Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,541 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,224,154 | $13.2B | 0.32% | −507,609−1.0% | Reduced |
| State Street Corp | 37,624,509 | $10.3B | 0.57% | −1,370,076−3.5% | Reduced |
| BlackRock Inc. | 33,201,590 | $9.06B | 0.26% | −707,279−2.1% | Reduced |
| Capital World Investors | 28,933,474 | $7.90B | 1.56% | +130,412+0.5% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $4.85B | 4.88% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 9,654,207 | $2.63B | 0.31% | +121,962+1.3% | Added |
| Fisher Asset Management, LLC | 7,965,932 | $2.17B | 1.23% | +241,626+3.1% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $2.01B | 5.16% | 00.0% | Unchanged |
| Northern Trust Corp | 6,962,809 | $1.90B | 0.37% | +111,384+1.6% | Added |
| Morgan Stanley | 6,830,849 | $1.86B | 0.19% | +47,258+0.7% | Added |
| FMR LLC | 6,038,207 | $1.65B | 0.14% | +781,111+14.9% | Added |
| Norges Bank | 5,395,643 | $1.47B | 0.30% | +196,083+3.8% | Added |
| Bank of America Corp | 5,156,347 | $1.41B | 0.17% | +1,051,998+25.6% | Added |
| Bank of New York Mellon Corp | 4,309,606 | $1.18B | 0.26% | −431,011−9.1% | Reduced |
| Goldman Sachs Group Inc | 3,594,985 | $981.4M | 0.25% | +11,256+0.3% | Added |
| Invesco Ltd. | 3,066,472 | $837.1M | 0.23% | −366,667−10.7% | Reduced |
| Legal & General Group Plc | 2,947,941 | $804.8M | 0.28% | −173,007−5.5% | Reduced |
| Nuveen Asset Management, LLC | 2,925,465 | $798.7M | 0.28% | −134,449−4.4% | Reduced |
| Amundi | 2,875,474 | $770.5M | 0.38% | −124,682−4.2% | Reduced |
| Charles Schwab Investment Management Inc | 2,735,215 | $746.7M | 0.21% | −8,174−0.3% | Reduced |
| Dimensional Fund Advisors LP | 2,701,926 | $737.7M | 0.24% | +84,455+3.2% | Added |
| Royal Bank of Canada | 2,523,657 | $689.0M | 0.20% | +218,554+9.5% | Added |
| UBS Asset Management Americas Inc | 2,388,866 | $652.2M | 0.29% | −89,044−3.6% | Reduced |
| Ameriprise Financial Inc | 2,072,777 | $565.8M | 0.19% | −76,145−3.5% | Reduced |
| Capital Research Global Investors | 1,900,237 | $518.8M | 0.14% | +87,830+4.8% | Added |
| Primecap Management Co | 1,850,970 | $505.3M | 0.43% | −18,360−1.0% | Reduced |
| Price T Rowe Associates Inc | 1,779,503 | $485.8M | 0.07% | +727,962+69.2% | Added |
| Wells Fargo & Company | 1,736,539 | $474.1M | 0.15% | −64,603−3.6% | Reduced |
| JPMorgan Chase & Co | 1,675,693 | $457.5M | 0.05% | +127,235+8.2% | Added |
| Swiss National Bank | 1,657,600 | $452.5M | 0.35% | −207,200−11.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,588,360 | $433.6M | 0.36% | −30,682−1.9% | Reduced |
| Capital International Investors | 1,525,592 | $416.5M | 0.11% | +2,552+0.2% | Added |
| Diamond Hill Capital Management Inc | 1,494,005 | $407.9M | 1.97% | −217,090−12.7% | Reduced |
| Lazard Asset Management LLC | 1,399,888 | $382.2M | 0.52% | +71,344+5.4% | Added |
| Barclays PLC | 1,388,731 | $379.1M | 0.25% | +298,534+27.4% | Added |
| UBS Group AG | 1,294,054 | $353.3M | 0.16% | −374,800−22.5% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1,154,466 | $315.1M | 0.47% | −1,054,455−47.7% | Reduced |
| Deutsche Bank AG | 1,122,522 | $306.4M | 0.20% | −140,659−11.1% | Reduced |
| Bank of Montreal | 1,077,724 | $306.1M | 0.18% | +311,094+40.6% | Added |
| Winslow Capital Management, LLC | 1,117,830 | $305.2M | 1.45% | +1,070,570+2,265.3% | Added |
| Credit Suisse AG | 1,104,180 | $301.4M | 0.32% | +104,997+10.5% | Added |
| HSBC Holdings PLC | 1,027,888 | $280.5M | 0.31% | −26,914−2.6% | Reduced |
| California Public Employees Retirement System | 1,006,662 | $274.8M | 0.24% | +22,667+2.3% | Added |
| Los Angeles Capital Management LLC | 971,648 | $265.3M | 1.13% | +358,180+58.4% | Added |
| Rhumbline Advisers | 930,028 | $253.9M | 0.29% | −2290.0% | Reduced |
| Renaissance Technologies LLC | 906,458 | $247.5M | 0.42% | −433,552−32.4% | Reduced |
| ProShare Advisors LLC | 903,505 | $246.7M | 0.77% | −97,599−9.7% | Reduced |
| National Pension Service | 883,290 | $238.1M | 0.38% | +19,176+2.2% | Added |
| Nordea Investment Management AB | 855,794 | $235.0M | 0.33% | +81,304+10.5% | Added |
| California State Teachers Retirement System | 819,069 | $223.6M | 0.34% | −37,159−4.3% | Reduced |
| New York State Common Retirement Fund | 786,853 | $214.8M | 0.31% | −50,774−6.1% | Reduced |
| LPL Financial LLC | 760,366 | $207.6M | 0.15% | +36,984+5.1% | Added |
| Prudential Financial Inc | 758,017 | $206.9M | 0.32% | +101,145+15.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 738,135 | $201.5M | 0.41% | +35,317+5.0% | Added |
| Citigroup Inc | 736,556 | $201.1M | 0.29% | −191,167−20.6% | Reduced |
| CI Private Wealth, LLC | 710,560 | $194.0M | 0.45% | −280.0% | Reduced |
| Envestnet Asset Management Inc | 664,308 | $181.4M | 0.08% | +143,077+27.4% | Added |
| Principal Financial Group Inc | 662,218 | $180.8M | 0.13% | +62,985+10.5% | Added |
| Raymond James & Associates | 650,348 | $177.5M | 0.15% | +17,724+2.8% | Added |
| US Bancorp | 649,517 | $177.3M | 0.29% | −12,561−1.9% | Reduced |
| Stifel Financial Corp | 643,253 | $175.6M | 0.25% | +5,494+0.9% | Added |
| Jane Street Group, LLC | 640,261 | $174.8M | 0.27% | +195,447+43.9% | Added |
| Alliancebernstein L.P. | 619,012 | $169.0M | 0.07% | −24,362−3.8% | Reduced |
| New York State Teachers Retirement System | 557,873 | $152.3M | 0.37% | −25,334−4.3% | Reduced |
| Neuberger Berman Group LLC | 557,257 | $152.1M | 0.14% | −280,234−33.5% | Reduced |
| State Board of Administration of Florida Retirement System | 542,404 | $148.1M | 0.35% | −23,790−4.2% | Reduced |
| Massachusetts Financial Services Co | 536,083 | $146.4M | 0.05% | +208,952+63.9% | Added |
| DekaBank Deutsche Girozentrale | 529,864 | $144.7M | 0.33% | −26,097−4.7% | Reduced |
| Zacks Investment Management | 522,458 | $142.6M | 1.85% | +3,042+0.6% | Added |
| HighTower Advisors, LLC | 495,940 | $135.3M | 0.25% | +18,646+3.9% | Added |
| Baird Financial Group, Inc. | 488,834 | $133.5M | 0.36% | +13,525+2.8% | Added |
| AXA S.A. | 488,667 | $133.4M | 0.47% | −29,189−5.6% | Reduced |
| Boston Partners | 493,604 | $133.3M | 0.18% | −131,858−21.1% | Reduced |
| Fifth Third Bancorp | 472,544 | $129.0M | 0.60% | +47,008+11.0% | Added |
| Manufacturers Life Insurance Company, The | 470,069 | $128.3M | 0.07% | −2,558−0.5% | Reduced |
| APG Asset Management N.V. | 452,104 | $123.4M | 0.25% | +36,111+8.7% | Added |
| Korea Investment CORP | 446,468 | $121.9M | 0.36% | −60,245−11.9% | Reduced |
| Commonwealth Equity Services, LLC | 444,071 | $121.2M | 0.25% | +3,838+0.9% | Added |
| Great Lakes Advisors, LLC | 443,570 | $121.1M | 1.10% | +108,894+32.5% | Added |
| 1832 Asset Management L.P. | 434,400 | $118.6M | 0.25% | +434,194+210,773.8% | Added |
| Man Group plc | – | $113.3M | 0.35% | – | – |
| Advisor Group Holdings, Inc. | 410,487 | $112.1M | 0.17% | +74,605+22.2% | Added |
| National Bank of Canada | 397,198 | $107.8M | 0.20% | +25,506+6.9% | Added |
| Schroder Investment Management Group | 385,980 | $105.4M | 0.16% | −252,673−39.6% | Reduced |
| First Trust Advisors LP | 383,180 | $104.6M | 0.12% | −50,591−11.7% | Reduced |
| AQR Capital Management LLC | 382,329 | $104.4M | 0.22% | +62,020+19.4% | Added |
| First Republic Investment Management, Inc. | 373,157 | $101.9M | 0.29% | +373,157 | New |
| Panagora Asset Management Inc | 367,655 | $100.4M | 0.62% | +52,576+16.7% | Added |
| The PNC Financial Services Group, Inc. | 359,918 | $98.3M | 0.08% | −2,707−0.7% | Reduced |
| Susquehanna International Group, LLP | 339,668 | $92.7M | 0.14% | +97,018+40.0% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 333,125 | $90.9M | 0.23% | −9,530−2.8% | Reduced |
| Franklin Resources Inc | 331,211 | $90.4M | 0.05% | +32,100+10.7% | Added |
| BNP Paribas Arbitrage, SA | 329,525 | $90.0M | 0.20% | +38,618+13.3% | Added |
| Voya Investment Management LLC | 325,986 | $89.0M | 0.10% | −1,089,105−77.0% | Reduced |
| Mackenzie Financial Corp | 326,142 | $87.7M | 0.15% | +66,767+25.7% | Added |
| Holocene Advisors, LP | 320,619 | $87.5M | 0.39% | +320,619 | New |
| Raymond James Financial Services Advisors, Inc. | 316,571 | $86.4M | 0.16% | −1,094−0.3% | Reduced |
| Adage Capital Partners GP, L.L.C. | 310,641 | $84.8M | 0.19% | +194,700+167.9% | Added |
| SEI Investments Co | 307,014 | $83.8M | 0.15% | +216,018+237.4% | Added |
| Asset Management One Co.,Ltd. | 304,653 | $83.2M | 0.37% | +7,614+2.6% | Added |