
| Manufacturers Life Insurance Company, The | 1,124,616 | $244.8M | 0.20% | −29,079−2.5% | Reduced |
| Credit Suisse AG | 1,084,114 | $233.2M | 0.18% | +77,094+7.7% | Added |
| Citigroup Inc | 1,048,906 | $228.3M | 0.20% | −17,463−1.6% | Reduced |
| Lazard Asset Management LLC | 1,048,635 | $228.2M | 0.26% | +1,164+0.1% | Added |
| JPMorgan Chase & Co | 1,048,278 | $228.1M | 0.03% | −269,908−20.5% | Reduced |
| Eaton Vance Management | 1,043,586 | $227.1M | 0.31% | −182,701−14.9% | Reduced |
| Renaissance Technologies LLC | 1,042,778 | $226.9M | 0.28% | +1,042,778 | New |
| New York State Common Retirement Fund | 1,027,162 | $223.5M | 0.23% | −238,874−18.9% | Reduced |
| California State Teachers Retirement System | 983,540 | $214.0M | 0.27% | −11,105−1.1% | Reduced |
| Principal Financial Group Inc | 941,961 | $205.0M | 0.13% | +137,599+17.1% | Added |
| Natixis | 878,116 | $191.1M | 0.83% | +564,827+180.3% | Added |
| ProShare Advisors LLC | 846,242 | $184.2M | 0.54% | +3,943+0.5% | Added |
| HSBC Holdings PLC | 844,195 | $182.9M | 0.22% | +49,228+6.2% | Added |
| Rhumbline Advisers | 832,191 | $181.1M | 0.24% | −44,925−5.1% | Reduced |
| Neuberger Berman Group LLC | 826,885 | $179.1M | 0.16% | −147,880−15.2% | Reduced |
| Alliancebernstein L.P. | 816,190 | $177.6M | 0.07% | −318,125−28.0% | Reduced |
| Allianz Asset Management GmbH | 741,347 | $161.3M | 0.14% | −181,625−19.7% | Reduced |
| Envestnet Asset Management Inc | 731,703 | $159.2M | 0.09% | +107,200+17.2% | Added |
| National Pension Service | 731,323 | $159.2M | 0.30% | +10,409+1.4% | Added |
| State Board of Administration of Florida Retirement System | 706,917 | $153.8M | 0.29% | −12,460−1.7% | Reduced |
| Bank of Nova Scotia | 661,029 | $143.9M | 0.27% | +444,912+205.9% | Added |
| Two Sigma Investments, LP | 653,181 | $142.2M | 0.38% | +641,302+5,398.6% | Added |
| New York State Teachers Retirement System | 650,385 | $141.5M | 0.30% | −31,070−4.6% | Reduced |
| Baird Financial Group, Inc. | 633,772 | $137.9M | 0.36% | +48,664+8.3% | Added |
| APG Asset Management N.V. | 721,941 | $132.5M | 0.23% | −52,210−6.7% | Reduced |
| The PNC Financial Services Group, Inc. | 600,715 | $130.7M | 0.12% | +248,889+70.7% | Added |
| Adage Capital Partners GP, L.L.C. | 595,808 | $129.7M | 0.25% | −68,166−10.3% | Reduced |
| LPL Financial LLC | 593,923 | $129.3M | 0.13% | +31,212+5.5% | Added |
| Mackenzie Financial Corp | 584,178 | $127.1M | 0.18% | −8,110−1.4% | Reduced |
| Raymond James & Associates | 584,015 | $127.1M | 0.12% | +7,062+1.2% | Added |
| Old Republic International Corporation | 567,000 | $123.4M | 2.39% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 558,396 | $121.5M | 0.28% | +79,694+16.6% | Added |
| Congress Asset Management Co | 540,031 | $117.5M | 0.98% | +1,761+0.3% | Added |
| AMF Pensionsforsakring AB | 530,481 | $115.5M | 0.80% | −7,138−1.3% | Reduced |
| Canada Pension Plan Investment Board | 513,209 | $111.7M | 0.13% | +189,548+58.6% | Added |
| Millennium Management LLC | 503,998 | $109.7M | 0.14% | +355,777+240.0% | Added |
| Franklin Resources Inc | 499,967 | $108.8M | 0.04% | −61,659−11.0% | Reduced |
| Stifel Financial Corp | 488,090 | $106.2M | 0.16% | +3,944+0.8% | Added |
| Rothschild & Co Asset Management US Inc. | 481,602 | $104.8M | 1.24% | +18,092+3.9% | Added |
| Prudential Financial Inc | 478,341 | $104.1M | 0.14% | −27,128−5.4% | Reduced |
| Citadel Advisors LLC | 452,607 | $98.5M | 0.10% | +211,011+87.3% | Added |
| Victory Capital Management Inc | 443,988 | $96.6M | 0.09% | +32,495+7.9% | Added |
| BNP Paribas Arbitrage, SA | 440,719 | $95.9M | 0.19% | +167,614+61.4% | Added |
| STRS Ohio | 436,154 | $94.9M | 0.34% | −8,005−1.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 431,948 | $94.0M | 0.51% | +43,165+11.1% | Added |
| US Bancorp | 425,146 | $92.5M | 0.17% | −3,708−0.9% | Reduced |
| Retirement Systems of Alabama | 419,439 | $91.3M | 0.33% | −36,020−7.9% | Reduced |
| Jane Street Group, LLC | 401,097 | $87.3M | 0.22% | +343,770+599.7% | Added |
| Toronto Dominion Bank | 397,181 | $86.4M | 0.13% | +46,765+13.3% | Added |
| Aviva PLC | 393,215 | $85.6M | 0.38% | −2,889−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 390,486 | $85.0M | 0.22% | +11,774+3.1% | Added |
| Zacks Investment Management | 382,023 | $83.1M | 1.35% | +17,799+4.9% | Added |
| First Republic Investment Management, Inc. | 378,696 | $82.4M | 0.21% | +77,540+25.7% | Added |
| HighTower Advisors, LLC | 369,409 | $80.4M | 0.23% | +6,966+1.9% | Added |
| State of Wisconsin Investment Board | 369,154 | $80.3M | 0.17% | −25,976−6.6% | Reduced |
| Great West Life Assurance Co | 360,089 | $78.3M | 0.18% | −3,304−0.9% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 356,091 | $77.5M | 0.26% | −17,122−4.6% | Reduced |