Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wealth Enhancement Advisory Services, LLC | 173,461 | $84.7M | 0.19% | +16,171+10.3% | Added |
| Blair William & Co | 118,501 | $84.0M | 0.24% | +2,249+1.9% | Added |
| Van Eck Associates Corp | 117,531 | $83.3M | 0.06% | −3,201−2.7% | Reduced |
| Gotham Asset Management, LLC | 117,096 | $83.0M | 0.25% | −5,377−4.4% | Reduced |
| Heritage Investors Management Corp | 116,396 | $82.5M | 2.50% | −4,171−3.5% | Reduced |
| Janus Henderson Group PLC | 115,517 | $81.8M | 0.04% | −409−0.4% | Reduced |
| Commerzbank Aktiengesellschaft | 113,089 | $80.1M | 1.68% | −25,072−18.1% | Reduced |
| Clark Capital Management Group, Inc. | 112,369 | $79.6M | 0.49% | +105,223+1,472.5% | Added |
| MetLife Investment Management | 111,257 | $78.8M | 0.40% | −3,598−3.1% | Reduced |
| Pinnacle Associates Ltd | 111,072 | $78.7M | 1.01% | −1,018−0.9% | Reduced |
| HM Payson & Co | 109,265 | $77.4M | 1.12% | −15,180−12.2% | Reduced |
| Capital International Inc | 108,406 | $76.8M | 0.59% | +23,790+28.1% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 108,385 | $76.8M | 0.39% | −470−0.4% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 108,243 | $76.7M | 0.38% | +8,857+8.9% | Added |
| Mediolanum International Funds Ltd | 113,532 | $75.8M | 0.81% | +13,549+13.6% | Added |
| Gabelli Funds LLC | 105,532 | $74.8M | 0.50% | +7,392+7.5% | Added |
| Meyer Handelman Co | 104,486 | $74.0M | 2.30% | −11,235−9.7% | Reduced |
| Warren Averett Asset Management, LLC | 104,253 | $73.9M | 0.55% | +56,087+116.4% | Added |
| Bradley Foster & Sargent Inc | 103,659 | $73.4M | 1.14% | −3,527−3.3% | Reduced |
| Fort Washington Investment Advisors Inc | 100,672 | $71.3M | 0.39% | −14,494−12.6% | Reduced |
| Wesleyan Assurance Society | 100,379 | $71.1M | 4.20% | 00.0% | Unchanged |
| Paralel Advisors LLC | 100,000 | $70.8M | 2.94% | 00.0% | Unchanged |
| Adviser Investments LLC | 99,266 | $70.3M | 0.77% | −10,567−9.6% | Reduced |
| S&CO Inc | 98,827 | $70.0M | 4.34% | −6,569−6.2% | Reduced |
| Capitolis Liquid Global Markets LLC | 98,608 | $69.9M | 0.44% | +98,608 | New |
| Millennium Management LLC | 98,218 | $69.6M | 0.05% | −687−0.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 96,200 | $68.2M | 0.35% | −7,573−7.3% | Reduced |
| QRG Capital Management, Inc. | 95,917 | $68.0M | 0.70% | +4,313+4.7% | Added |
| Cresset Asset Management, LLC | 95,768 | $67.8M | 0.29% | +724+0.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 95,639 | $67.8M | 0.71% | +10,756+12.7% | Added |
| Prospera Financial Services Inc | 95,444 | $67.6M | 1.09% | +6,994+7.9% | Added |
| CBOE Vest Financial, LLC | 95,392 | $67.6M | 0.81% | −14,371−13.1% | Reduced |
| IFM Investors Pty Ltd | 95,156 | $67.4M | 0.56% | +3,269+3.6% | Added |
| Beacon Pointe Advisors, LLC | 93,986 | $66.6M | 0.35% | +20,444+27.8% | Added |
| Clearstead Advisors, LLC | 92,194 | $65.3M | 0.60% | −8,555−8.5% | Reduced |
| Woodline Partners LP | 91,241 | $64.6M | 0.24% | +11,386+14.3% | Added |
| Freestone Grove Partners LP | 91,164 | $64.6M | 0.47% | −67,110−42.4% | Reduced |
| Busey Wealth Management | 90,325 | $64.0M | 1.74% | −1,425−1.6% | Reduced |
| Mesirow Financial Investment Management, Inc. | 89,940 | $63.7M | 1.03% | −1,180−1.3% | Reduced |
| Amalgamated Bank | 89,501 | $63.4M | 0.49% | −388−0.4% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 88,927 | $62.2M | 0.08% | +1,928+2.2% | Added |
| Qube Research & Technologies Ltd | 87,621 | $62.1M | 0.09% | +87,621 | New |
| Brown Advisory Inc | 87,574 | $62.0M | 0.10% | +6,095+7.5% | Added |
| Old Republic International Corporation | 85,500 | $60.6M | 2.41% | 00.0% | Unchanged |
| Xponance, Inc. | 85,474 | $60.6M | 0.43% | +10,532+14.1% | Added |
| Private Advisor Group, LLC | 84,515 | $59.9M | 0.28% | +1,241+1.5% | Added |
| Allworth Financial LP | 84,401 | $59.8M | 0.24% | −7,930−8.6% | Reduced |
| Jefferies Financial Group Inc. | 83,728 | $59.3M | 0.72% | +73,204+695.6% | Added |
| Vontobel Holding Ltd. | 83,171 | $58.9M | 0.20% | +3,878+4.9% | Added |
| Bridgewater Associates, LP | 82,502 | $58.4M | 0.26% | +20,345+32.7% | Added |
| OP Asset Management Ltd | 81,960 | $58.1M | 0.60% | +30,446+59.1% | Added |
| Pinebridge Investments LLC | 81,347 | $57.6M | 0.49% | +12,951+18.9% | Added |
| JustInvest LLC | 81,130 | $57.5M | 0.56% | +4,255+5.5% | Added |
| Capital Fund Management S.A. | 80,448 | $57.0M | 0.51% | +24,243+43.1% | Added |
| D.A. Davidson & Co. | 80,366 | $56.9M | 0.35% | −1,956−2.4% | Reduced |
| Tocqueville Asset Management L.P. | 79,623 | $56.4M | 0.84% | −1,740−2.1% | Reduced |
| Aptus Capital Advisors, LLC | 78,785 | $55.8M | 0.47% | −13,840−14.9% | Reduced |
| Lido Advisors, LLC | 77,444 | $54.9M | 0.22% | −15,415−16.6% | Reduced |
| Aware Super Pty Ltd as trustee of Aware Super | 76,689 | $54.3M | 0.82% | +76,689 | New |
| Varma Mutual Pension Insurance Co | 76,416 | $54.1M | 0.32% | 00.0% | Unchanged |
| Utah Retirement Systems | 75,282 | $53.3M | 0.55% | −1,221−1.6% | Reduced |
| Empowered Funds, LLC | 75,281 | $53.3M | 0.34% | +75,281 | New |
| Wealthfront Advisers LLC | 74,764 | $53.0M | 0.12% | +4,414+6.3% | Added |
| Public Sector Pension Investment Board | 74,641 | $52.9M | 0.16% | +13,914+22.9% | Added |
| Advisors Capital Management, LLC | 72,626 | $51.5M | 0.60% | −4,250−5.5% | Reduced |
| Country Trust Bank | 72,426 | $51.3M | 0.98% | −6,484−8.2% | Reduced |
| Oppenheimer & Co Inc | 71,566 | $50.7M | 0.62% | +1,040+1.5% | Added |
| Police & Firemen's Retirement System of New Jersey | 71,278 | $50.5M | 0.43% | +288+0.4% | Added |
| CSM Advisors, LLC | 70,632 | $50.0M | 1.23% | −2,220−3.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 70,224 | $49.8M | 0.08% | −81,276−53.6% | Reduced |
| Fred Alger Management, LLC | 70,030 | $49.6M | 0.22% | −10,942−13.5% | Reduced |
| Rheos Capital Works Inc. | 70,000 | $49.6M | 3.31% | −27,000−27.8% | Reduced |
| Marco Investment Management LLC | 69,625 | $49.3M | 3.72% | −1,310−1.8% | Reduced |
| Yousif Capital Management, LLC | 69,057 | $48.9M | 0.57% | −6,556−8.7% | Reduced |
| Umb Bank N A | 68,895 | $48.8M | 0.68% | +4,252+6.6% | Added |
| Ilmarinen Mutual Pension Insurance Co | 68,800 | $48.7M | 0.38% | −8,000−10.4% | Reduced |
| Fayez Sarofim & Co | 68,191 | $48.3M | 0.12% | −662−1.0% | Reduced |
| Ausdal Financial Partners, Inc. | 68,020 | $48.2M | 2.15% | −275−0.4% | Reduced |
| Glenview Trust Co | 67,913 | $48.1M | 0.76% | −1,402−2.0% | Reduced |
| Regions Financial Corp | 67,529 | $47.8M | 0.31% | +195+0.3% | Added |
| NEOS Investment Management LLC | 67,383 | $47.7M | 0.24% | −27,476−29.0% | Reduced |
| Worldquant Millennium Advisors LLC | 66,882 | $47.4M | 0.18% | +40,201+150.7% | Added |
| Vaughan David Investments LLC | 66,042 | $46.8M | 0.99% | −4,856−6.8% | Reduced |
| CWM Advisors, LLC | 65,386 | $46.3M | 2.70% | +18,071+38.2% | Added |
| Peapack Gladstone Financial Corp | 65,268 | $46.2M | 0.59% | −1,218−1.8% | Reduced |
| Rakuten Investment Management, Inc. | 69,188 | $46.2M | 0.09% | +7,605+12.3% | Added |
| Pathstone Holdings, LLC | 64,753 | $45.9M | 0.18% | +958+1.5% | Added |
| New York Life Investment Management LLC | 64,619 | $45.8M | 0.39% | +472+0.7% | Added |
| British Columbia Investment Management Corp | 64,498 | $45.7M | 0.27% | −18,633−22.4% | Reduced |
| Levin Capital Strategies, L.P. | 64,400 | $45.6M | 3.47% | −10,845−14.4% | Reduced |
| Scotia Capital Inc. | 64,338 | $45.6M | 0.19% | +939+1.5% | Added |
| Factory Mutual Insurance Co | 64,100 | $45.4M | 0.51% | +500+0.8% | Added |
| Lazard Asset Management LLC | 62,361 | $44.2M | 0.07% | +43,046+222.9% | Added |
| Nissay Asset Management Corp | 62,119 | $44.0M | 0.23% | +968+1.6% | Added |
| Employees Retirement System of Texas | 61,448 | $43.5M | 0.38% | +61,448 | New |
| Federation des caisses Desjardins du Quebec | 61,329 | $43.4M | 0.16% | +8,305+15.7% | Added |
| Fiduciary Trust Co | 61,312 | $43.4M | 0.51% | −559−0.9% | Reduced |
| Main Street Research LLC | 61,110 | $43.3M | 2.52% | +1,551+2.6% | Added |
| Brookstone Capital Management | 60,620 | $42.9M | 0.49% | −411−0.7% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 60,596 | $42.9M | 0.85% | −11,001−15.4% | Reduced |