Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,541 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,573,417 | $7.97B | 0.23% | −3,7680.0% | Reduced |
| State Street Corp | 40,070,278 | $6.57B | 0.42% | +291,836+0.7% | Added |
| BlackRock Inc. | 36,549,140 | $6.00B | 0.20% | −145,751−0.4% | Reduced |
| Capital World Investors | 29,057,808 | $4.77B | 1.07% | +1,937,275+7.1% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $2.91B | 3.51% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 9,020,681 | $1.48B | 0.22% | +131,017+1.5% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.21B | 3.55% | 00.0% | Unchanged |
| Fisher Asset Management, LLC | 7,290,448 | $1.20B | 0.90% | −212,820−2.8% | Reduced |
| Northern Trust Corp | 7,082,538 | $1.16B | 0.27% | −100,575−1.4% | Reduced |
| Morgan Stanley | 5,638,943 | $925.2M | 0.13% | −511,390−8.3% | Reduced |
| Bank of New York Mellon Corp | 5,440,783 | $892.7M | 0.22% | +92,360+1.7% | Added |
| Norges Bank | 4,775,996 | $783.6M | 0.21% | +22,403+0.5% | Added |
| Bank of America Corp | 4,479,335 | $735.0M | 0.10% | −228,356−4.9% | Reduced |
| FMR LLC | 4,340,890 | $712.3M | 0.07% | −1,905,926−30.5% | Reduced |
| Amundi | 3,731,540 | $665.6M | 0.39% | +601,458+19.2% | Added |
| Legal & General Group Plc | 3,530,707 | $579.3M | 0.23% | −182,029−4.9% | Reduced |
| Goldman Sachs Group Inc | 3,365,262 | $552.2M | 0.16% | −124,452−3.6% | Reduced |
| Nuveen Asset Management, LLC | 3,359,966 | $551.3M | 0.22% | −22,237−0.7% | Reduced |
| Royal Bank of Canada | 3,322,905 | $545.2M | 0.18% | −295,109−8.2% | Reduced |
| Invesco Ltd. | 3,259,904 | $534.9M | 0.17% | +16,932+0.5% | Added |
| Primecap Management Co | 2,920,058 | $479.1M | 0.46% | −59,935−2.0% | Reduced |
| Charles Schwab Investment Management Inc | 2,740,659 | $449.7M | 0.16% | +51,079+1.9% | Added |
| Altshuler Shaham Ltd | 2,624,672 | $435.4M | 10.69% | +836,340+46.8% | Added |
| UBS Asset Management Americas Inc | 2,531,992 | $415.4M | 0.23% | −60,477−2.3% | Reduced |
| Dimensional Fund Advisors LP | 2,427,196 | $398.3M | 0.15% | +68,551+2.9% | Added |
| Swiss National Bank | 2,311,441 | $379.3M | 0.27% | −13,200−0.6% | Reduced |
| Ontario Teachers Pension Plan Board | 2,138,516 | $350.9M | 4.91% | +49,232+2.4% | Added |
| Wells Fargo & Company | 1,945,881 | $319.3M | 0.11% | −132,907−6.4% | Reduced |
| Diamond Hill Capital Management Inc | 1,894,638 | $310.9M | 1.49% | −10,185−0.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,863,091 | $305.7M | 0.25% | +2,379+0.1% | Added |
| Capital Research Global Investors | 1,811,256 | $297.2M | 0.10% | −1,010,935−35.8% | Reduced |
| Capital International Investors | 1,685,538 | $276.6M | 0.08% | −220.0% | Reduced |
| Price T Rowe Associates Inc | 1,649,261 | $270.6M | 0.04% | −3,522−0.2% | Reduced |
| Ameriprise Financial Inc | 1,543,416 | $253.4M | 0.09% | −423,891−21.5% | Reduced |
| Deutsche Bank AG | 1,341,971 | $220.2M | 0.13% | +133,455+11.0% | Added |
| California Public Employees Retirement System | 1,201,884 | $197.2M | 0.18% | +174,361+17.0% | Added |
| JPMorgan Chase & Co | 1,167,258 | $191.5M | 0.03% | −257,506−18.1% | Reduced |
| Boston Partners | 1,113,372 | $185.7M | 0.27% | +20,094+1.8% | Added |
| Lazard Asset Management LLC | 1,129,198 | $185.3M | 0.27% | −16,051−1.4% | Reduced |
| TD Asset Management Inc | 1,091,153 | $181.0M | 0.23% | −253,370−18.8% | Reduced |
| ProShare Advisors LLC | 1,096,560 | $179.9M | 0.69% | +105,271+10.6% | Added |
| Bank of Montreal | 768,398 | $169.8M | 0.13% | −110,416−12.6% | Reduced |
| Principal Financial Group Inc | 986,681 | $161.9M | 0.13% | −30,310−3.0% | Reduced |
| Credit Suisse AG | 977,714 | $160.4M | 0.18% | +14,791+1.5% | Added |
| Barclays PLC | 977,373 | $160.4M | 0.18% | +531,192+119.1% | Added |
| UBS Group AG | 973,602 | $159.7M | 0.09% | −462,201−32.2% | Reduced |
| Eaton Vance Management | 961,224 | $157.7M | 0.23% | −120,390−11.1% | Reduced |
| New York State Common Retirement Fund | 920,893 | $151.1M | 0.22% | −54,174−5.6% | Reduced |
| California State Teachers Retirement System | 897,686 | $147.3M | 0.25% | −14,933−1.6% | Reduced |
| Rhumbline Advisers | 884,482 | $145.1M | 0.22% | +16,779+1.9% | Added |
| National Pension Service | 778,751 | $129.2M | 0.27% | +9,110+1.2% | Added |
| Baird Financial Group, Inc. | 727,556 | $119.4M | 0.35% | −111,664−13.3% | Reduced |
| LPL Financial LLC | 700,836 | $115.0M | 0.11% | +64,206+10.1% | Added |
| Citigroup Inc | 690,769 | $113.3M | 0.16% | −85,764−11.0% | Reduced |
| Prudential Financial Inc | 678,112 | $112.2M | 0.19% | −129,369−16.0% | Reduced |
| Alliancebernstein L.P. | 670,478 | $110.0M | 0.05% | −144,323−17.7% | Reduced |
| US Bancorp | 669,633 | $109.9M | 0.23% | −6,497−1.0% | Reduced |
| Raymond James & Associates | 655,575 | $107.6M | 0.11% | −28,556−4.2% | Reduced |
| Stifel Financial Corp | 640,967 | $105.2M | 0.17% | −11,416−1.7% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 637,087 | $104.5M | 0.34% | +53,447+9.2% | Added |
| New York State Teachers Retirement System | 626,314 | $102.8M | 0.27% | −8,311−1.3% | Reduced |
| HSBC Holdings PLC | 617,478 | $102.2M | 0.18% | −43,417−6.6% | Reduced |
| State Board of Administration of Florida Retirement System | 618,328 | $101.5M | 0.26% | −7,722−1.2% | Reduced |
| Wellington Management Group LLP | 611,101 | $100.3M | 0.02% | −1,527,038−71.4% | Reduced |
| Two Sigma Advisers, LP | 581,900 | $95.5M | 0.28% | +207,300+55.3% | Added |
| Old Republic International Corporation | 548,500 | $90.0M | 2.99% | 00.0% | Unchanged |
| Congress Asset Management Co | 537,467 | $88.2M | 0.95% | −16,771−3.0% | Reduced |
| Envestnet Asset Management Inc | 503,623 | $82.6M | 0.05% | −42,781−7.8% | Reduced |
| First Trust Advisors LP | 488,704 | $80.2M | 0.10% | +33,169+7.3% | Added |
| Bessemer Group Inc | 475,535 | $78.0M | 0.20% | +5,377+1.1% | Added |
| Two Sigma Investments, LP | 472,516 | $77.5M | 0.27% | +43,072+10.0% | Added |
| Zacks Investment Management | 455,605 | $74.8M | 1.19% | +6,980+1.6% | Added |
| Neuberger Berman Group LLC | 452,533 | $74.5M | 0.08% | −198,743−30.5% | Reduced |
| APG Asset Management N.V. | 436,560 | $73.1M | 0.19% | −43,082−9.0% | Reduced |
| Mackenzie Financial Corp | 444,872 | $73.0M | 0.13% | −217,846−32.9% | Reduced |
| Natixis Advisors, L.P. | 432,243 | $70.9M | 0.30% | −132,662−23.5% | Reduced |
| Korea Investment CORP | 431,674 | $70.8M | 0.22% | +52,240+13.8% | Added |
| Schroder Investment Management Group | 430,380 | $70.6M | 0.12% | −193,199−31.0% | Reduced |
| Manufacturers Life Insurance Company, The | 428,021 | $70.2M | 0.05% | +18,260+4.5% | Added |
| Commonwealth Equity Services, LLC | 427,664 | $70.2M | 0.19% | +2,301+0.5% | Added |
| HighTower Advisors, LLC | 424,088 | $69.5M | 0.19% | +13,930+3.4% | Added |
| DekaBank Deutsche Girozentrale | 401,362 | $67.4M | 0.20% | −1,415−0.4% | Reduced |
| STRS Ohio | 406,323 | $66.7M | 0.32% | −1,448−0.4% | Reduced |
| The PNC Financial Services Group, Inc. | 389,937 | $64.0M | 0.07% | +18,327+4.9% | Added |
| Rothschild & Co Asset Management US Inc. | 389,457 | $63.9M | 1.09% | −30,202−7.2% | Reduced |
| Retirement Systems of Alabama | 369,672 | $60.7M | 0.28% | −1,475−0.4% | Reduced |
| First Republic Investment Management, Inc. | 368,043 | $60.4M | 0.16% | +6,746+1.9% | Added |
| State of Tennessee, Treasury Department | 350,875 | $57.6M | 0.28% | +63,258+22.0% | Added |
| Great West Life Assurance Co | 345,183 | $56.6M | 0.16% | +989+0.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 344,477 | $56.5M | 0.13% | +3,999+1.2% | Added |
| Fifth Third Bancorp | 341,616 | $56.1M | 0.29% | −9,803−2.8% | Reduced |
| State of Wisconsin Investment Board | 337,517 | $55.4M | 0.18% | −77,265−18.6% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 332,215 | $54.5M | 0.15% | +7,465+2.3% | Added |
| Chevy Chase Trust Holdings, Inc. | 331,955 | $54.5M | 0.23% | +2,941+0.9% | Added |
| Ensign Peak Advisors, Inc | 326,150 | $53.5M | 0.13% | +58,056+21.7% | Added |
| Voloridge Investment Management, LLC | 319,357 | $52.4M | 0.28% | +168,793+112.1% | Added |
| Toronto Dominion Bank | 319,466 | $52.4M | 0.09% | +38,230+13.6% | Added |
| Allspring Global Investments Holdings, LLC | 318,975 | $52.3M | 0.09% | −21,834−6.4% | Reduced |
| Public Employees Retirement System of Ohio | 317,923 | $52.2M | 0.24% | −1,550−0.5% | Reduced |
| State of New Jersey Common Pension Fund D | 314,428 | $51.6M | 0.21% | +948+0.3% | Added |