Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 37,169,433 | $26.3B | 0.46% | +960,658+2.7% | Added |
| State Street Corp | 34,880,604 | $24.7B | 0.85% | −507,946−1.4% | Reduced |
| Vanguard Capital Management LLC | 30,234,453 | $21.4B | 0.53% | +30,234,453 | New |
| State Farm Mutual Automobile Insurance Co | 14,564,726 | $10.3B | 8.13% | −2,866,464−16.4% | Reduced |
| Vanguard Portfolio Management LLC | 11,705,890 | $8.29B | 0.43% | +11,705,890 | New |
| Geode Capital Management, LLC | 11,127,483 | $7.89B | 0.49% | +517,301+4.9% | Added |
| Fisher Asset Management, LLC | 9,775,952 | $6.93B | 2.35% | +282,686+3.0% | Added |
| Morgan Stanley | 7,499,662 | $5.31B | 0.32% | +424,543+6.0% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 6,353,614 | $4.50B | 14.22% | 00.0% | Unchanged |
| Northern Trust Corp | 5,678,795 | $4.02B | 0.53% | −172,481−2.9% | Reduced |
| Bank of America Corp | 5,677,578 | $4.02B | 0.29% | −1,061,224−15.7% | Reduced |
| Price T Rowe Associates Inc | 5,582,018 | $3.95B | 0.46% | −411,711−6.9% | Reduced |
| Invesco Ltd. | 3,849,600 | $2.73B | 0.27% | +817,934+27.0% | Added |
| FMR LLC | 3,824,293 | $2.71B | 0.14% | −236,810−5.8% | Reduced |
| Capital World Investors | 3,543,940 | $2.51B | 0.34% | −465,063−11.6% | Reduced |
| Capital International Investors | 3,459,278 | $2.45B | 0.57% | +1,320,369+61.7% | Added |
| Bank of New York Mellon Corp | 3,448,169 | $2.44B | 0.45% | −108,478−3.1% | Reduced |
| Charles Schwab Investment Management Inc | 3,354,003 | $2.37B | 0.36% | +8,628+0.3% | Added |
| UBS Asset Management Americas Inc | 3,267,533 | $2.31B | 0.48% | −276,691−7.8% | Reduced |
| Goldman Sachs Group Inc | 3,210,971 | $2.27B | 0.30% | +71,425+2.3% | Added |
| Capital Research Global Investors | 3,200,849 | $2.27B | 0.35% | +355,642+12.5% | Added |
| Legal & General Group Plc | 2,772,592 | $1.96B | 0.45% | +52,284+1.9% | Added |
| JPMorgan Chase & Co | 2,940,579 | $1.96B | 0.13% | +340,309+13.1% | Added |
| Dimensional Fund Advisors LP | 2,746,073 | $1.94B | 0.40% | −26,228−0.9% | Reduced |
| Vanguard Fiduciary Trust Co | 2,626,721 | $1.86B | 0.47% | +2,626,721 | New |
| Nuveen, LLC | 2,310,258 | $1.64B | 0.44% | +1,0770.0% | Added |
| Royal Bank of Canada | 2,249,502 | $1.59B | 0.30% | −262,544−10.5% | Reduced |
| Amundi | 2,217,637 | $1.57B | 0.43% | +503,497+29.4% | Added |
| Wells Fargo & Company | 2,048,603 | $1.45B | 0.29% | +40,474+2.0% | Added |
| Barclays PLC | 1,747,581 | $1.24B | 0.44% | +599,751+52.3% | Added |
| Massachusetts Financial Services Co | 1,583,565 | $1.13B | 0.38% | −252,359−13.7% | Reduced |
| Voya Investment Management LLC | 1,419,616 | $1.01B | 1.05% | −6,768−0.5% | Reduced |
| UBS Group AG | 1,404,577 | $995.1M | 0.18% | +124,576+9.7% | Added |
| Swiss National Bank | 1,373,420 | $973.0M | 0.56% | +89,640+7.0% | Added |
| Deutsche Bank AG | 1,360,881 | $964.1M | 0.32% | −89,302−6.2% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,351,377 | $957.4M | 0.64% | +60,848+4.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,313,890 | $930.8M | 0.60% | −38,584−2.9% | Reduced |
| Citigroup Inc | 1,193,255 | $845.4M | 0.54% | +683,331+134.0% | Added |
| Capital Wealth Planning, LLC | 1,186,096 | $840.3M | 4.63% | −123,114−9.4% | Reduced |
| Wellington Management Group LLP | 1,118,722 | $792.6M | 0.15% | −2,741,180−71.0% | Reduced |
| LPL Financial LLC | 1,099,268 | $778.8M | 0.21% | +76,048+7.4% | Added |
| Raymond James Financial Inc | 1,026,197 | $726.1M | 0.22% | +7,122+0.7% | Added |
| Vanguard Global Advisers, LLC | 1,017,138 | $720.6M | 0.39% | +1,017,138 | New |
| National Pension Service | 988,716 | $700.5M | 0.53% | +9,708+1.0% | Added |
| Ameriprise Financial Inc | 974,909 | $690.8M | 0.16% | −71,640−6.8% | Reduced |
| Franklin Resources Inc | 972,741 | $689.1M | 0.17% | +99,021+11.3% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 918,660 | $650.8M | 0.59% | +145,484+18.8% | Added |
| HSBC Holdings PLC | 908,491 | $642.4M | 0.38% | −103,725−10.2% | Reduced |
| California Public Employees Retirement System | 879,849 | $623.3M | 0.38% | +3,361+0.4% | Added |
| Primecap Management Co | 872,260 | $618.0M | 0.49% | −7,910−0.9% | Reduced |
| Neuberger Berman Group LLC | 865,879 | $612.9M | 0.47% | +15,654+1.8% | Added |
| Rhumbline Advisers | 797,434 | $564.9M | 0.48% | −17,741−2.2% | Reduced |
| Vanguard Asset Management, Ltd | 745,848 | $528.4M | 0.45% | +745,848 | New |
| Bank of Montreal | 717,839 | $508.6M | 0.22% | −39,348−5.2% | Reduced |
| California State Teachers Retirement System | 706,389 | $500.4M | 0.53% | −19,669−2.7% | Reduced |
| BNP Paribas Arbitrage, SA | 680,986 | $482.5M | 0.32% | −43,594−6.0% | Reduced |
| Alliancebernstein L.P. | 834,168 | $477.9M | 0.15% | −48,895−5.5% | Reduced |
| Principal Financial Group Inc | 666,306 | $472.1M | 0.25% | +99,847+17.6% | Added |
| American Century Companies Inc | 655,375 | $464.3M | 0.24% | +16,683+2.6% | Added |
| Bank Julius Baer & Co. Ltd, Zurich | 660,444 | $462.7M | 1.40% | +110,565+20.1% | Added |
| HighTower Advisors, LLC | 592,391 | $419.7M | 0.45% | −40,423−6.4% | Reduced |
| Fifth Third Bancorp | 591,354 | $419.0M | 0.77% | +87,164+17.3% | Added |
| TD Asset Management Inc | 585,483 | $414.8M | 0.34% | +36,119+6.6% | Added |
| Stifel Financial Corp | 577,396 | $409.1M | 0.38% | −28,086−4.6% | Reduced |
| Bessemer Group Inc | 540,796 | $383.1M | 0.60% | +134,318+33.0% | Added |
| New York State Common Retirement Fund | 525,604 | $372.4M | 0.52% | +1260.0% | Added |
| Prudential Financial Inc | 517,958 | $367.0M | 0.45% | −2,700−0.5% | Reduced |
| Standard Life Aberdeen plc | 517,089 | $366.3M | 0.59% | +22,593+4.6% | Added |
| Thrivent Financial for Lutherans | 512,252 | $362.9M | 0.69% | −44,950−8.1% | Reduced |
| Victory Capital Management Inc | 510,512 | $361.7M | 0.23% | −109,847−17.7% | Reduced |
| CI Private Wealth, LLC | 542,772 | $359.6M | 0.51% | −20,534−3.6% | Reduced |
| Canada Pension Plan Investment Board | 497,436 | $352.4M | 0.23% | +89,303+21.9% | Added |
| Schroder Investment Management Group | 494,926 | $350.6M | 0.29% | +7,306+1.5% | Added |
| CIBC Bancorp USA Inc. | 482,797 | $342.0M | 0.46% | +482,797 | New |
| US Bancorp | 479,485 | $339.7M | 0.41% | −11,369−2.3% | Reduced |
| ProShare Advisors LLC | 439,406 | $311.3M | 0.46% | −72,454−14.2% | Reduced |
| Mackenzie Financial Corp | 426,884 | $302.4M | 0.36% | +81,379+23.6% | Added |
| Envestnet Asset Management Inc | 423,577 | $300.1M | 0.08% | −8,685−2.0% | Reduced |
| Zacks Investment Management | 418,264 | $296.3M | 2.38% | −3,650−0.9% | Reduced |
| Aviva PLC | 417,301 | $295.6M | 0.50% | +11,968+3.0% | Added |
| State Board of Administration of Florida Retirement System | 407,879 | $289.0M | 0.54% | −4,033−1.0% | Reduced |
| Caisse de Depot Et Placement du Quebec | 388,726 | $275.4M | 0.44% | −36,123−8.5% | Reduced |
| Adage Capital Partners GP, L.L.C. | 386,804 | $274.0M | 0.42% | +2,426+0.6% | Added |
| Korea Investment CORP | 374,659 | $265.4M | 0.55% | −10,769−2.8% | Reduced |
| Pictet Asset Management Holding SA | 374,633 | $265.4M | 0.28% | +67,342+21.9% | Added |
| New York State Teachers Retirement System | 370,411 | $262.4M | 0.53% | −217−0.1% | Reduced |
| Creative Planning | 365,769 | $259.1M | 0.18% | +9,750+2.7% | Added |
| Nomura Asset Management Co Ltd | 362,810 | $257.0M | 0.66% | +49,188+15.7% | Added |
| Alphinity Investment Management Pty Ltd | 351,625 | $249.1M | 4.39% | −88,621−20.1% | Reduced |
| The PNC Financial Services Group, Inc. | 343,260 | $243.2M | 0.14% | −4,100−1.2% | Reduced |
| Eurizon Capital SGR S.p.A. | 347,052 | $242.9M | 0.76% | +36,922+11.9% | Added |
| Bank of Nova Scotia | 341,679 | $242.1M | 0.42% | −64,325−15.8% | Reduced |
| Natixis Advisors, L.P. | 341,212 | $241.7M | 0.34% | −5,700−1.6% | Reduced |
| Colony Group, LLC | 338,031 | $239.7M | 0.27% | −57,610−14.6% | Reduced |
| DekaBank Deutsche Girozentrale | 326,603 | $235.3M | 0.39% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 329,837 | $233.7M | 0.33% | −25,659−7.2% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 328,650 | $232.8M | 1.95% | 00.0% | Unchanged |
| Mariner, LLC | 320,709 | $227.2M | 0.27% | −2,213−0.7% | Reduced |
| Asset Management One Co.,Ltd. | 319,517 | $226.4M | 0.67% | +30,219+10.4% | Added |
| Great West Life Assurance Co | 316,889 | $225.0M | 0.40% | +4,910+1.6% | Added |