Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,541 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 46,525,174 | $18.2B | 0.33% | +46,221+0.1% | Added |
| State Street Corp | 36,384,598 | $14.2B | 0.58% | −229,521−0.6% | Reduced |
| BlackRock, Inc. | 35,411,116 | $13.8B | 0.29% | +35,411,116 | New |
| State Farm Mutual Automobile Insurance Co | 17,734,370 | $6.94B | 6.02% | 00.0% | Unchanged |
| Capital World Investors | 17,486,258 | $6.84B | 1.06% | −1,804,277−9.4% | Reduced |
| Geode Capital Management, LLC | 10,213,455 | $3.99B | 0.32% | +67,148+0.7% | Added |
| Fisher Asset Management, LLC | 8,952,632 | $3.50B | 1.43% | +205,012+2.3% | Added |
| Morgan Stanley | 7,605,522 | $2.97B | 0.22% | +326,079+4.5% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $2.88B | 6.38% | 00.0% | Unchanged |
| Northern Trust Corp | 6,122,853 | $2.39B | 0.39% | −239,736−3.8% | Reduced |
| Norges Bank | 6,118,855 | $2.39B | 0.33% | +203,731+3.4% | Added |
| Bank of America Corp | 5,965,646 | $2.33B | 0.20% | +1,191,587+25.0% | Added |
| FMR LLC | 4,853,946 | $1.90B | 0.12% | −482,795−9.0% | Reduced |
| UBS Asset Management Americas Inc | 3,627,513 | $1.42B | 0.36% | +64,452+1.8% | Added |
| Bank of New York Mellon Corp | 3,283,295 | $1.28B | 0.24% | −143,030−4.2% | Reduced |
| Charles Schwab Investment Management Inc | 3,227,378 | $1.26B | 0.24% | +8,088+0.3% | Added |
| Dimensional Fund Advisors LP | 3,098,956 | $1.21B | 0.29% | +29,116+0.9% | Added |
| Invesco Ltd. | 2,982,191 | $1.17B | 0.23% | −212,255−6.6% | Reduced |
| Goldman Sachs Group Inc | 2,916,775 | $1.14B | 0.22% | −623,705−17.6% | Reduced |
| JPMorgan Chase & Co | 2,812,854 | $1.10B | 0.09% | +634,615+29.1% | Added |
| Legal & General Group Plc | 2,723,383 | $1.07B | 0.28% | −290,222−9.6% | Reduced |
| Citigroup Inc | 2,645,989 | $1.03B | 0.96% | +1,898,758+254.1% | Added |
| Nuveen Asset Management, LLC | 2,349,615 | $919.0M | 0.26% | +38,339+1.7% | Added |
| Ameriprise Financial Inc | 2,117,763 | $828.4M | 0.21% | +8,946+0.4% | Added |
| Royal Bank of Canada | 2,016,529 | $788.7M | 0.18% | +251,774+14.3% | Added |
| Barclays PLC | 1,873,576 | $732.8M | 0.32% | +405,627+27.6% | Added |
| UBS Group AG | 1,859,081 | $727.1M | 0.20% | −32,605−1.7% | Reduced |
| Amundi | 1,847,196 | $716.7M | 0.26% | −326,788−15.0% | Reduced |
| Wells Fargo & Company | 1,831,422 | $716.3M | 0.17% | −79,383−4.2% | Reduced |
| Capital Research Global Investors | 1,727,193 | $675.5M | 0.14% | −3,779−0.2% | Reduced |
| Deutsche Bank AG | 1,715,852 | $671.1M | 0.27% | +205,004+13.6% | Added |
| Primecap Management Co | 1,485,456 | $581.0M | 0.43% | −137,271−8.5% | Reduced |
| Capital Wealth Planning, LLC | 1,483,519 | $580.2M | 5.41% | +102,066+7.4% | Added |
| Swiss National Bank | 1,451,600 | $567.7M | 0.37% | −27,000−1.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,423,978 | $556.9M | 0.39% | −7,002−0.5% | Reduced |
| D. E. Shaw & Co., Inc. | 1,358,727 | $531.4M | 0.69% | +548,546+67.7% | Added |
| Diamond Hill Capital Management Inc | 1,349,608 | $527.9M | 2.14% | +30,609+2.3% | Added |
| Neuberger Berman Group LLC | 1,072,369 | $419.4M | 0.33% | +567,118+112.2% | Added |
| Price T Rowe Associates Inc | 1,026,098 | $401.3M | 0.05% | −6,037−0.6% | Reduced |
| National Pension Service | 1,022,097 | $399.8M | 0.39% | +118,070+13.1% | Added |
| HSBC Holdings PLC | 1,020,310 | $399.0M | 0.25% | −281,745−21.6% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 998,683 | $390.6M | 0.42% | +63,980+6.8% | Added |
| California Public Employees Retirement System | 927,931 | $362.9M | 0.25% | −9,410−1.0% | Reduced |
| Bank of Montreal | 900,971 | $352.4M | 0.17% | +24,577+2.8% | Added |
| LPL Financial LLC | 879,638 | $344.0M | 0.15% | +43,594+5.2% | Added |
| Rhumbline Advisers | 865,561 | $338.5M | 0.31% | +4,100+0.5% | Added |
| California State Teachers Retirement System | 788,056 | $308.2M | 0.36% | −15,983−2.0% | Reduced |
| Caisse de Depot Et Placement du Quebec | 782,133 | $305.9M | 0.61% | +200,210+34.4% | Added |
| Voya Investment Management LLC | 761,690 | $297.9M | 0.31% | +484,100+174.4% | Added |
| Principal Financial Group Inc | 729,654 | $285.4M | 0.16% | +5,371+0.7% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 621,982 | $277.7M | 0.93% | −18,659−2.9% | Reduced |
| CI Private Wealth, LLC | 706,308 | $276.3M | 0.44% | −10,931−1.5% | Reduced |
| ProShare Advisors LLC | 688,094 | $269.1M | 0.66% | +25,570+3.9% | Added |
| Stifel Financial Corp | 665,638 | $260.4M | 0.27% | −5,356−0.8% | Reduced |
| Victory Capital Management Inc | 650,481 | $254.4M | 0.25% | +24,000+3.8% | Added |
| Schroder Investment Management Group | 627,347 | $245.3M | 0.25% | −38,917−5.8% | Reduced |
| Nordea Investment Management AB | 625,538 | $244.9M | 0.28% | −488,501−43.8% | Reduced |
| BNP Paribas Arbitrage, SA | 613,029 | $239.8M | 0.23% | +23,220+3.9% | Added |
| Raymond James & Associates | 608,753 | $238.1M | 0.15% | +5,761+1.0% | Added |
| New York State Common Retirement Fund | 607,246 | $237.5M | 0.32% | −48,000−7.3% | Reduced |
| Bank of Nova Scotia | 584,378 | $228.6M | 0.46% | +108,248+22.7% | Added |
| Capital International Investors | 562,424 | $220.0M | 0.04% | +762+0.1% | Added |
| US Bancorp | 559,041 | $218.7M | 0.28% | −42,124−7.0% | Reduced |
| Alliancebernstein L.P. | 543,003 | $212.4M | 0.07% | +9,811+1.8% | Added |
| Envestnet Asset Management Inc | 521,985 | $204.2M | 0.07% | −25,384−4.6% | Reduced |
| Korea Investment CORP | 520,480 | $203.6M | 0.48% | +154,422+42.2% | Added |
| Fifth Third Bancorp | 518,214 | $202.7M | 0.73% | +5,523+1.1% | Added |
| American Century Companies Inc | 517,000 | $202.2M | 0.12% | +12,082+2.4% | Added |
| HighTower Advisors, LLC | 503,020 | $196.8M | 0.28% | +26,923+5.7% | Added |
| Thrivent Financial for Lutherans | 481,400 | $188.3M | 0.36% | −12,312−2.5% | Reduced |
| New York State Teachers Retirement System | 474,041 | $185.4M | 0.38% | −19,437−3.9% | Reduced |
| State Board of Administration of Florida Retirement System | 469,326 | $183.6M | 0.35% | −14,793−3.1% | Reduced |
| Brandywine Global Investment Management, LLC | 458,263 | $180.5M | 1.20% | +70,100+18.1% | Added |
| Zacks Investment Management | 449,078 | $175.6M | 1.52% | +9,269+2.1% | Added |
| Franklin Resources Inc | 443,315 | $174.6M | 0.05% | +55,448+14.3% | Added |
| Commonwealth Equity Services, LLC | 435,573 | $170.4M | 0.26% | −5,333−1.2% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 435,214 | $170.2M | 0.39% | −39,789−8.4% | Reduced |
| Manufacturers Life Insurance Company, The | 423,457 | $165.6M | 0.15% | −40,513−8.7% | Reduced |
| Menora Mivtachim Holdings Ltd. | 414,000 | $161.9M | 1.02% | +414,000 | New |
| The PNC Financial Services Group, Inc. | 413,719 | $161.8M | 0.10% | +7,118+1.8% | Added |
| Baird Financial Group, Inc. | 401,181 | $156.9M | 0.30% | +895+0.2% | Added |
| Bessemer Group Inc | 381,663 | $149.3M | 0.25% | +137,525+56.3% | Added |
| Danske Bank A/S | 367,294 | $143.7M | 0.48% | +76,993+26.5% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 356,552 | $139.5M | 0.64% | +122,440+52.3% | Added |
| National Bank of Canada | 345,816 | $135.3M | 0.18% | −45,612−11.7% | Reduced |
| Prudential Financial Inc | 341,939 | $133.7M | 0.19% | −38,462−10.1% | Reduced |
| DekaBank Deutsche Girozentrale | 326,603 | $127.6M | 0.24% | −67,606−17.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 319,033 | $124.8M | 0.17% | +757+0.2% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 318,750 | $124.7M | 1.12% | +7,250+2.3% | Added |
| Assenagon Asset Management S.A. | 317,828 | $124.3M | 0.26% | +163,725+106.2% | Added |
| Standard Life Aberdeen plc | 316,589 | $123.6M | 0.23% | −45,098−12.5% | Reduced |
| Asset Management One Co.,Ltd. | 313,159 | $122.5M | 0.44% | −2,331−0.7% | Reduced |
| Great West Life Assurance Co | 311,154 | $121.8M | 0.21% | +11,100+3.7% | Added |
| SG Americas Securities, LLC | 304,808 | $119.2M | 0.45% | +77,556+34.1% | Added |
| Great Lakes Advisors, LLC | 293,746 | $114.9M | 0.96% | −5,552−1.9% | Reduced |
| State of Wisconsin Investment Board | 291,129 | $113.9M | 0.29% | +17,930+6.6% | Added |
| Nomura Asset Management Co Ltd | 286,006 | $111.9M | 0.34% | +19,411+7.3% | Added |
| Storebrand Asset Management AS | 283,225 | $110.8M | 0.35% | +3,838+1.4% | Added |
| Swedbank AB | 282,018 | $110.3M | 0.14% | +11,487+4.2% | Added |
| First Trust Advisors LP | 278,704 | $109.0M | 0.10% | −39,662−12.5% | Reduced |