Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 49,114,901 | $11.2B | 0.29% | +413,319+0.8% | Added |
| State Street Corp | 38,973,173 | $8.92B | 0.50% | −805,362−2.0% | Reduced |
| BlackRock Inc. | 35,250,289 | $8.07B | 0.24% | −1,210,401−3.3% | Reduced |
| Capital World Investors | 28,780,071 | $6.59B | 1.36% | −311,060−1.1% | Reduced |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $4.06B | 4.21% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 9,375,637 | $2.14B | 0.28% | +244,930+2.7% | Added |
| Fisher Asset Management, LLC | 7,522,922 | $1.72B | 1.05% | +132,306+1.8% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.68B | 4.62% | 00.0% | Unchanged |
| Northern Trust Corp | 6,942,309 | $1.59B | 0.31% | −55,912−0.8% | Reduced |
| Morgan Stanley | 6,582,876 | $1.51B | 0.16% | −25,289−0.4% | Reduced |
| FMR LLC | 5,665,888 | $1.30B | 0.12% | +1,024,083+22.1% | Added |
| Norges Bank | 5,173,666 | $1.18B | 0.26% | +267,776+5.5% | Added |
| Bank of New York Mellon Corp | 5,053,957 | $1.16B | 0.26% | −285,786−5.4% | Reduced |
| Bank of America Corp | 4,540,220 | $1.04B | 0.12% | +442,317+10.8% | Added |
| Nuveen Asset Management, LLC | 3,491,558 | $799.0M | 0.30% | −34,143−1.0% | Reduced |
| Invesco Ltd. | 3,473,497 | $794.9M | 0.22% | +219,892+6.8% | Added |
| Goldman Sachs Group Inc | 3,285,006 | $751.7M | 0.20% | +581,139+21.5% | Added |
| Legal & General Group Plc | 3,157,819 | $722.6M | 0.26% | −80,357−2.5% | Reduced |
| Amundi | 3,259,679 | $696.1M | 0.38% | −511,285−13.6% | Reduced |
| Charles Schwab Investment Management Inc | 2,764,045 | $632.5M | 0.19% | +9,142+0.3% | Added |
| Primecap Management Co | 2,534,148 | $579.9M | 0.51% | −115,745−4.4% | Reduced |
| Dimensional Fund Advisors LP | 2,499,429 | $571.9M | 0.19% | +102,688+4.3% | Added |
| UBS Asset Management Americas Inc | 2,477,910 | $567.0M | 0.27% | −128,366−4.9% | Reduced |
| Swiss National Bank | 2,065,300 | $472.6M | 0.32% | −80,300−3.7% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,818,998 | $416.3M | 0.31% | −6,369−0.3% | Reduced |
| Wells Fargo & Company | 1,816,189 | $415.6M | 0.13% | −52,140−2.8% | Reduced |
| Capital Research Global Investors | 1,812,090 | $414.7M | 0.12% | +5610.0% | Added |
| Citigroup Inc | 1,811,994 | $414.7M | 0.56% | −15,286−0.8% | Reduced |
| Royal Bank of Canada | 1,753,286 | $401.2M | 0.12% | −865,547−33.1% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1,720,220 | $393.7M | 0.67% | +1,458,732+557.9% | Added |
| Diamond Hill Capital Management Inc | 1,663,628 | $380.7M | 1.78% | −102,480−5.8% | Reduced |
| Ameriprise Financial Inc | 1,589,593 | $363.8M | 0.12% | +73,565+4.9% | Added |
| Neuberger Berman Group LLC | 1,535,302 | $350.9M | 0.33% | +181,795+13.4% | Added |
| Renaissance Technologies LLC | 1,488,800 | $340.7M | 0.45% | +674,300+82.8% | Added |
| UBS Group AG | 1,458,113 | $333.7M | 0.15% | −1,475−0.1% | Reduced |
| Lazard Asset Management LLC | 1,304,939 | $298.6M | 0.39% | +72,321+5.9% | Added |
| JPMorgan Chase & Co | 1,282,483 | $293.5M | 0.04% | +83,912+7.0% | Added |
| Capital International Investors | 1,278,563 | $292.6M | 0.08% | −407,456−24.2% | Reduced |
| Deutsche Bank AG | 1,125,279 | $257.5M | 0.14% | +18,522+1.7% | Added |
| Boston Partners | 1,069,185 | $243.9M | 0.34% | −18,589−1.7% | Reduced |
| California Public Employees Retirement System | 1,025,378 | $234.6M | 0.21% | −160,088−13.5% | Reduced |
| Credit Suisse AG | 988,532 | $226.2M | 0.23% | +70,790+7.7% | Added |
| TD Asset Management Inc | 978,963 | $224.0M | 0.27% | −151,451−13.4% | Reduced |
| Price T Rowe Associates Inc | 972,531 | $222.6M | 0.03% | −48,893−4.8% | Reduced |
| Barclays PLC | 944,022 | $216.0M | 0.22% | −1,288,150−57.7% | Reduced |
| Rhumbline Advisers | 938,693 | $214.8M | 0.27% | +25,403+2.8% | Added |
| Altshuler Shaham Ltd | 924,476 | $211.6M | 4.64% | +60,323+7.0% | Added |
| HSBC Holdings PLC | 915,705 | $208.7M | 0.27% | +102,959+12.7% | Added |
| ProShare Advisors LLC | 899,625 | $205.9M | 0.63% | −182,809−16.9% | Reduced |
| California State Teachers Retirement System | 882,128 | $201.9M | 0.30% | −17,579−2.0% | Reduced |
| New York State Common Retirement Fund | 866,201 | $198.2M | 0.27% | −56,950−6.2% | Reduced |
| Bank of Montreal | 833,816 | $190.9M | 0.12% | −164,079−16.4% | Reduced |
| National Pension Service | 838,643 | $188.3M | 0.34% | +47,746+6.0% | Added |
| Hudson Bay Capital Management LP | 750,000 | $171.6M | 1.87% | +750,000 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 710,791 | $162.7M | 0.39% | +41,206+6.2% | Added |
| Prudential Financial Inc | 839,725 | $159.6M | 0.25% | +35,591+4.4% | Added |
| US Bancorp | 695,433 | $159.1M | 0.27% | −13,101−1.8% | Reduced |
| LPL Financial LLC | 686,939 | $157.2M | 0.12% | +21,694+3.3% | Added |
| Massachusetts Financial Services Co | 676,452 | $154.8M | 0.05% | +676,452 | New |
| CI Private Wealth, LLC | 645,805 | $147.8M | 0.40% | +254,761+65.1% | Added |
| Raymond James & Associates | 644,464 | $147.5M | 0.13% | −134,440−17.3% | Reduced |
| Alliancebernstein L.P. | 637,981 | $146.0M | 0.06% | −29,993−4.5% | Reduced |
| Stifel Financial Corp | 635,757 | $145.5M | 0.21% | −17,678−2.7% | Reduced |
| Principal Financial Group Inc | 617,927 | $141.4M | 0.10% | +2,782+0.5% | Added |
| New York State Teachers Retirement System | 615,432 | $140.8M | 0.33% | −12,033−1.9% | Reduced |
| Schroder Investment Management Group | 599,320 | $137.1M | 0.20% | +17,207+3.0% | Added |
| State Board of Administration of Florida Retirement System | 593,608 | $135.8M | 0.32% | −10,010−1.7% | Reduced |
| Man Group plc | – | $134.6M | 0.48% | – | – |
| Korea Investment CORP | 554,919 | $127.0M | 0.37% | +75,784+15.8% | Added |
| Susquehanna International Group, LLP | 530,973 | $121.5M | 0.19% | −61,802−10.4% | Reduced |
| Envestnet Asset Management Inc | 1,050,832 | $121.2M | 0.06% | +508,872+93.9% | Added |
| Zacks Investment Management | 509,681 | $116.6M | 1.56% | +15,891+3.2% | Added |
| Los Angeles Capital Management LLC | 489,695 | $112.1M | 0.50% | +157,945+47.6% | Added |
| Bessemer Group Inc | 489,610 | $112.0M | 0.27% | +5,327+1.1% | Added |
| AXA S.A. | 530,804 | $111.5M | 0.38% | +250,599+89.4% | Added |
| Baird Financial Group, Inc. | 482,540 | $110.4M | 0.27% | −86,728−15.2% | Reduced |
| Qube Research & Technologies Ltd | 478,736 | $109.6M | 0.63% | +478,736 | New |
| Nordea Investment Management AB | 480,331 | $108.9M | 0.16% | +111,035+30.1% | Added |
| DekaBank Deutsche Girozentrale | 485,372 | $107.6M | 0.27% | +100,234+26.0% | Added |
| First Trust Advisors LP | 469,902 | $107.5M | 0.12% | +45,451+10.7% | Added |
| D. E. Shaw & Co., Inc. | 465,684 | $106.6M | 0.17% | −170,697−26.8% | Reduced |
| HighTower Advisors, LLC | 462,820 | $105.9M | 0.23% | −39,192−7.8% | Reduced |
| Wellington Management Group LLP | 433,183 | $99.1M | 0.02% | −107,700−19.9% | Reduced |
| Commonwealth Equity Services, LLC | 431,520 | $98.7M | 0.22% | +1,184+0.3% | Added |
| APG Asset Management N.V. | 467,035 | $98.4M | 0.21% | −71,796−13.3% | Reduced |
| First Republic Investment Management, Inc. | 426,780 | $97.7M | 0.21% | −3,407−0.8% | Reduced |
| Manufacturers Life Insurance Company, The | 425,501 | $97.4M | 0.05% | −6,066−1.4% | Reduced |
| AQR Capital Management LLC | 427,393 | $96.9M | 0.21% | +150,580+54.4% | Added |
| Fifth Third Bancorp | 414,051 | $94.8M | 0.44% | +48,813+13.4% | Added |
| Mackenzie Financial Corp | 412,196 | $94.3M | 0.15% | −71,398−14.8% | Reduced |
| STRS Ohio | 377,025 | $86.3M | 0.37% | +618+0.2% | Added |
| Brandywine Global Investment Management, LLC | 365,617 | $83.7M | 0.68% | −107,733−22.8% | Reduced |
| The PNC Financial Services Group, Inc. | 364,213 | $83.3M | 0.07% | +4,669+1.3% | Added |
| Great Lakes Advisors, LLC | 359,698 | $82.3M | 0.75% | +283,849+374.2% | Added |
| Old Republic International Corporation | 349,000 | $79.9M | 2.55% | 00.0% | Unchanged |
| Standard Life Aberdeen plc | 348,514 | $79.8M | 0.20% | +35,488+11.3% | Added |
| Retirement Systems of Alabama | 348,146 | $79.7M | 0.35% | −12,901−3.6% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 341,738 | $78.2M | 0.19% | +1600.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 334,788 | $76.6M | 0.15% | +10,663+3.3% | Added |
| Great West Life Assurance Co | 320,847 | $73.3M | 0.18% | +1,319+0.4% | Added |