Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,541 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,701,582 | $11.7B | 0.32% | +128,165+0.3% | Added |
| State Street Corp | 39,778,535 | $9.53B | 0.56% | −291,743−0.7% | Reduced |
| BlackRock Inc. | 36,460,690 | $8.73B | 0.27% | −88,450−0.2% | Reduced |
| Capital World Investors | 29,091,131 | $6.97B | 1.49% | +33,323+0.1% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $4.25B | 4.45% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 9,130,707 | $2.18B | 0.31% | +110,026+1.2% | Added |
| Fisher Asset Management, LLC | 7,390,616 | $1.77B | 1.20% | +100,168+1.4% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.76B | 4.93% | 00.0% | Unchanged |
| Northern Trust Corp | 6,998,221 | $1.68B | 0.35% | −84,317−1.2% | Reduced |
| Morgan Stanley | 6,608,165 | $1.58B | 0.18% | +969,222+17.2% | Added |
| Bank of New York Mellon Corp | 5,339,743 | $1.28B | 0.29% | −101,040−1.9% | Reduced |
| Norges Bank | 4,905,890 | $1.18B | 0.28% | +129,894+2.7% | Added |
| FMR LLC | 4,641,805 | $1.11B | 0.11% | +300,915+6.9% | Added |
| Bank of America Corp | 4,097,903 | $981.7M | 0.12% | −381,432−8.5% | Reduced |
| Amundi | 3,770,964 | $945.4M | 0.52% | +39,424+1.1% | Added |
| Nuveen Asset Management, LLC | 3,525,701 | $844.6M | 0.33% | +165,735+4.9% | Added |
| Invesco Ltd. | 3,253,605 | $779.4M | 0.23% | −6,299−0.2% | Reduced |
| Legal & General Group Plc | 3,238,176 | $775.7M | 0.30% | −292,531−8.3% | Reduced |
| Charles Schwab Investment Management Inc | 2,754,903 | $660.0M | 0.21% | +14,244+0.5% | Added |
| Goldman Sachs Group Inc | 2,703,867 | $647.7M | 0.18% | −661,395−19.7% | Reduced |
| Primecap Management Co | 2,649,893 | $634.8M | 0.58% | −270,165−9.3% | Reduced |
| Royal Bank of Canada | 2,618,833 | $627.4M | 0.19% | −704,072−21.2% | Reduced |
| UBS Asset Management Americas Inc | 2,606,276 | $624.4M | 0.33% | +74,284+2.9% | Added |
| Dimensional Fund Advisors LP | 2,396,741 | $574.2M | 0.20% | −30,455−1.3% | Reduced |
| Barclays PLC | 2,232,172 | $534.7M | 0.46% | +1,254,799+128.4% | Added |
| Citadel Advisors LLC | 2,167,964 | $519.4M | 0.60% | +2,066,571+2,038.2% | Added |
| Swiss National Bank | 2,145,600 | $514.0M | 0.37% | −165,841−7.2% | Reduced |
| Wells Fargo & Company | 1,868,329 | $447.6M | 0.14% | −77,552−4.0% | Reduced |
| Citigroup Inc | 1,827,280 | $437.7M | 0.61% | +1,136,511+164.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,825,367 | $437.3M | 0.35% | −37,724−2.0% | Reduced |
| Capital Research Global Investors | 1,811,529 | $434.0M | 0.13% | +2730.0% | Added |
| Diamond Hill Capital Management Inc | 1,766,108 | $423.1M | 1.92% | −128,530−6.8% | Reduced |
| Capital International Investors | 1,686,019 | $403.9M | 0.11% | +4810.0% | Added |
| Ameriprise Financial Inc | 1,516,028 | $363.2M | 0.12% | −27,388−1.8% | Reduced |
| UBS Group AG | 1,459,588 | $349.7M | 0.17% | +485,986+49.9% | Added |
| Neuberger Berman Group LLC | 1,353,507 | $324.3M | 0.32% | +900,974+199.1% | Added |
| Lazard Asset Management LLC | 1,232,618 | $295.3M | 0.41% | +103,420+9.2% | Added |
| JPMorgan Chase & Co | 1,198,571 | $287.1M | 0.04% | +31,313+2.7% | Added |
| California Public Employees Retirement System | 1,185,466 | $284.0M | 0.24% | −16,418−1.4% | Reduced |
| TD Asset Management Inc | 1,130,414 | $270.8M | 0.33% | +39,261+3.6% | Added |
| Deutsche Bank AG | 1,106,757 | $265.1M | 0.15% | −235,214−17.5% | Reduced |
| Boston Partners | 1,087,774 | $260.9M | 0.35% | −25,598−2.3% | Reduced |
| ProShare Advisors LLC | 1,082,434 | $259.3M | 0.91% | −14,126−1.3% | Reduced |
| Price T Rowe Associates Inc | 1,021,424 | $244.7M | 0.04% | −627,837−38.1% | Reduced |
| Bank of Montreal | 997,895 | $239.4M | 0.19% | +229,497+29.9% | Added |
| Voya Investment Management LLC | 979,697 | $234.7M | 0.27% | +725,714+285.7% | Added |
| New York State Common Retirement Fund | 923,151 | $221.2M | 0.30% | +2,258+0.2% | Added |
| Credit Suisse AG | 917,742 | $219.9M | 0.24% | −59,972−6.1% | Reduced |
| Rhumbline Advisers | 913,290 | $218.8M | 0.29% | +28,808+3.3% | Added |
| California State Teachers Retirement System | 899,707 | $215.5M | 0.34% | +2,021+0.2% | Added |
| Altshuler Shaham Ltd | 864,153 | $207.0M | 8.29% | −1,760,519−67.1% | Reduced |
| Renaissance Technologies LLC | 814,500 | $195.1M | 0.27% | +814,500 | New |
| HSBC Holdings PLC | 812,746 | $194.3M | 0.24% | +195,268+31.6% | Added |
| Prudential Financial Inc | 804,134 | $192.6M | 0.32% | +126,022+18.6% | Added |
| National Pension Service | 790,897 | $189.5M | 0.37% | +12,146+1.6% | Added |
| Raymond James & Associates | 778,904 | $186.6M | 0.17% | +123,329+18.8% | Added |
| US Bancorp | 708,534 | $169.7M | 0.30% | +38,901+5.8% | Added |
| Alliancebernstein L.P. | 667,974 | $160.0M | 0.07% | −2,504−0.4% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 669,585 | $160.0M | 0.44% | +32,498+5.1% | Added |
| LPL Financial LLC | 665,245 | $159.4M | 0.14% | −35,591−5.1% | Reduced |
| Stifel Financial Corp | 653,435 | $156.5M | 0.23% | +12,468+1.9% | Added |
| D. E. Shaw & Co., Inc. | 636,381 | $152.5M | 0.26% | +412,022+183.6% | Added |
| New York State Teachers Retirement System | 627,465 | $150.3M | 0.37% | +1,151+0.2% | Added |
| Principal Financial Group Inc | 615,145 | $147.4M | 0.11% | −371,536−37.7% | Reduced |
| State Board of Administration of Florida Retirement System | 603,618 | $144.6M | 0.35% | −14,710−2.4% | Reduced |
| Susquehanna International Group, LLP | 592,775 | $142.0M | 0.28% | +319,572+117.0% | Added |
| Schroder Investment Management Group | 582,113 | $139.5M | 0.22% | +151,733+35.3% | Added |
| Baird Financial Group, Inc. | 569,268 | $136.4M | 0.36% | −158,288−21.8% | Reduced |
| Man Group plc | 566,400 | $135.7M | 0.49% | +309,582+120.5% | Added |
| Envestnet Asset Management Inc | 541,960 | $129.8M | 0.07% | +38,337+7.6% | Added |
| Wellington Management Group LLP | 540,883 | $129.6M | 0.03% | −70,218−11.5% | Reduced |
| APG Asset Management N.V. | 538,831 | $129.1M | 0.25% | +102,271+23.4% | Added |
| Congress Asset Management Co | 534,500 | $128.0M | 1.28% | −2,967−0.6% | Reduced |
| Natixis Advisors, L.P. | 507,668 | $121.6M | 0.46% | +75,425+17.4% | Added |
| HighTower Advisors, LLC | 502,012 | $120.3M | 0.28% | +77,924+18.4% | Added |
| Zacks Investment Management | 493,790 | $118.3M | 1.65% | +38,185+8.4% | Added |
| Bessemer Group Inc | 484,283 | $116.0M | 0.28% | +8,748+1.8% | Added |
| Mackenzie Financial Corp | 483,594 | $115.8M | 0.20% | +38,722+8.7% | Added |
| BNP Paribas Arbitrage, SA | 482,974 | $115.7M | 0.29% | +200,945+71.2% | Added |
| Korea Investment CORP | 479,135 | $114.8M | 0.36% | +47,461+11.0% | Added |
| Brandywine Global Investment Management, LLC | 473,350 | $113.4M | 0.89% | +159,115+50.6% | Added |
| Manufacturers Life Insurance Company, The | 431,567 | $103.4M | 0.07% | +3,546+0.8% | Added |
| Commonwealth Equity Services, LLC | 430,336 | $103.1M | 0.25% | +2,672+0.6% | Added |
| First Republic Investment Management, Inc. | 430,187 | $103.1M | 0.23% | +62,144+16.9% | Added |
| First Trust Advisors LP | 424,451 | $101.7M | 0.12% | −64,253−13.1% | Reduced |
| Two Sigma Advisers, LP | 400,900 | $96.0M | 0.27% | −181,000−31.1% | Reduced |
| Rothschild & Co Asset Management US Inc. | 397,154 | $95.1M | 1.45% | +7,697+2.0% | Added |
| CI Private Wealth, LLC | 391,044 | $93.7M | 0.34% | +391,044 | New |
| DekaBank Deutsche Girozentrale | 385,138 | $91.7M | 0.24% | −16,224−4.0% | Reduced |
| STRS Ohio | 376,407 | $90.2M | 0.41% | −29,916−7.4% | Reduced |
| Nordea Investment Management AB | 369,296 | $88.2M | 0.14% | +64,944+21.3% | Added |
| Fifth Third Bancorp | 365,238 | $87.5M | 0.42% | +23,622+6.9% | Added |
| Retirement Systems of Alabama | 361,047 | $86.5M | 0.38% | −8,625−2.3% | Reduced |
| The PNC Financial Services Group, Inc. | 359,544 | $86.1M | 0.08% | −30,393−7.8% | Reduced |
| State of Tennessee, Treasury Department | 356,383 | $85.4M | 0.40% | +5,508+1.6% | Added |
| Old Republic International Corporation | 349,000 | $83.6M | 2.62% | −199,500−36.4% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 341,578 | $81.8M | 0.21% | +9,363+2.8% | Added |
| GQG Partners LLC | 339,252 | $81.3M | 0.22% | +339,252 | New |
| Los Angeles Capital Management LLC | 331,750 | $79.5M | 0.39% | +312,961+1,665.7% | Added |
| Ensign Peak Advisors, Inc | 328,410 | $78.7M | 0.18% | +2,260+0.7% | Added |