Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2022

Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,992; −51 vs. Q2 2022
Shares held: 360.1M; −6.30M (−1.7%) vs. Q2 2022
Total value: $59.2B; −$6.31B (−9.6%) vs. Q2 2022
New holders: 92; 791 more added
Sold out: 143; 729 more reduced

34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 1,992 institutions

Value heldQ3 2022: $59.2B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,069	$351.1B
Q1 2026	3,772	$232.0B
Q4 2025	3,542	$188.7B
Q3 2025	3,150	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.

Institutions holding CAT in Q3 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
Spartan Planning & Wealth Management	2	$0	0.00%	00.0%	Unchanged
First Command Advisory Services, Inc.	50	$0	0.00%	+50	New
Semmax Financial Advisors Inc.	5	$1.00K	0.00%	−5−50.0%	Reduced
Proffitt & Goodson Inc	6	$1.00K	0.00%	00.0%	Unchanged
Morton Brown Family Wealth, LLC	5	$1.00K	0.00%	+5	New
Strengthening Families & Communities, LLC	12	$2.00K	0.00%	00.0%	Unchanged
USA Financial Portformulas Corp	10	$2.00K	0.00%	00.0%	Unchanged
Investment Research & Advisory Group, Inc.	10	$2.00K	0.00%	00.0%	Unchanged
Kayne Anderson Rudnick Investment Management LLC	13	$2.00K	0.00%	+13	New
New Millennium Group LLC	19	$3.00K	0.00%	00.0%	Unchanged
Point72 Hong Kong Ltd	22	$4.00K	0.00%	−1,968−98.9%	Reduced
Albion Financial Group	23	$4.00K	0.00%	−3−11.5%	Reduced
Financial Connections Group, Inc.	28	$4.00K	0.00%	00.0%	Unchanged
NewSquare Capital LLC	25	$4.00K	0.00%	00.0%	Unchanged
TFC Financial Management	24	$4.00K	0.00%	00.0%	Unchanged
HWG Holdings LP	22	$4.00K	0.00%	+22	New
Atlas Capital Advisors LLC	29	$4.76K	0.00%	−100−77.5%	Reduced
Abound Wealth Management	30	$4.94K	0.00%	+30	New
Iron Horse Wealth Management, LLC	30	$5.00K	0.01%	−86−74.1%	Reduced
RWM Asset Management, LLC	33	$5.00K	0.00%	00.0%	Unchanged
Thomas J. Herzfeld Advisors, Inc.	29	$5.00K	0.00%	00.0%	Unchanged
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.	30	$5.00K	0.07%	00.0%	Unchanged
Macroview Investment Management LLC	30	$5.00K	0.01%	00.0%	Unchanged
Tucker Asset Management LLC	25	$5.41K	0.00%	+25	New
Arlington Partners LLC	38	$6.00K	0.00%	00.0%	Unchanged
Dark Forest Capital Management LP	37	$6.00K	0.00%	+37	New
Stuart Chaussee & Associates, Inc.	40	$7.00K	0.02%	00.0%	Unchanged
TD Capital Management LLC	41	$7.00K	0.00%	+41	New
Exchange Traded Concepts, LLC	51	$8.00K	0.00%	−16,339−99.7%	Reduced
Kelly Financial Services LLC	53	$8.70K	0.01%	00.0%	Unchanged
Raffa Wealth Management, LLC	59	$9.68K	0.00%	00.0%	Unchanged
Bellwether Advisors, LLC	66	$10.0K	0.00%	00.0%	Unchanged
Credential Qtrade Securities Inc.	67	$11.0K	0.00%	00.0%	Unchanged
Mach-1 Financial Group, Inc.	72	$11.0K	0.01%	−45−38.5%	Reduced
Belmont Capital, LLC	70	$11.0K	0.01%	00.0%	Unchanged
IAG Wealth Partners, LLC	69	$11.0K	0.00%	+7+11.3%	Added
Financial Management Professionals, Inc.	68	$11.0K	0.00%	+10+17.2%	Added
Lowe Wealth Advisors, LLC	76	$12.0K	0.01%	00.0%	Unchanged
Loomis Sayles & Co L P	73	$12.0K	0.00%	+17+30.4%	Added
Paragon Wealth Strategies, LLC	70	$12.0K	0.01%	+70	New
Kelly Lawrence W & Associates Inc	79	$13.0K	0.00%	00.0%	Unchanged
Founders Capital Management	80	$13.0K	0.01%	00.0%	Unchanged
Oliver Lagore Vanvalin Investment Group	81	$13.0K	0.01%	00.0%	Unchanged
Tfo-TDC, LLC	79	$13.0K	0.00%	+70+777.8%	Added
Cary Street Partners Asset Management LLC	77	$13.0K	0.00%	+77	New
Grayhawk Investment Strategies Inc.	61	$14.0K	0.01%	00.0%	Unchanged
Coston, McIsaac & Partners	93	$15.0K	0.01%	00.0%	Unchanged
Annapolis Financial Services, LLC	94	$15.0K	0.01%	+20+27.0%	Added
Moisand Fitzgerald Tamayo, LLC	94	$15.0K	0.00%	+43+84.3%	Added
Twin Lakes Capital Management, LLC	100	$16.0K	0.01%	−730−88.0%	Reduced
TCTC Holdings, LLC	100	$16.0K	0.00%	00.0%	Unchanged
Spectrum Management Group, LLC	100	$16.0K	0.00%	00.0%	Unchanged
Karlinski Andrew C	100	$16.0K	0.02%	00.0%	Unchanged
Schubert & Co	97	$16.0K	0.02%	+11+12.8%	Added
Hillsdale Investment Management Inc.	100	$16.0K	0.00%	+100	New
Antonetti Capital Management LLC	115	$19.0K	0.02%	00.0%	Unchanged
Riggs Asset Managment Co. Inc.	122	$20.0K	0.01%	00.0%	Unchanged
Corsicana & Co.	130	$21.0K	0.02%	00.0%	Unchanged
Capital Advisors, Ltd. LLC	129	$21.0K	0.00%	+30+30.3%	Added
Bellevue Asset Management, LLC	122	$21.0K	0.02%	+20+19.6%	Added
Mark Sheptoff Financial Planning, LLC	132	$22.0K	0.01%	00.0%	Unchanged
Cedar Mountain Advisors, LLC	135	$22.0K	0.01%	00.0%	Unchanged
Private Ocean, LLC	141	$23.0K	0.00%	−2−1.4%	Reduced
EdgeRock Capital LLC	139	$23.0K	0.01%	+139	New
Hoese & Co LLP	150	$25.0K	0.03%	−600−80.0%	Reduced
Mascoma Wealth Management LLC	155	$25.0K	0.01%	00.0%	Unchanged
Stephenson National Bank & Trust	150	$25.0K	0.02%	00.0%	Unchanged
Arcadia Investment Management Corp	150	$25.0K	0.01%	00.0%	Unchanged
SkyView Investment Advisors, LLC	151	$25.0K	0.01%	00.0%	Unchanged
Lee Financial Co	158	$26.0K	0.00%	−4−2.5%	Reduced
HBC Financial Services, PLLC	165	$27.0K	0.02%	+1+0.6%	Added
DB Fitzpatrick & Co, Inc	168	$28.0K	0.03%	00.0%	Unchanged
Strategic Asset Management, LLC	178	$29.0K	0.05%	+1+0.6%	Added
MBM Wealth Consultants, LLC	176	$30.0K	0.01%	+21+13.5%	Added
Ellevest, Inc.	186	$31.0K	0.00%	−162−46.6%	Reduced
KB Financial Partners, LLC	187	$31.0K	0.01%	−1−0.5%	Reduced
AlphaMark Advisors, LLC	187	$31.0K	0.02%	00.0%	Unchanged
Wolff Wiese Magana LLC	194	$32.0K	0.03%	+12+6.6%	Added
Surevest, LLC	200	$33.0K	0.01%	−74−27.0%	Reduced
Financial Enhancement Group LLC	200	$33.0K	0.01%	00.0%	Unchanged
Morgan Dempsey Capital Management LLC	200	$33.0K	0.01%	+200	New
Cowa, LLC	200	$33.0K	0.02%	+200	New
Investors Research Corp	209	$34.0K	0.01%	00.0%	Unchanged
Leelyn Smith, LLC	216	$35.0K	0.01%	00.0%	Unchanged
Sierra Capital LLC	213	$35.0K	0.01%	+27+14.5%	Added
West Paces Advisors Inc.	218	$35.8K	0.01%	00.0%	Unchanged
Baystate Wealth Management LLC	219	$36.0K	0.00%	+1+0.5%	Added
Bray Capital Advisors	219	$36.0K	0.01%	+1+0.5%	Added
Canton Hathaway, LLC	217	$36.0K	0.01%	00.0%	Unchanged
Moser Wealth Advisors, LLC	220	$36.0K	0.03%	00.0%	Unchanged
Horrell Capital Management, Inc.	226	$37.0K	0.01%	00.0%	Unchanged
Castle Wealth Management LLC	224	$37.0K	0.02%	+37+19.8%	Added
Pin Oak Investment Advisors Inc	232	$38.0K	0.05%	00.0%	Unchanged
Avion Wealth	246	$40.0K	0.01%	−25−9.2%	Reduced
Providence Capital Advisors, LLC	245	$40.0K	0.01%	00.0%	Unchanged
Tacita Capital Inc	245	$40.0K	0.03%	00.0%	Unchanged
Clean Yield Group	245	$40.0K	0.02%	+33+15.6%	Added
Axiom Investment Management LLC	234	$40.0K	0.08%	+234	New
Baldrige Asset Management LLC	250	$41.0K	0.02%	00.0%	Unchanged
Center for Financial Planning, Inc.	250	$41.0K	0.01%	00.0%	Unchanged