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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q1 2023 vs. Q4 2022

How the institutions holding Caterpillar Inc changed between Q4 2022 and Q1 2023.

All holders in Q1 2023All holders in Q4 2022

13F holders of CAT: Q4 2022 compared with Q1 2023
MeasureQ4 2022Of which not filed for Q1 2023Q1 2023Change
Holders2,287512,284+48
Shares363.9M932.8K390.3M+27.3M (+7.5%)
Value$87.1B$220.0M$82.6B−$4.30B (−4.9%)

51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (165)

Institutions that held Caterpillar Inc at the end of Q1 2023 but not at the end of Q4 2022.

Showing the largest 100 of 165 by value.

Institutions new to CAT in Q1 2023
InstitutionSharesValue% of portfolio
Hudson Bay Capital Management LP750,000$171.6M1.87%
Massachusetts Financial Services Co676,452$154.8M0.05%
Qube Research & Technologies Ltd478,736$109.6M0.63%
Eisler Capital (UK) Ltd.133,023$30.4M2.63%
Chiron Investment Management, LLC122,640$28.1M5.06%
Edgar Lomax Co111,810$25.6M1.65%
Jupiter Asset Management Ltd90,752$20.8M0.29%
Jacobs Levy Equity Management, Inc90,057$20.6M0.13%
Railway Pension Investments Ltd84,900$19.4M0.20%
Ariose Capital Management Ltd54,000$12.4M4.70%
Trexquant Investment LP44,701$10.2M0.28%
Aquatic Capital Management LLC42,200$9.66M0.60%
Marvin & Palmer Associates Inc40,427$9.25M4.66%
Stillwater Capital Advisors, LLC40,083$9.17M1.78%
Freemont Management S.A.40,000$9.15M1.35%
Cornerstone Advisors, LLC40,000$9.15M0.42%
Tudor Investment Corp Et Al39,401$9.02M0.17%
MainStreet Investment Advisors LLC38,833$8.89M0.98%
ClariVest Asset Management LLC37,280$8.53M0.38%
Point72 Middle East FZE35,461$8.11M0.46%
Brookfield Asset Management Inc.31,478$7.20M0.03%
Quadrature Capital Ltd25,430$5.82M0.16%
Cartenna Capital, LP25,000$5.72M1.08%
Sentry LLC23,483$5.37M1.26%
Caas Capital Management LP22,270$5.10M1.65%
Gateway Advisory, LLC17,498$4.00M0.89%
Resolute Wealth Strategies, LLC16,807$3.85M3.27%
Virtu Financial LLC16,680$3.82M0.41%
Canandaigua National Bank & Trust Co16,181$3.70M0.62%
Perpetual Ltd15,468$3.54M0.03%
Occudo Quantitative Strategies LP14,471$3.31M0.30%
Brendel Financial Advisors LLC13,641$3.12M2.31%
Quantbot Technologies LP13,277$3.04M0.22%
Readystate Asset Management LP13,080$2.99M0.37%
Arrowstreet Capital, Limited Partnership12,787$2.93M0.00%
Twinbeech Capital LP11,230$2.57M0.05%
Vinva Investment Management Ltd10,935$2.46M0.21%
AustralianSuper Pty Ltd10,324$2.36M0.02%
Symmetry Investments LP10,032$2.30M1.10%
Global Wealth Management Investment Advisory, Inc.9,910$2.27M0.68%
Westwood Management Corp9,300$2.13M0.27%
Atomi Financial Group, Inc.9,241$2.11M1.18%
Nilsine Partners, LLC8,875$2.03M0.32%
Seven Eight Capital, LP8,584$1.96M0.41%
Tradewinds, LLC.8,037$1.84M1.11%
Nippon Life Global Investors Americas, Inc.7,820$1.79M0.11%
Natixis7,091$1.62M0.01%
Eagle Asset Management Inc6,723$1.54M0.01%
Empower Advisory Group, LLC6,462$1.49M0.01%
WBH Advisory Inc6,305$1.44M0.18%
CM Wealth Advisors LLC6,557$1.43M0.28%
Titleist Asset Management, LLC6,151$1.41M0.30%
Imprint Wealth LLC6,132$1.40M0.92%
Dorsey Wright & Associates5,858$1.34M0.41%
Kula Investments, LLC5,514$1.26M0.31%
Cookson Peirce & Co Inc5,362$1.23M0.08%
Cottage Street Advisors LLC4,911$1.12M0.87%
Little House Capital LLC4,661$1.07M0.50%
Pinnacle West Asset Management, Inc.4,610$1.05M1.10%
Allen Capital Group, LLC4,578$1.05M0.20%
Engineers Gate Manager LP4,569$1.05M0.04%
Twin Tree Management, LP4,545$1.04M0.03%
Veracity Capital LLC4,332$991.2K0.46%
Naviter Wealth, LLC4,322$989.0K0.35%
Carson Advisory Inc.4,261$975.1K0.87%
Point72 Asset Management, L.P.4,201$961.4K0.00%
GPS Wealth Strategies Group, LLC4,092$936.5K0.19%
IAM Advisory, LLC4,052$927.4K0.32%
WealthTrust Asset Management, LLC4,005$916.5K0.87%
BFSG, LLC3,799$869.0K0.16%
Ostrum Asset Management3,680$842.1K0.07%
Legacy Capital Group California, Inc.3,573$817.6K0.40%
Abn Amro Investment Solutions3,469$793.8K0.02%
EHP Funds Inc.3,450$789.5K0.17%
USA Financial Portformulas Corp3,323$760.4K1.23%
V-Square Quantitative Management LLC3,253$744.4K0.69%
Oak Thistle LLC3,232$739.6K0.44%
Berkshire Asset Management LLC2,969$679.4K0.04%
Truadvice, LLC3,089$675.9K0.27%
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group2,932$671.0K0.39%
BFT Financial Group, LLC2,909$665.6K0.10%
Granite FO LLC3,000$656.4K0.40%
Disciplined Equity Management, Inc.2,848$651.7K0.55%
Cornerstone Wealth Management, LLC2,820$645.3K0.06%
Fifth Third Wealth Advisors LLC2,803$641.4K1.19%
ABN AMRO Bank N.V.2,759$633.6K0.01%
Fidelis Capital Partners, LLC2,910$625.9K0.27%
Blueshift Asset Management, LLC2,694$616.5K0.26%
Y-Intercept (Hong Kong) Ltd2,683$614.0K0.07%
Desjardins Global Asset Management Inc.2,637$603.0K0.08%
Dark Forest Capital Management LP2,442$558.8K0.13%
Lombard Odier Asset Management (USA) Corp2,382$545.1K0.09%
HRT Financial LP2,253$515.0K0.01%
Beverly Hills Private Wealth, LLC2,163$495.0K0.15%
Qsemble Capital Management, LP2,150$492.0K0.33%
Householder Group Estate & Retirement Specialist, LLC2,107$482.0K0.18%
Washburn Capital Management, Inc.1,945$445.1K0.38%
Donoghue Forlines LLC1,944$444.9K0.16%
1620 Investment Advisors, Inc.1,927$441.0K0.53%
NovaPoint Capital, LLC1,838$420.6K0.17%

Sold out (117)

Institutions that held Caterpillar Inc at the end of Q4 2022 and filed for Q1 2023 without it.

Showing the largest 100 of 117 by value.

Institutions that sold out of CAT in Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
GQG Partners LLC339,252$81.3M
Balyasny Asset Management LLC274,003$65.6M
Parallax Volatility Advisers, L.P.167,290$40.1M
ExodusPoint Capital Management, LP82,336$19.7M
Duquesne Family Office LLCSuperinvestorDuquesne Family Office63,800$15.3M
Mizuho Markets Americas LLC62,219$14.9M
McRae Capital Management Inc41,143$9.86M
Group One Trading, L.P.39,115$9.37M
Gladius Capital Management LP36,000$8.62M
Barometer Capital Management Inc.26,961$6.43M
FORA Capital, LLC20,336$4.87M
Mark Asset Management LP19,769$4.74M
Arabesque Asset Management Ltd11,771$2.82M
Icon Advisers Inc10,025$2.40M
Caisse de Depot Et Placement du Quebec9,909$2.37M
Moore Capital Management, LP8,576$2.05M
Magnetar Financial LLC7,498$1.80M
Winton Group Ltd6,942$1.66M
Alpha DNA Investment Management LLC5,732$1.37M
Interval Partners, LP5,150$1.23M
Blackhawk Capital Partners LLC.5,027$1.20M
Mitchell Sinkler & Starr4,980$1.19M
Q3 Asset Management4,830$1.16M
Graham Capital Management, L.P.4,004$959.2K
Caption Management, LLC4,000$958.2K
AlphaStar Capital Management, LLC3,999$958.1K
XR Securities LLC3,970$951.1K
Rational Advisors LLC3,963$949.4K
Altman Advisors, Inc.3,383$848.2K
Friedenthal Financial3,380$810.0K
Banco BTG Pactual S.A.3,205$767.8K
Core Wealth Partners LLC3,450$704.4K
Saxon Interests, Inc.2,456$605.7K
Chimera Capital Management LLC2,268$543.3K
Riverwater Partners LLC2,207$528.7K
Mason Investment Advisory Services, Inc.2,130$510.3K
O'Neil Global Advisors, Inc.2,075$497.0K
Echo Street Capital Management LLC2,003$479.8K
XTX Topco Ltd1,998$478.6K
Edge Wealth Management LLC2,000$476.7K
CPR Investments Inc.1,888$452.3K
Boston Common Asset Management, LLC1,881$451.0K
Tobam1,735$416.0K
Fluent Financial, LLC1,669$399.8K
TriaGen Wealth Management LLC1,556$372.8K
Moreno Evelyn V1,550$371.3K
West Family Investments, Inc.1,539$368.7K
Strategic Financial Services, Inc,1,531$366.8K
Premier Asset Management LLC1,418$339.7K
Annex Advisory Services, LLC1,357$325.2K
Pinkerton Retirement Specialists, LLC1,312$314.3K
Next Level Private LLC1,220$300.9K
NBW Capital LLC1,201$287.7K
FMB Wealth Management1,170$280.3K
TCWP LLC1,168$279.8K
Altus Wealth Group LLC1,130$270.8K
Redmont Wealth Advisors LLC1,100$263.5K
Childress Capital Advisors, LLC1,068$255.8K
BlackDiamond Wealth Management Inc.1,003$251.4K
Maven Securities LTD1,044$250.1K
Ascent Group, LLC1,035$247.9K
Sterling Manor Financial, LLC1,034$247.5K
Wexford Capital LP1,022$244.8K
Payden & Rygel1,000$240.0K
University of Texas/Texas Am Investment Managment Co1,000$240.0K
Capital Group Private Client Services, Inc.995$238.4K
Gries Financial LLC984$236.0K
Vigilare Wealth Management975$233.6K
Crown Wealth Group, LLC970$232.4K
MGO Private Wealth, LLC969$232.1K
Grant/GrossMendelsohn, LLC931$231.8K
Calton & Associates, Inc.966$231.4K
First National Bank of Omaha962$231.0K
Secure Asset Management, LLC942$225.6K
Capital City Trust Co933$223.5K
Aveo Capital Partners, LLC932$223.3K
Verus Financial Partners, Inc.884$223.1K
Blodgett Wealth Advisors, LLC902$216.1K
Farmers & Merchants Trust Co of Long Beach894$214.2K
SYSTM Wealth Solutions LLC888$212.7K
WealthBridge Capital Management, LLC888$212.7K
J. Goldman & Co LP877$210.1K
Telemus Capital, LLC842$209.5K
Legacy Financial Group, Inc.854$204.6K
West Michigan Advisors, LLC852$204.1K
Paces Ferry Wealth Advisors, LLC846$202.6K
Smallwood Wealth Investment Management, LLC845$202.3K
KC Investment Advisors, LLC844$202.0K
Requisite Capital Management, LLC842$201.8K
Encompass Wealth Advisors, LLC841$201.5K
Gemmer Asset Management LLC839$201.0K
Fiera Capital Corp837$200.5K
MinichMacGregor Wealth Management, LLC757$181.4K
WFA of San Diego, LLC582$139.4K
Fiduciary Alliance LLC551$132.0K
My Personal CFO, LLC465$111.4K
Rowland & Co Investment Counsel431$103.0K
Madden Securities Corp390$93.4K
Coppell Advisory Solutions LLC358$85.8K
Coppell Advisory Solutions Corp.358$85.8K

Not filed for Q1 2023 yet (51)

Institutions that held Caterpillar Inc at the end of Q4 2022 and haven't filed a 13F for Q1 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q4 2022 that haven't filed for Q1 2023
InstitutionShares, Q4 2022Value, Q4 2022
Rothschild & Co Asset Management US Inc.397,154$95.1M
Gibson Wealth Advisors LLC157,500$34.3M
Comerica Bank82,807$21.2M
Gofen & Glossberg LLC61,590$14.8M
Allstate Investment Management Co19,591$4.69M
Mathes Company, Inc.18,128$4.54M
Sargent Bickham Lagudis LLC18,864$4.52M
Bank of the West18,475$4.43M
Canandaigua National Corp16,571$3.97M
Burleson & Company, LLC13,909$3.33M
Trustcore Financial Services, LLC13,704$3.28M
Pendal Group Limited13,368$3.20M
ARGI Investment Services, LLC7,712$1.85M
Laurel Wealth Advisors, Inc.7,697$1.84M
Boenning & Scattergood, Inc.7,881$1.76M
Probity Advisors, Inc.7,093$1.70M
Personal Capital Advisors Corp6,190$1.48M
Titleist Asset Management, Ltd.6,101$1.46M
Gamble Jones Investment Counsel5,018$1.20M
CoreCap Advisors, LLC4,404$1.06M
Seeyond4,169$998.7K
Claraphi Advisory Network, LLC3,612$865.3K
Zeke Capital Advisors, LLC2,712$649.7K
First Citizens Financial Corp2,415$579.0K
Regent Investment Management LLC2,400$575.0K
Hotaling Investment Management, LLC2,342$561.0K
Lehman & Derafelo Financial Resources LLC2,197$526.3K
Perpetual Investment Management Ltd2,100$503.1K
Axiom Investment Management LLC1,699$407.0K
Sanford Advisory Services, LLC1,569$376.0K
YorkBridge Wealth Partners, LLC1,341$321.3K
St Germain D J Co Inc7,220$286.5K
Marotta Asset Management1,192$285.6K
Gallagher Benefit Services, Inc.1,146$275.1K
F3Logic, LLC1,146$275.1K
Selective Wealth Management, Inc.1,059$264.4K
S.C. Financial Services, Inc.1,101$263.8K
Bennicas & Associates, Inc.1,050$251.5K
Security National Bank of Sioux City Iowa989$237.0K
CFO4Life, L.P.988$236.7K
Tyler-Stone Wealth Management978$234.0K
Capital Directions Investment Advisors, LLC928$222.3K
Keystone Financial Group921$220.7K
Spartan Planning & Wealth Management915$219.2K
Apella Capital, LLC838$200.8K
Heritage Wealth Management, LLC776$185.9K
Glass Jacobson Investment Advisors llc663$158.8K
Cornerstone Planning Group LLC344$84.7K
Moser Wealth Advisors, LLC220$52.7K
Sanctuary Wealth Management, L.L.C.20$4.79K
Semmax Financial Advisors Inc.5$1.00K