Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,541 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,353,370 | $14.3B | 0.31% | +129,216+0.3% | Added |
| State Street Corp | 37,722,884 | $11.2B | 0.54% | +98,375+0.3% | Added |
| BlackRock Inc. | 33,510,465 | $9.91B | 0.25% | +308,875+0.9% | Added |
| Capital World Investors | 29,029,953 | $8.58B | 1.53% | +96,479+0.3% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $5.25B | 5.05% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 9,872,982 | $2.91B | 0.30% | +218,775+2.3% | Added |
| Fisher Asset Management, LLC | 8,139,040 | $2.41B | 1.27% | +173,108+2.2% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $2.17B | 5.14% | 00.0% | Unchanged |
| Morgan Stanley | 7,199,614 | $2.13B | 0.19% | +368,765+5.4% | Added |
| Northern Trust Corp | 6,653,373 | $1.97B | 0.36% | −309,436−4.4% | Reduced |
| Norges Bank | 5,616,260 | $1.66B | 0.29% | +220,617+4.1% | Added |
| FMR LLC | 5,518,127 | $1.63B | 0.13% | −520,080−8.6% | Reduced |
| Bank of America Corp | 4,696,180 | $1.39B | 0.16% | −460,167−8.9% | Reduced |
| Bank of New York Mellon Corp | 3,781,110 | $1.12B | 0.23% | −528,496−12.3% | Reduced |
| Charles Schwab Investment Management Inc | 3,264,635 | $947.9M | 0.24% | +529,420+19.4% | Added |
| Amundi | 3,203,591 | $936.4M | 0.42% | +328,117+11.4% | Added |
| Goldman Sachs Group Inc | 3,110,506 | $919.7M | 0.20% | −484,479−13.5% | Reduced |
| Legal & General Group Plc | 3,072,982 | $908.6M | 0.28% | +125,041+4.2% | Added |
| Invesco Ltd. | 3,044,540 | $900.2M | 0.21% | −21,932−0.7% | Reduced |
| Dimensional Fund Advisors LP | 2,833,681 | $837.9M | 0.24% | +131,755+4.9% | Added |
| Nuveen Asset Management, LLC | 2,722,274 | $804.9M | 0.26% | −203,191−6.9% | Reduced |
| UBS Asset Management Americas Inc | 2,358,927 | $697.5M | 0.27% | −29,939−1.3% | Reduced |
| Royal Bank of Canada | 2,235,057 | $660.8M | 0.16% | −288,600−11.4% | Reduced |
| JPMorgan Chase & Co | 2,007,020 | $593.4M | 0.06% | +331,327+19.8% | Added |
| Ameriprise Financial Inc | 1,963,604 | $580.3M | 0.17% | −109,173−5.3% | Reduced |
| Capital Research Global Investors | 1,900,774 | $562.0M | 0.14% | +5370.0% | Added |
| Wells Fargo & Company | 1,836,664 | $543.0M | 0.15% | +100,125+5.8% | Added |
| Primecap Management Co | 1,804,480 | $533.5M | 0.42% | −46,490−2.5% | Reduced |
| UBS Group AG | 1,761,391 | $520.8M | 0.21% | +467,337+36.1% | Added |
| Swiss National Bank | 1,595,200 | $471.7M | 0.35% | −62,400−3.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,552,782 | $459.1M | 0.34% | −35,578−2.2% | Reduced |
| Diamond Hill Capital Management Inc | 1,536,626 | $454.3M | 2.00% | +42,621+2.9% | Added |
| Deutsche Bank AG | 1,446,701 | $427.7M | 0.22% | +324,179+28.9% | Added |
| Barclays PLC | 1,421,528 | $420.3M | 0.22% | +32,797+2.4% | Added |
| HSBC Holdings PLC | 1,386,882 | $409.6M | 0.38% | +358,994+34.9% | Added |
| California Public Employees Retirement System | 1,208,816 | $357.4M | 0.27% | +202,154+20.1% | Added |
| Capital Wealth Planning, LLC | 1,182,453 | $349.6M | 4.00% | +1,178,168+27,495.2% | Added |
| Bank of Montreal | 1,120,830 | $334.1M | 0.18% | +43,106+4.0% | Added |
| Price T Rowe Associates Inc | 1,124,920 | $332.6M | 0.04% | −654,583−36.8% | Reduced |
| Credit Suisse AG | 1,118,068 | $330.6M | 0.32% | +13,888+1.3% | Added |
| Lazard Asset Management LLC | 1,109,581 | $328.1M | 0.42% | −290,307−20.7% | Reduced |
| Jane Street Group, LLC | 1,082,581 | $320.1M | 0.39% | +442,320+69.1% | Added |
| Nordea Investment Management AB | 1,016,464 | $298.9M | 0.38% | +160,670+18.8% | Added |
| Rhumbline Advisers | 925,155 | $273.5M | 0.29% | −4,873−0.5% | Reduced |
| National Pension Service | 903,806 | $267.2M | 0.37% | +20,516+2.3% | Added |
| ProShare Advisors LLC | 835,719 | $247.1M | 0.76% | −67,786−7.5% | Reduced |
| California State Teachers Retirement System | 819,362 | $242.3M | 0.33% | +2930.0% | Added |
| LPL Financial LLC | 785,746 | $232.3M | 0.14% | +25,380+3.3% | Added |
| Voya Investment Management LLC | 776,975 | $229.7M | 0.24% | +450,989+138.3% | Added |
| Los Angeles Capital Management LLC | 756,235 | $223.6M | 0.84% | −215,413−22.2% | Reduced |
| CI Private Wealth, LLC | 743,632 | $219.9M | 0.40% | +33,072+4.7% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 767,208 | $218.1M | 0.38% | +29,073+3.9% | Added |
| Principal Financial Group Inc | 727,853 | $215.2M | 0.14% | +65,635+9.9% | Added |
| Citigroup Inc | 710,231 | $210.0M | 0.28% | −26,325−3.6% | Reduced |
| New York State Common Retirement Fund | 706,755 | $209.0M | 0.29% | −80,098−10.2% | Reduced |
| Envestnet Asset Management Inc | 680,074 | $201.1M | 0.08% | +15,766+2.4% | Added |
| Stifel Financial Corp | 662,759 | $196.0M | 0.25% | +19,506+3.0% | Added |
| Raymond James & Associates | 641,610 | $189.7M | 0.14% | −8,738−1.3% | Reduced |
| US Bancorp | 641,494 | $189.7M | 0.28% | −8,023−1.2% | Reduced |
| Renaissance Technologies LLC | 634,200 | $187.5M | 0.29% | −272,258−30.0% | Reduced |
| Alliancebernstein L.P. | 602,339 | $178.1M | 0.07% | −16,673−2.7% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 600,734 | $177.6M | 0.79% | +591,790+6,616.6% | Added |
| DekaBank Deutsche Girozentrale | 592,712 | $175.5M | 0.36% | +62,848+11.9% | Added |
| Neuberger Berman Group LLC | 549,698 | $162.5M | 0.14% | −7,559−1.4% | Reduced |
| State Board of Administration of Florida Retirement System | 549,291 | $162.4M | 0.34% | +6,887+1.3% | Added |
| New York State Teachers Retirement System | 540,667 | $159.9M | 0.36% | −17,206−3.1% | Reduced |
| Manufacturers Life Insurance Company, The | 529,884 | $156.7M | 0.09% | +59,815+12.7% | Added |
| HighTower Advisors, LLC | 504,780 | $149.3M | 0.25% | +8,840+1.8% | Added |
| Victory Capital Management Inc | 502,267 | $148.5M | 0.16% | +292,710+139.7% | Added |
| Zacks Investment Management | 500,890 | $148.1M | 1.82% | −21,568−4.1% | Reduced |
| Fifth Third Bancorp | 485,869 | $143.7M | 0.61% | +13,325+2.8% | Added |
| National Bank of Canada | 464,813 | $136.0M | 0.25% | +67,615+17.0% | Added |
| Boston Partners | 456,245 | $134.8M | 0.18% | −37,359−7.6% | Reduced |
| Commonwealth Equity Services, LLC | 437,702 | $129.4M | 0.24% | −6,369−1.4% | Reduced |
| Baird Financial Group, Inc. | 433,752 | $128.2M | 0.29% | −55,082−11.3% | Reduced |
| Korea Investment CORP | 433,036 | $128.0M | 0.34% | −13,432−3.0% | Reduced |
| Citadel Advisors LLC | 430,286 | $127.2M | 0.13% | +403,092+1,482.3% | Added |
| Panagora Asset Management Inc | 423,047 | $125.1M | 0.70% | +55,392+15.1% | Added |
| American Century Companies Inc | 415,505 | $122.9M | 0.08% | +196,284+89.5% | Added |
| Penserra Capital Management LLC | 401,795 | $118.8M | 2.23% | +398,938+13,963.5% | Added |
| Thrivent Financial for Lutherans | 399,120 | $118.0M | 0.26% | +325,487+442.0% | Added |
| Prudential Financial Inc | 408,536 | $116.7M | 0.18% | −349,481−46.1% | Reduced |
| First Trust Advisors LP | 392,114 | $115.9M | 0.13% | +8,934+2.3% | Added |
| Franklin Resources Inc | 391,765 | $115.8M | 0.05% | +60,554+18.3% | Added |
| D. E. Shaw & Co., Inc. | 375,976 | $111.2M | 0.16% | +203,139+117.5% | Added |
| APG Asset Management N.V. | 407,955 | $109.2M | 0.21% | −44,149−9.8% | Reduced |
| Standard Life Aberdeen plc | 368,391 | $108.9M | 0.24% | +89,447+32.1% | Added |
| The PNC Financial Services Group, Inc. | 363,995 | $107.6M | 0.08% | +4,077+1.1% | Added |
| Toronto Dominion Bank | 361,403 | $106.9M | 0.16% | +62,573+20.9% | Added |
| Schroder Investment Management Group | 352,812 | $104.3M | 0.14% | −33,168−8.6% | Reduced |
| SG Americas Securities, LLC | 351,064 | $103.8M | 1.15% | +158,604+82.4% | Added |
| BNP Paribas Arbitrage, SA | 345,531 | $102.2M | 0.19% | +16,006+4.9% | Added |
| Great Lakes Advisors, LLC | 345,185 | $102.1M | 0.97% | −98,385−22.2% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 344,417 | $101.8M | 0.24% | +11,292+3.4% | Added |
| Susquehanna International Group, LLP | 341,313 | $100.9M | 0.17% | +1,645+0.5% | Added |
| Advisor Group Holdings, Inc. | 337,996 | $99.9M | 0.17% | −72,491−17.7% | Reduced |
| Asset Management One Co.,Ltd. | 326,391 | $96.9M | 0.39% | +21,738+7.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 325,990 | $96.4M | 0.16% | +9,419+3.0% | Added |
| Rockefeller Capital Management L.P. | 324,681 | $96.0M | 0.32% | +44,184+15.8% | Added |
| AQR Capital Management LLC | 307,091 | $90.8M | 0.17% | −75,238−19.7% | Reduced |