Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management Company, Ltd | 316,234 | $224.0M | 1.81% | +8,829+2.9% | Added |
| Manufacturers Life Insurance Company, The | 315,208 | $223.3M | 0.19% | −44,320−12.3% | Reduced |
| Citadel Advisors LLC | 309,529 | $219.3M | 0.16% | −16,526−5.1% | Reduced |
| Quantinno Capital Management LP | 308,530 | $218.6M | 0.37% | +47,865+18.4% | Added |
| Baird Financial Group, Inc. | 306,859 | $217.4M | 0.34% | −14,643−4.6% | Reduced |
| SG Americas Securities, LLC | 305,431 | $216.4M | 0.24% | −127,580−29.5% | Reduced |
| Cetera Investment Advisers | 295,811 | $209.6M | 0.22% | +7,889+2.7% | Added |
| Advisor Group Holdings, Inc. | 295,166 | $209.3M | 0.31% | −8,000−2.6% | Reduced |
| Rockefeller Capital Management L.P. | 294,176 | $208.4M | 0.37% | −52,216−15.1% | Reduced |
| Holocene Advisors, LP | 292,937 | $207.5M | 0.50% | +292,937 | New |
| Janney Montgomery Scott LLC | 289,401 | $205.0M | 0.51% | +42,850+17.4% | Added |
| Agf Management Ltd | 285,596 | $202.3M | 0.91% | +282,945+10,673.1% | Added |
| National Bank of Canada | 280,245 | $198.5M | 0.20% | −121,413−30.2% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 282,491 | $197.0M | 0.34% | +15,158+5.7% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 275,591 | $195.2M | 0.23% | +54,591+24.7% | Added |
| Cerity Partners LLC | 275,414 | $195.2M | 0.28% | +4,488+1.7% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 268,238 | $190.0M | 0.47% | +10,552+4.1% | Added |
| Nordea Investment Management AB | 273,116 | $187.9M | 0.18% | +2,078+0.8% | Added |
| AQR Capital Management LLC | 266,964 | $184.4M | 0.08% | −19,545−6.8% | Reduced |
| Commerce Bank | 259,482 | $183.8M | 0.89% | +48,480+23.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 258,026 | $182.8M | 0.40% | −1,680−0.6% | Reduced |
| FIL Ltd | 255,705 | $181.2M | 0.14% | −45,504−15.1% | Reduced |
| State of Wisconsin Investment Board | 253,869 | $179.9M | 0.41% | +8,211+3.3% | Added |
| Royal London Asset Management Ltd | 248,917 | $176.3M | 0.37% | −3,192−1.3% | Reduced |
| Alecta Pensionsforsakring, Omsesidigt | 248,500 | $176.0M | 0.86% | 00.0% | Unchanged |
| Keybank National Association | 241,629 | $171.2M | 0.63% | +4,256+1.8% | Added |
| Susquehanna International Group, LLP | 241,242 | $170.9M | 0.22% | −90,409−27.3% | Reduced |
| Balyasny Asset Management LLC | 236,149 | $167.3M | 0.33% | +29,971+14.5% | Added |
| Chevy Chase Trust Holdings, Inc. | 233,073 | $165.1M | 0.48% | −9,452−3.9% | Reduced |
| Retirement Systems of Alabama | 232,928 | $165.0M | 0.55% | −749−0.3% | Reduced |
| Rathbone Brothers plc | 231,639 | $164.1M | 0.66% | +58,930+34.1% | Added |
| Ensign Peak Advisors, Inc | 231,444 | $164.0M | 0.31% | +52,569+29.4% | Added |
| KBC Group NV | 229,297 | $162.4M | 0.41% | +74,070+47.7% | Added |
| Bollard Group LLC | 229,052 | $162.3M | 4.96% | +28,562+14.2% | Added |
| Jones Financial Companies LLLP | 229,707 | $159.8M | 0.08% | +110,743+93.1% | Added |
| Kestra Advisory Services, LLC | 219,586 | $155.6M | 0.59% | +17,496+8.7% | Added |
| Vanguard Investments Australia, Ltd. | 218,048 | $154.5M | 0.45% | +218,048 | New |
| GWM Advisors LLC | 215,064 | $152.4M | 0.55% | −18,595−8.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 210,622 | $149.2M | 0.38% | −3,301−1.5% | Reduced |
| Captrust Financial Advisors | 209,300 | $148.3M | 0.26% | +67,718+47.8% | Added |
| SEI Investments Co | 209,230 | $148.2M | 0.14% | +34,517+19.8% | Added |
| Truist Financial Corp | 209,163 | $148.2M | 0.20% | −2,286−1.1% | Reduced |
| Danske Bank A/S | 209,100 | $148.1M | 0.36% | +5,041+2.5% | Added |
| Menora Mivtachim Holdings Ltd. | 207,500 | $147.0M | 0.70% | 00.0% | Unchanged |
| Swedbank AB | 206,903 | $146.6M | 0.15% | −6,573−3.1% | Reduced |
| Allianz Asset Management GmbH | 202,788 | $143.7M | 0.17% | +25,210+14.2% | Added |
| Two Sigma Investments, LP | 201,870 | $143.0M | 0.12% | +188,670+1,429.3% | Added |
| Russell Investments Group, Ltd. | 201,489 | $141.4M | 0.15% | +24,598+13.9% | Added |
| Treasurer of the State of North Carolina | 198,238 | $140.4M | 0.44% | +4,220+2.2% | Added |
| Toroso Investments, LLC | 197,991 | $140.3M | 0.44% | −4,616−2.3% | Reduced |
| 1832 Asset Management L.P. | 194,231 | $137.6M | 0.18% | +193,286+20,453.5% | Added |
| Public Employees Retirement System of Ohio | 193,151 | $136.8M | 0.44% | +97+0.1% | Added |
| M&T Bank Corp | 191,944 | $136.0M | 0.45% | −7,659−3.8% | Reduced |
| Swiss Life Asset Management Ltd | 190,983 | $135.3M | 0.67% | +12,186+6.8% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 187,564 | $132.9M | 0.72% | +69,640+59.1% | Added |
| TD Waterhouse Canada Inc. | 179,054 | $130.5M | 0.39% | +77,989+77.2% | Added |
| Teacher Retirement System of Texas | 178,829 | $126.7M | 0.53% | +8,211+4.8% | Added |
| Sequoia Financial Advisors, LLC | 178,760 | $126.6M | 0.71% | +1,519+0.9% | Added |
| Northwestern Mutual Wealth Management Co | 176,916 | $125.3M | 0.08% | −17,970−9.2% | Reduced |
| Daiwa Securities Group Inc. | 174,585 | $123.7M | 0.36% | +3,118+1.8% | Added |
| Empower Advisory Group, LLC | 171,890 | $121.8M | 0.32% | −80,826−32.0% | Reduced |
| Credit Agricole S A | 170,169 | $120.6M | 0.39% | −30,666−15.3% | Reduced |
| CIBC World Markets Inc. | 168,312 | $119.2M | 0.21% | −1,006−0.6% | Reduced |
| Nisa Investment Advisors, LLC | 167,614 | $118.7M | 0.44% | −11,623−6.5% | Reduced |
| STRS Ohio | 166,712 | $118.1M | 0.47% | −8,116−4.6% | Reduced |
| State of Tennessee, Treasury Department | 165,199 | $117.0M | 0.39% | −595−0.4% | Reduced |
| Acadian Asset Management LLC | 163,869 | $116.1M | 0.16% | +142,741+675.6% | Added |
| State of New Jersey Common Pension Fund D | 160,968 | $114.0M | 0.44% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 156,746 | $111.0M | 0.16% | +211+0.1% | Added |
| Midwest Trust Co | 155,806 | $110.4M | 1.38% | −6,553−4.0% | Reduced |
| First Trust Advisors LP | 153,069 | $108.4M | 0.08% | −103,684−40.4% | Reduced |
| Nearwater Capital Markets, Ltd | 152,000 | $107.7M | 2.54% | +152,000 | New |
| Resona Asset Management Co.,Ltd. | 153,506 | $107.5M | 0.54% | +2,172+1.4% | Added |
| Artisan Partners Limited Partnership | 149,683 | $106.0M | 0.17% | +113,204+310.3% | Added |
| Toronto Dominion Bank | 148,718 | $105.4M | 0.20% | −344,972−69.9% | Reduced |
| Lansforsakringar Fondforvaltning AB (publ) | 147,920 | $104.8M | 0.55% | −784−0.5% | Reduced |
| Polar Capital Holdings Plc | 145,356 | $103.0M | 0.45% | +27,741+23.6% | Added |
| Atalanta Sosnoff Capital, LLC | 142,241 | $100.8M | 2.16% | +11,791+9.0% | Added |
| ING Groep NV | 142,046 | $100.6M | 0.62% | +75,605+113.8% | Added |
| O'Shaughnessy Asset Management, LLC | 137,539 | $97.4M | 0.49% | −48,555−26.1% | Reduced |
| Huntington National Bank | 136,140 | $96.4M | 0.53% | −1,430−1.0% | Reduced |
| Calamos Advisors LLC | 134,683 | $95.4M | 0.37% | +38,978+40.7% | Added |
| Gateway Investment Advisers LLC | 132,148 | $93.6M | 1.04% | −24,748−15.8% | Reduced |
| Robeco Institutional Asset Management B.V. | 130,991 | $92.8M | 0.13% | +85,095+185.4% | Added |
| CWM, LLC | 130,235 | $92.3M | 0.24% | +12,879+11.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 130,043 | $92.1M | 0.26% | +12,540+10.7% | Added |
| Jennison Associates LLC | 129,906 | $92.0M | 0.06% | +6,970+5.7% | Added |
| State of Michigan Retirement System | 129,572 | $91.8M | 0.48% | −900−0.7% | Reduced |
| Tredje AP-fonden | 129,533 | $91.8M | 0.50% | +129,533 | New |
| Handelsbanken Fonder AB | 128,511 | $91.0M | 0.30% | +3,127+2.5% | Added |
| Arizona State Retirement System | 128,252 | $90.9M | 0.53% | −4,171−3.1% | Reduced |
| Sanctuary Advisors, LLC | 127,231 | $90.1M | 0.49% | +1,064+0.8% | Added |
| Czech National Bank | 126,719 | $89.8M | 0.59% | +3,319+2.7% | Added |
| MML Investors Services, LLC | 123,525 | $87.5M | 0.24% | −25,384−17.0% | Reduced |
| SEB Asset Management AB | 121,707 | $86.2M | 0.37% | +121,707 | New |
| Public Employees Retirement Association of Colorado | 121,547 | $86.1M | 0.34% | +61,391+102.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 121,318 | $85.9M | 0.20% | −61,135−33.5% | Reduced |
| Banco Santander, S.A. | 120,995 | $85.7M | 0.69% | +17,254+16.6% | Added |
| CIBC Asset Management Inc | 120,980 | $85.7M | 0.21% | +7,100+6.2% | Added |
| Zurich Insurance Group Ltd | 119,852 | $84.9M | 0.67% | −58,215−32.7% | Reduced |