Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mitsubishi UFJ Trust & Banking Corp | 355,518 | $77.4M | 0.16% | −42,922−10.8% | Reduced |
| Public Employees Retirement System of Ohio | 351,669 | $76.5M | 0.27% | +1,867+0.5% | Added |
| Factory Mutual Insurance Co | 348,557 | $75.9M | 0.93% | −21,928−5.9% | Reduced |
| Artemis Investment Management LLP | 347,908 | $75.8M | 0.65% | −202,973−36.8% | Reduced |
| Robeco Institutional Asset Management B.V. | 346,749 | $75.5M | 0.17% | +61,662+21.6% | Added |
| Zurich Insurance Group Ltd | 345,574 | $75.2M | 0.94% | −184,040−34.7% | Reduced |
| Mn Services Vermogensbeheer B.V. | 399,928 | $73.4M | 0.57% | +399,928 | New |
| Man Group plc | 336,587 | $73.3M | 0.26% | +326,565+3,258.5% | Added |
| State of New Jersey Common Pension Fund D | 323,912 | $70.5M | 0.23% | −1,344−0.4% | Reduced |
| Asset Management One Co.,Ltd. | 320,357 | $69.7M | 0.26% | +480.0% | Added |
| Ardevora Asset Management LLP | 315,334 | $68.6M | 0.86% | +65,834+26.4% | Added |
| AQR Capital Management LLC | 317,052 | $68.2M | 0.12% | +60,542+23.6% | Added |
| Swedbank AB | 312,952 | $68.1M | 0.13% | −301−0.1% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 310,699 | $67.6M | 0.24% | −17,465−5.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 309,205 | $67.3M | 0.14% | +17,901+6.1% | Added |
| Nomura Asset Management Co Ltd | 305,110 | $66.4M | 0.38% | +143,206+88.5% | Added |
| First Trust Advisors LP | 297,682 | $64.8M | 0.07% | −33,748−10.2% | Reduced |
| Natixis Advisors, L.P. | 297,124 | $64.7M | 0.31% | +3,572+1.2% | Added |
| Storebrand Asset Management AS | 289,118 | $62.9M | 0.31% | +35,326+13.9% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $62.6M | 0.79% | 00.0% | Unchanged |
| Fifth Third Bancorp | 282,018 | $61.4M | 0.27% | +26,396+10.3% | Added |
| Nan Shan Life Insurance Co., Ltd. | 281,000 | $61.2M | 1.03% | −259,099−48.0% | Reduced |
| Korea Investment CORP | 280,636 | $61.1M | 0.17% | −14,200−4.8% | Reduced |
| State of Tennessee, Treasury Department | 279,710 | $60.9M | 0.23% | −86,896−23.7% | Reduced |
| Huntington National Bank | 276,023 | $60.1M | 0.60% | +64,474+30.5% | Added |
| Pictet Asset Management Ltd | 270,141 | $58.8M | 0.06% | −27,573−9.3% | Reduced |
| Advisor Group Holdings, Inc. | 269,483 | $58.7M | 0.13% | +14,082+5.5% | Added |
| Janney Montgomery Scott LLC | 245,617 | $53.5M | 0.24% | −3,698−1.5% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 244,806 | $53.3M | 0.10% | −137,161−35.9% | Reduced |
| Voya Investment Management LLC | 244,069 | $53.1M | 0.10% | +3,172+1.3% | Added |
| D. E. Shaw & Co., Inc. | 243,268 | $52.9M | 0.06% | +233,807+2,471.3% | Added |
| Squarepoint Ops LLC | 239,804 | $52.2M | 0.38% | +153,532+178.0% | Added |
| Treasurer of the State of North Carolina | 238,836 | $52.0M | 0.30% | +1,270+0.5% | Added |
| Jupiter Asset Management Ltd | 235,510 | $51.3M | 0.53% | +71,933+44.0% | Added |
| Gateway Investment Advisers LLC | 234,467 | $51.0M | 0.52% | −413−0.2% | Reduced |
| Standard Life Aberdeen plc | 229,824 | $50.0M | 0.11% | −723−0.3% | Reduced |
| M&G Investment Management Ltd | 227,746 | $49.6M | 0.26% | +206,140+954.1% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 227,500 | $49.5M | 0.52% | 00.0% | Unchanged |
| CIBC World Markets Corp | 221,698 | $48.2M | 0.34% | +40,999+22.7% | Added |
| Truist Financial Corp | 216,058 | $47.0M | 0.08% | −9,119−4.0% | Reduced |
| AXA S.A. | 215,641 | $46.9M | 0.13% | +2,596+1.2% | Added |
| Nisa Investment Advisors, LLC | 211,378 | $46.0M | 0.29% | +34,117+19.2% | Added |
| Conning Inc. | 211,185 | $45.9M | 1.33% | +203,832+2,772.1% | Added |
| M&T Bank Corp | 210,360 | $45.8M | 0.20% | −15,111−6.7% | Reduced |
| Calamos Advisors LLC | 208,675 | $45.4M | 0.23% | +12,336+6.3% | Added |
| Two Sigma Advisers, LP | 206,200 | $44.9M | 0.12% | +206,200 | New |
| Nikko Asset Management Americas, Inc. | 204,423 | $44.7M | 0.17% | +116,001+131.2% | Added |
| Jennison Associates LLC | 203,232 | $44.2M | 0.03% | +140,607+224.5% | Added |
| Manning & Napier Group, LLC | 203,187 | $44.2M | 0.36% | +12,092+6.3% | Added |
| Capitolis Advisors LLC | 197,581 | $43.0M | 0.51% | −135,703−40.7% | Reduced |
| Clark Capital Management Group, Inc. | 195,004 | $42.4M | 0.60% | −2,275−1.2% | Reduced |
| Royal London Asset Management Ltd | 194,769 | $42.4M | 0.17% | −10,155−5.0% | Reduced |
| Nordea Investment Management AB | 191,674 | $41.7M | 0.06% | +104,983+121.1% | Added |
| American International Group, Inc. | 190,073 | $41.4M | 0.17% | −3,889−2.0% | Reduced |
| Bollard Group LLC | 190,040 | $41.4M | 1.31% | +4,585+2.5% | Added |
| Janus Henderson Group PLC | 189,660 | $41.3M | 0.02% | −25,284−11.8% | Reduced |
| Commerce Bank | 185,445 | $40.4M | 0.29% | +4,115+2.3% | Added |
| Bluestein R H & Co | 179,880 | $39.1M | 1.52% | +2,084+1.2% | Added |
| Umb Bank N A | 178,982 | $39.0M | 0.89% | +2,011+1.1% | Added |
| Assenagon Asset Management S.A. | 176,968 | $38.5M | 0.17% | −6,806−3.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 175,850 | $38.3M | 0.21% | −7,097−3.9% | Reduced |
| Financial Counselors Inc | 174,640 | $38.0M | 0.83% | +4,022+2.4% | Added |
| DekaBank Deutsche Girozentrale | 176,761 | $38.0M | 0.11% | −8,239−4.5% | Reduced |
| Ensign Peak Advisors, Inc | 170,640 | $37.1M | 0.07% | −63,491−27.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 169,961 | $37.0M | 0.18% | +817+0.5% | Added |
| Minneapolis Portfolio Management Group, LLC | 169,513 | $36.9M | 3.84% | +1,509+0.9% | Added |
| AMP Capital Investors Ltd | 169,516 | $36.8M | 0.18% | +7,790+4.8% | Added |
| Criteria Caixa, S.A.U. | 162,503 | $35.4M | 5.24% | 00.0% | Unchanged |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 161,449 | $35.1M | 0.32% | −5,300−3.2% | Reduced |
| Heritage Investors Management Corp | 160,700 | $35.0M | 1.46% | −4,334−2.6% | Reduced |
| Keybank National Association | 159,188 | $34.6M | 0.15% | −4,719−2.9% | Reduced |
| Duquesne Family Office LLCSuperinvestorDuquesne Family Office | 156,400 | $34.0M | 0.84% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 155,362 | $33.8M | 0.17% | +133,295+604.0% | Added |
| Interval Partners, LP | 155,344 | $33.8M | 2.05% | +39,375+34.0% | Added |
| United Capital Financial Advisers, LLC | 155,203 | $33.8M | 0.17% | −1,477−0.9% | Reduced |
| Hyman Charles D | 154,180 | $33.6M | 2.34% | −520−0.3% | Reduced |
| PEAK6 Investments LLC | 153,564 | $33.4M | 0.89% | +152,799+19,973.7% | Added |
| Arizona State Retirement System | 152,781 | $33.3M | 0.27% | −311−0.2% | Reduced |
| Southpoint Capital Advisors LP | 150,000 | $32.6M | 0.57% | −250,000−62.5% | Reduced |
| Telemark Asset Management, LLC | 150,000 | $32.6M | 2.61% | 00.0% | Unchanged |
| United Services Automobile Association | 148,264 | $32.3M | 0.59% | +5,911+4.2% | Added |
| Oregon Public Employees Retirement Fund | 146,233 | $31.8M | 0.36% | +101,403+226.2% | Added |
| Handelsbanken Fonder AB | 141,940 | $30.9M | 0.16% | +6,970+5.2% | Added |
| Qube Research & Technologies Ltd | 140,052 | $30.5M | 0.38% | +140,052 | New |
| Varma Mutual Pension Insurance Co | 139,343 | $30.3M | 0.45% | −40,000−22.3% | Reduced |
| Tocqueville Asset Management L.P. | 139,010 | $30.3M | 0.44% | −2,181−1.5% | Reduced |
| State of Michigan Retirement System | 137,676 | $30.0M | 0.18% | +800+0.6% | Added |
| Meyer Handelman Co | 137,416 | $29.9M | 1.18% | −4,150−2.9% | Reduced |
| Rockefeller Capital Management L.P. | 135,847 | $29.6M | 0.17% | +6,602+5.1% | Added |
| Main Street Research LLC | 134,782 | $29.3M | 2.36% | +6,541+5.1% | Added |
| Glenview Trust Co | 134,403 | $29.3M | 1.13% | +1,195+0.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 132,674 | $28.9M | 0.15% | +103,259+351.0% | Added |
| Amalgamated Bank | 132,610 | $28.9M | 0.23% | +102,963+347.3% | Added |
| Alyeska Investment Group, L.P. | 132,470 | $28.8M | 0.33% | −6,851−4.9% | Reduced |
| Blair William & Co | 130,290 | $28.4M | 0.10% | +14,854+12.9% | Added |
| State of Alaska, Department of Revenue | 129,946 | $28.3M | 0.29% | +307+0.2% | Added |
| Gabelli Funds LLC | 129,665 | $28.2M | 0.18% | −485−0.4% | Reduced |
| Walleye Trading LLC | 129,454 | $28.2M | 0.74% | +112,229+651.5% | Added |
| Country Trust Bank | 128,639 | $28.0M | 0.83% | −419−0.3% | Reduced |
| S&CO Inc | 128,179 | $27.9M | 2.18% | −806−0.6% | Reduced |