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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q4 2023 vs. Q3 2023

How the institutions holding Caterpillar Inc changed between Q3 2023 and Q4 2023.

All holders in Q4 2023All holders in Q3 2023

13F holders of CAT: Q3 2023 compared with Q4 2023
MeasureQ3 2023Of which not filed for Q4 2023Q4 2023Change
Holders2,409372,583+211
Shares356.3M795.6K354.5M−1.08M (−0.3%)
Value$97.3B$217.1M$104.6B+$7.48B (+7.7%)

37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (318)

Institutions that held Caterpillar Inc at the end of Q4 2023 but not at the end of Q3 2023.

Showing the largest 100 of 318 by value.

Institutions new to CAT in Q4 2023
InstitutionSharesValue% of portfolio
Caisse de Depot Et Placement du Quebec172,149$50.9M0.13%
Aware Super Pty Ltd as trustee of Aware Super81,918$46.9M0.64%
Van Eck Associates Corp75,101$22.2M0.04%
Susquehanna Portfolio Strategies, LLC70,788$20.9M0.37%
Pathstone Holdings, LLC68,373$20.2M0.11%
Sanibel Captiva Trust Company, Inc.46,544$13.8M0.51%
HighPoint Advisor Group LLC35,886$12.8M0.92%
Degroof Petercam Asset Management42,300$12.5M0.16%
Sandler Capital Management35,000$10.3M1.34%
CSM Advisors, LLC34,699$10.3M0.74%
Groupama Asset Managment34,076$10.1M0.26%
Focus Financial Network Inc29,676$8.77M0.33%
Teamwork Financial Advisors, LLC18,767$5.55M0.95%
GAM Holding AG17,980$5.32M0.40%
Creekmur Asset Management LLC17,941$5.30M1.65%
Optiver Holding B.V.17,079$5.05M0.15%
Smith Group Asset Management, LLC16,645$4.92M0.29%
Concurrent Investment Advisors, LLC16,489$4.88M0.23%
River & Mercantile Asset Management LLP16,000$4.73M0.90%
Turtle Creek Wealth Advisors, LLC15,866$4.69M1.38%
Legacy CG, LLC14,814$4.38M1.66%
Capital Investment Counsel, LLC14,720$4.35M1.64%
Gilliland Jeter Wealth Management LLC13,474$3.98M1.65%
Seascape Capital Management13,341$3.94M1.66%
FJ Investments, LLC13,300$3.93M0.19%
Principal Securities, Inc.12,958$3.83M0.14%
TCW Group Inc12,907$3.83M0.04%
Sapient Capital LLC12,700$3.76M0.10%
Tritonpoint Wealth, LLC12,535$3.71M0.36%
Vista Investment Partners LLC12,122$3.58M1.32%
Kames Capital plc11,592$3.43M0.05%
Occudo Quantitative Strategies LP11,574$3.42M0.46%
Midland Wealth Advisors LLC10,827$3.20M0.22%
Point72 Europe (London) LLP9,962$2.95M0.37%
Pinnacle Wealth Management, LLC9,898$2.93M3.35%
Cullen Investment Group, Ltd.8,627$2.55M0.45%
Symmetry Investments LP8,400$2.48M0.45%
Rothschild Investment LLC8,347$2.47M0.21%
Greater Midwest Financial Group, LLC8,218$2.43M1.65%
JPL Wealth Management, LLC8,093$2.39M1.72%
Brevan Howard Capital Management LP8,043$2.38M0.24%
Mirabaud & Cie SA7,893$2.33M0.78%
Mesirow Financial Investment Management, Inc.95,753$2.29M0.08%
JBR Co Financial Management Inc7,622$2.25M2.12%
Secured Retirement Advisors, LLC7,609$2.25M2.16%
Colony Group, LLC7,478$2.21M0.03%
Trueblood Wealth Management, LLC6,765$2.00M1.25%
AlTi Global, Inc.6,736$1.99M0.06%
Tyche Wealth Partners LLC6,712$1.98M0.48%
Temasek Holdings (Private) Ltd6,615$1.96M0.01%
Weaver Capital Management LLC6,471$1.91M0.77%
Rollins Financial Advisors, LLC6,395$1.89M0.39%
Modern Wealth Management, LLC6,122$1.81M0.23%
Crown Oak Advisors, LLC6,000$1.77M1.04%
Bridgewater Associates, LP5,997$1.77M0.01%
Strategic Planning Group, LLC5,910$1.75M0.58%
Duality Advisers, LP5,674$1.68M0.18%
Allen Wealth Management, LLC5,558$1.64M1.61%
Motiv8 Investments LLC5,154$1.52M1.36%
Trust Point Inc.5,141$1.52M0.13%
M&G Investments (USA) Inc.4,679$1.38M1.36%
Vivid Wealth Management, LLC4,509$1.33M0.91%
GAMMA Investing LLC4,383$1.32M0.36%
Lecap Asset Management Ltd4,322$1.28M0.47%
Elevate Wealth Advisory, Inc4,134$1.22M1.12%
Woodard & Co Asset Management Group Inc4,100$1.21M0.35%
Leo Wealth, LLC3,646$1.21M0.13%
Mitchell Sinkler & Starr4,040$1.19M0.22%
FCG Investment Co4,009$1.19M1.16%
K.J. Harrison & Partners Inc4,000$1.18M0.20%
Zega Financial, LLC3,902$1.15M0.48%
Evernest Financial Advisors, LLC3,837$1.13M0.58%
Qsemble Capital Management, LP3,836$1.13M0.28%
US Asset Management LLC3,767$1.11M1.10%
Lantern Wealth Advisors, LLC3,701$1.09M0.86%
Patrick M Sweeney & Associates, Inc3,607$1.07M0.98%
Souders Financial Advisors3,529$1.04M0.18%
1858 Wealth Management, LLC3,498$1.03M0.98%
Mango Five Family, Inc.3,465$1.02M0.39%
Mainstay Capital Management LLC3,384$1.00M0.19%
Menora Mivtachim Holdings Ltd.3,382$1.00M0.01%
PFC Capital Group, Inc.3,332$985.0K0.58%
Traphagen Investment Advisors LLC3,246$959.8K0.11%
Fiduciary Family Office, LLC3,054$903.0K0.39%
Vectors Research Management, LLC3,051$902.0K0.25%
Sciencast Management LP2,906$859.2K0.47%
Clarus Wealth Advisors3,001$845.9K0.50%
Quadcap Wealth Management, LLC2,852$843.3K0.22%
Plato Investment Management Ltd2,805$829.4K1.02%
DCM Advisors, LLC2,739$809.8K0.29%
Quotient Wealth Partners, LLC2,699$798.1K0.03%
Cidel Asset Management Inc2,689$795.1K0.03%
Guerra Pan Advisors, LLC2,651$783.8K0.75%
Skopos Labs, Inc.2,605$770.2K0.37%
RDA Financial Network2,604$769.9K0.29%
Nabity-Jensen Investment Management Inc2,564$758.1K0.68%
Jmac Enterprises LLC2,446$723.2K0.16%
Fiducient Advisors LLC2,420$715.5K0.13%
Advisor Resource Council2,337$691.0K0.08%
Arbor Wealth Advisors LLC2,337$691.0K0.71%

Sold out (107)

Institutions that held Caterpillar Inc at the end of Q3 2023 and filed for Q4 2023 without it.

Showing the largest 100 of 107 by value.

Institutions that sold out of CAT in Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
Massachusetts Financial Services Co536,083$146.4M
Holocene Advisors, LP320,619$87.5M
Adage Capital Partners GP, L.L.C.310,641$84.8M
Voloridge Investment Management, LLC232,988$63.6M
Ossiam163,536$44.6M
Atalanta Sosnoff Capital, LLC160,277$43.8M
Rheos Capital Works Inc.160,000$43.7M
Parallax Volatility Advisers, L.P.114,402$31.2M
Cubist Systematic Strategies, LLC88,978$24.3M
Quadrature Capital Ltd74,764$20.4M
Gladius Capital Management LP57,291$15.6M
Freemont Management S.A.34,200$9.34M
Segall Bryant & Hamill, LLC30,032$8.20M
Genus Capital Management Inc.25,744$7.03M
Cantor Fitzgerald, L. P.23,220$6.34M
Walleye Capital LLC22,251$6.07M
Bourgeon Capital Management LLC20,750$5.66M
Pearl River Capital, LLC18,922$5.17M
Artemis Investment Management LLP16,921$4.62M
Beck Bode, LLC13,474$3.68M
Surience Private Wealth LLC13,198$3.60M
IMC-Chicago, LLC12,608$3.44M
L & S Advisors Inc12,430$3.39M
Permanens Capital L.P.12,390$3.38M
Fund Management at Engine No. 1 LLC12,128$3.31M
BCJ Capital Management, LLC11,597$3.17M
WBI Investments8,554$2.34M
Stevens Capital Management LP8,374$2.29M
Cunning Capital Partners, LP7,320$2.00M
Worth Asset Management, LLC7,084$1.93M
Caas Capital Management LP6,900$1.88M
Y-Intercept (Hong Kong) Ltd6,342$1.73M
Versor Investments LP5,426$1.48M
Campbell & CO Investment Adviser LLC5,326$1.45M
Fosun International Ltd5,188$1.42M
Essex Investment Management Co LLC4,655$1.27M
Rollins Financial4,288$1.17M
Savoie Capital LLC3,465$945.9K
Dark Forest Capital Management LP3,445$940.5K
Laird Norton Trust Company, LLC3,407$929.9K
Alphadyne Asset Management LP3,168$864.9K
CTC Alternative Strategies, Ltd.2,900$791.7K
Alpha DNA Investment Management LLC2,874$784.6K
Friedenthal Financial2,751$751.0K
Mach-1 Financial Group, Inc.2,687$733.6K
Point72 Asset Management, L.P.2,554$697.2K
Eisler Capital (US) LLC2,431$663.7K
Engineers Gate Manager LP2,349$641.3K
Balyasny Asset Management LLC2,221$606.3K
Advisory Research Inc1,935$528.3K
Cable Hill Partners, LLC1,909$520.9K
Sanders Morris Harris LLC1,775$484.6K
Neo Ivy Capital Management1,760$480.0K
Paloma Partners Management Co1,752$478.3K
Banque Pictet & Cie SA1,700$464.1K
Landscape Capital Management, L.L.C.1,608$439.0K
ISAM Funds (UK) Ltd1,516$413.9K
C2C Wealth Management, LLC1,505$407.5K
Capital CS Group, LLC1,437$392.3K
Prelude Capital Management, LLC1,314$358.7K
Keebeck Alpha, LP1,255$342.6K
Crestone Asset Management LLC1,255$342.6K
Capital Markets Trading UK LLP1,250$341.0K
Members Capital Advisors Inc1,225$334.4K
Marotta Asset Management1,192$325.5K
Jessup Wealth Management, Inc1,174$320.5K
Dentgroup LLC1,161$317.1K
Destination Wealth Management1,150$313.9K
Evoke Wealth, LLC1,108$302.6K
Lloyd Advisory Services, LLC.1,065$290.7K
Norden Group LLC1,065$290.7K
Calton & Associates, Inc.1,047$286.0K
Inceptionr LLC1,025$279.8K
JSF Financial, LLC1,022$279.1K
Q3 Asset Management958$261.0K
Legacy Financial Group LLC956$260.9K
Convergence Financial, LLC953$260.2K
Weybosset Research & Management LLC950$259.0K
Sonata Capital Group Inc916$250.0K
PFG Investments, LLC865$236.3K
Trellis Advisors, LLC828$226.0K
Fortune 45 LLC828$225.9K
Strategic Wealth Partners, Ltd.825$225.2K
Keystone Financial Group808$220.6K
Clarity Financial LLC793$216.5K
Lavaca Capital LLC790$215.7K
Cohen & Steers, Inc.781$213.0K
Vicus Capital771$210.3K
Linscomb & Williams, Inc.758$206.9K
Total Wealth Planning, LLC748$204.2K
Hall Capital Management Co Inc745$203.4K
Bessemer Securities LLC639$174.0K
Strengthening Families & Communities, LLC503$137.0K
Riverview Trust Co485$132.4K
Briaud Financial Planning, Inc433$118.0K
Earnest Partners LLC286$78.1K
Hibernia Wealth Partners, LLC272$74.2K
Rock Creek Group, LP247$67.4K
Milestone Investment Advisors LLC160$43.7K
Vestor Capital, LLC154$42.0K

Not filed for Q4 2023 yet (37)

Institutions that held Caterpillar Inc at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q3 2023 that haven't filed for Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
First Republic Investment Management, Inc.373,157$101.9M
Front Barnett Associates LLC88,935$24.3M
Virginia Retirement Systems Et Al83,712$22.9M
Mastrapasqua Asset Management Inc45,783$12.5M
Pathstone Family Office, LLC45,394$12.4M
Colony Group LLC28,213$7.70M
Advisor Partners II, LLC25,319$6.91M
Sturgeon Ventures LLP13,955$3.81M
Focus Financial Network, Inc.10,320$2.82M
Triad Financial Advisors, Inc.9,298$2.54M
Rothschild Investment Corp9,006$2.46M
Bryn Mawr Trust Co8,879$2.42M
Tradewinds, LLC.7,649$2.09M
Ropes Wealth Advisors LLC7,402$2.02M
Comerica Securities,inc.5,103$1.39M
Windsor Group LTD4,087$1.12M
Private Asset Management Inc3,689$1.01M
Sutton Wealth Advisors Inc.3,107$848.2K
V Wealth Advisors LLC3,005$820.3K
WFA of San Diego, LLC2,118$578.2K
Bedel Financial Consulting Inc1,887$515.3K
Mark Stevens1,686$460.3K
Truadvice, LLC1,782$427.1K
Goodwin Daniel L1,480$404.0K
Cornerstone Retirement Group, Inc.1,200$327.6K
Sweeney & Michel, LLC1,329$312.2K
Corundum Trust Company, INC1,136$310.1K
Tiedemann Advisors, LLC1,131$308.8K
Golden Green, Inc.1,092$298.1K
Polaris Wealth Advisory Group, LLC1,006$274.6K
Foster Dykema Cabot & Co Inc869$237.0K
Icon Wealth Partners, LLC791$215.9K
Steward Financial Group LLC741$202.0K
Johnson Midwest Financial, LLC490$133.8K
KB Financial Partners, LLC394$108.0K
Column Capital Advisors, LLC320$87.4K
Antonetti Capital Management LLC116$31.7K