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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q4 2022 vs. Q3 2022

How the institutions holding Caterpillar Inc changed between Q3 2022 and Q4 2022.

All holders in Q4 2022All holders in Q3 2022

13F holders of CAT: Q3 2022 compared with Q4 2022
MeasureQ3 2022Of which not filed for Q4 2022Q4 2022Change
Holders1,992372,287+332
Shares360.1M1.47M363.9M+5.24M (+1.5%)
Value$59.2B$240.8M$87.1B+$28.2B (+47.7%)

37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (411)

Institutions that held Caterpillar Inc at the end of Q4 2022 but not at the end of Q3 2022.

Showing the largest 100 of 411 by value.

Institutions new to CAT in Q4 2022
InstitutionSharesValue% of portfolio
Renaissance Technologies LLC814,500$195.1M0.27%
CI Private Wealth, LLC391,044$93.7M0.34%
GQG Partners LLC339,252$81.3M0.22%
Rheos Capital Works Inc.160,000$38.3M2.30%
Varma Mutual Pension Insurance Co159,056$38.1M0.54%
Marshall Wace, LLP107,329$25.7M0.07%
Capital Fund Management S.A.87,907$21.1M0.47%
ExodusPoint Capital Management, LP82,336$19.7M0.30%
Jefferies Financial Group Inc.73,600$17.6M0.30%
Harvest Portfolios Group Inc.67,933$16.3M0.94%
Duquesne Family Office LLCSuperinvestorDuquesne Family Office63,800$15.3M0.76%
Mizuho Markets Americas LLC62,219$14.9M1.01%
Moran Wealth Management, LLC57,122$13.7M0.52%
Squarepoint Ops LLC46,639$11.2M0.08%
Gladius Capital Management LP36,000$8.62M2.73%
Alberta Investment Management Corp35,800$8.58M0.08%
Kiwi Wealth Investments Limited Partnership35,725$8.56M0.57%
Connor, Clark & Lunn Investment Management Ltd.33,786$8.09M0.05%
Longbow Finance SA31,295$7.50M1.01%
Capital Group Investment Management Pte. Ltd.28,689$6.87M0.26%
Integris Wealth Management, LLC27,808$6.66M2.60%
Barometer Capital Management Inc.26,961$6.43M1.90%
Financial Partners Group, LLC26,296$6.30M3.72%
La Banque Postale Asset Management SA25,961$6.22M0.18%
LMCG Investments, LLC21,386$5.12M0.36%
Mark Asset Management LP19,769$4.74M1.12%
Allstate Investment Management Co19,591$4.69M0.14%
Bleakley Financial Group, LLC19,263$4.61M0.17%
Investment Management Corp of Ontario17,261$4.14M0.20%
Callan Family Office, LLC15,752$3.78M1.22%
Industrial Alliance Investment Management Inc.15,070$3.61M0.10%
Leuthold Group, LLC14,956$3.58M0.48%
Empowered Funds, LLC14,819$3.55M0.23%
Sowell Financial Services LLC14,513$3.48M0.23%
Agf Management Ltd14,146$3.39M0.02%
Castellan Group, LLC14,014$3.36M2.34%
Graphene Investments SAS13,500$3.23M2.19%
Trifecta Capital Advisors, LLC13,416$3.21M1.28%
New Hampshire Trust13,371$3.20M0.85%
Pendal Group Limited13,368$3.20M0.03%
FourThought Financial Partners, LLC13,095$3.14M0.45%
Applied Capital LLC12,851$3.08M3.07%
Wakefield Asset Management LLLP12,648$3.03M1.28%
Worldquant Millennium Advisors LLC12,269$2.94M0.07%
Sturgeon Ventures LLP12,217$2.93M2.36%
Coldstream Capital Management Inc12,162$2.91M0.11%
Commonwealth Retirement Investments LLC11,032$2.64M1.60%
CPA Asset Management LLC10,901$2.61M2.00%
Gateway Wealth Partners, LLC10,898$2.61M0.45%
Meeder Advisory Services, Inc.8,967$2.15M0.27%
LMG Wealth Partners, LLC8,161$2.09M0.69%
Moore Capital Management, LP8,576$2.05M0.06%
Caldwell Sutter Capital, Inc.8,225$1.97M1.74%
Chapin Davis, Inc.8,178$1.96M1.14%
MB, Levis & Associates, LLC8,099$1.94M1.52%
B.O.S.S. Retirement Advisors, LLC8,008$1.92M0.49%
WealthPLAN Partners, LLC7,830$1.91M0.13%
Ibex Wealth Advisors7,960$1.91M0.43%
Magnetar Financial LLC7,498$1.80M0.03%
Cornercap Investment Counsel Inc7,312$1.75M0.30%
Redwood Investment Management, LLC6,582$1.58M0.21%
Watershed Private Wealth LLC6,215$1.49M1.13%
Massachusetts Wealth Management5,831$1.47M1.42%
McKinley Capital Management LLC /Delaware5,768$1.38M0.19%
Alpha DNA Investment Management LLC5,732$1.37M0.73%
EP Wealth Advisors, LLC5,716$1.37M0.02%
Interval Partners, LP5,150$1.23M0.10%
Blackhawk Capital Partners LLC.5,027$1.20M0.94%
Mitchell Sinkler & Starr4,980$1.19M0.38%
Q3 Asset Management4,830$1.16M0.78%
Beacon Investment Advisors LLC4,824$1.16M0.97%
Sound Financial Strategies Group, LLC4,807$1.15M0.84%
Schear Investment Advisers, LLC4,786$1.15M1.41%
Tanglewood Legacy Advisors, LLC4,785$1.15M0.81%
Northern Financial Advisors Inc4,993$1.09M1.24%
waypoint wealth counsel4,305$1.03M0.83%
RFP Financial Group LLC4,120$987.3K0.44%
SageView Advisory Group, LLC4,083$978.1K0.08%
Caption Management, LLC4,000$958.2K0.16%
Worth Financial Advisory Group, LLC3,827$916.8K1.07%
US Asset Management LLC3,802$911.0K0.98%
First County Bank3,750$898.4K0.43%
Claraphi Advisory Network, LLC3,612$865.3K0.34%
Great Lakes Retirement, Inc.3,577$856.9K0.22%
RIA Advisory Group LLC3,508$818.7K0.47%
Laird Norton Trust Company, LLC3,410$816.7K0.12%
Virtue Capital Management, LLC3,401$814.7K0.12%
Friedenthal Financial3,380$810.0K0.56%
Catalyst Financial Partners LLC3,357$804.2K0.41%
Banco BTG Pactual S.A.3,205$767.8K0.44%
Van Hulzen Asset Management, LLC3,142$753.0K0.09%
Blueprint Investment Partners LLC3,140$752.2K0.16%
Prostatis Group LLC3,002$719.2K0.44%
CIC Wealth, LLC2,955$707.8K0.29%
Core Wealth Partners LLC3,450$704.4K0.87%
Cyndeo Wealth Partners, LLC2,869$687.3K0.08%
CX Institutional2,836$679.4K0.04%
Axq Capital, LP2,800$670.8K0.47%
Verity & Verity, LLC2,750$658.8K0.09%
Rooted Wealth Advisors, Inc.2,743$657.0K0.55%

Sold out (79)

Institutions that held Caterpillar Inc at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of CAT in Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Ontario Teachers Pension Plan Board2,138,516$350.9M
Qube Research & Technologies Ltd314,252$51.6M
Migdal Insurance & Financial Holdings Ltd.155,086$25.4M
Quadrature Capital Ltd146,643$24.1M
Walleye Capital LLC123,811$20.3M
Bridgewater Associates, LP110,621$18.2M
Natixis84,125$13.8M
Cornerstone Advisors, LLC55,000$9.02M
Aquatic Capital Management LLC46,400$7.61M
MUFG Americas Holdings Corp40,919$6.71M
Saba Capital Management, L.P.40,919$6.71M
Cipher Capital LP38,261$6.28M
Simplex Trading, LLC32,345$5.31M
Gateway Advisory, LLC22,257$3.65M
Ambassador Advisors, LLC20,647$3.39M
AlphaCrest Capital Management LLC18,816$3.09M
Y-Intercept (Hong Kong) Ltd17,487$2.87M
Hudson Bay Capital Management LP15,000$2.46M
Occudo Quantitative Strategies LP14,069$2.31M
Ally Financial Inc.13,000$2.13M
Ergoteles LLC10,110$1.66M
B&D White Capital Company, LLC10,100$1.66M
Econ Financial Services Corp9,854$1.62M
Brookfield Asset Management Inc.9,517$1.56M
Tradewinds, LLC.8,302$1.36M
BTG Pactual Global Asset Management Ltd8,187$1.34M
Ionic Capital Management LLC6,400$1.05M
Wolverine Trading, LLC6,190$1.03M
Ariose Capital Management Ltd5,100$837.0K
Duality Advisers, LP4,897$803.0K
Virtu Financial LLC4,772$783.0K
Allen Capital Group, LLC4,673$767.0K
Providence First Trust Co4,189$687.0K
GPS Wealth Strategies Group, LLC3,670$602.0K
Select Asset Management & Trust3,272$537.0K
Berkshire Asset Management LLC3,083$506.0K
Alpha Paradigm Partners, LLC2,816$462.0K
WCG Wealth Advisors LLC2,518$460.0K
First National Bank of Hutchinson2,718$446.0K
Trexquant Investment LP2,694$442.0K
OPSEU Pension Plan Trust Fund2,254$387.0K
Independent Solutions Wealth Management, LLC2,270$372.5K
Engineers Gate Manager LP2,218$364.0K
Bluefin Capital Management, LLC2,180$358.0K
Applied Capital LLC2,035$334.0K
Quaero Capital S.A.2,000$328.0K
DSC Advisors, L.P.1,973$324.0K
Hartline Investment Corp1,958$321.0K
SevenOneSeven Capital Management1,891$310.0K
Blueshift Asset Management, LLC1,789$294.0K
Highland Private Wealth Management1,713$281.0K
Cypress Capital Management LLC1,578$259.0K
Gamco Investors, Inc. Et Al1,532$251.0K
WMG Financial Advisors, LLC1,518$248.0K
Householder Group Estate & Retirement Specialist, LLC1,364$223.0K
Cordatus Wealth Management LLC1,235$203.0K
New England Asset Management Inc1,221$200.0K
Paloma Partners Management Co1,044$171.0K
Magnolia Capital Management Ltd1,000$164.0K
Evoke Wealth, LLC755$124.0K
Foster Dykema Cabot & Co Inc724$119.0K
Icon Wealth Advisors, LLC615$101.0K
Oxler Private Wealth LLC509$83.6K
Almanack Investment Partners, LLC.496$81.0K
Sage Private Wealth Group, LLC400$66.0K
O'Dell Group, LLC314$52.0K
Estate Counselors, LLC303$49.0K
Wagner Wealth Management, LLC273$45.0K
Professional Financial Advisors, LLC257$42.0K
Castle Wealth Management LLC224$37.0K
Financial Enhancement Group LLC200$33.0K
Cowa, LLC200$33.0K
EdgeRock Capital LLC139$23.0K
Karlinski Andrew C100$16.0K
Grayhawk Investment Strategies Inc.61$14.0K
Dark Forest Capital Management LP37$6.00K
Point72 Hong Kong Ltd22$4.00K
Morton Brown Family Wealth, LLC5$1.00K
First Command Advisory Services, Inc.50$0

Not filed for Q4 2022 yet (37)

Institutions that held Caterpillar Inc at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.