Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,069 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2023 年第 3 季 13F 持有人
Caterpillar Inc 在 2023/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 2,409
- 較 2023 年第 2 季 +110 家
- 持有股數
- 3.56 億
- 較 2023 年第 2 季 −225.5 萬 (−0.6%)
- 總市值
- $973.3 億
- 較 2023 年第 2 季 +$94.2 億 (+10.7%)
- 新進機構
- 190
- 另有 911 家加碼
- 清倉機構
- 80
- 另有 903 家減碼
另有 30 家機構在 2023 年第 2 季持有、還沒有申報 2023 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,069 | $3,511 億 |
| 2026 年第 1 季 | 3,772 | $2,320 億 |
| 2025 年第 4 季 | 3,542 | $1,887 億 |
| 2025 年第 3 季 | 3,150 | $1,590 億 |
| 2025 年第 2 季 | 3,023 | $1,280 億 |
| 2025 年第 1 季 | 2,903 | $1,090 億 |
| 2024 年第 4 季 | 3,010 | $1,234 億 |
| 2024 年第 3 季 | 2,838 | $1,336 億 |
| 2024 年第 2 季 | 2,713 | $1,145 億 |
| 2024 年第 1 季 | 2,714 | $1,276 億 |
| 2023 年第 4 季 | 2,583 | $1,046 億 |
| 2023 年第 3 季 | 2,409 | $973.3 億 |
| 2023 年第 2 季 | 2,329 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2023 年第 3 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2023 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,224,154 | $131.7 億 | 0.32% | −507,609−1.0% | 減碼 |
| State Street Corp | 37,624,509 | $102.7 億 | 0.57% | −1,370,076−3.5% | 減碼 |
| BlackRock Inc. | 33,201,590 | $90.6 億 | 0.26% | −707,279−2.1% | 減碼 |
| Capital World Investors | 28,933,474 | $79.0 億 | 1.56% | +130,412+0.5% | 加碼 |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $48.5 億 | 4.88% | 00.0% | 不變 |
| Geode Capital Management, LLC | 9,654,207 | $26.3 億 | 0.31% | +121,962+1.3% | 加碼 |
| Fisher Asset Management, LLC | 7,965,932 | $21.7 億 | 1.23% | +241,626+3.1% | 加碼 |
| Gates Foundation Trust大師蓋茲基金會信託 | 7,353,614 | $20.1 億 | 5.16% | 00.0% | 不變 |
| Northern Trust Corp | 6,962,809 | $19.0 億 | 0.37% | +111,384+1.6% | 加碼 |
| Morgan Stanley | 6,830,849 | $18.6 億 | 0.19% | +47,258+0.7% | 加碼 |
| FMR LLC | 6,038,207 | $16.5 億 | 0.14% | +781,111+14.9% | 加碼 |
| Norges Bank | 5,395,643 | $14.7 億 | 0.30% | +196,083+3.8% | 加碼 |
| Bank of America Corp | 5,156,347 | $14.1 億 | 0.17% | +1,051,998+25.6% | 加碼 |
| Bank of New York Mellon Corp | 4,309,606 | $11.8 億 | 0.26% | −431,011−9.1% | 減碼 |
| Goldman Sachs Group Inc | 3,594,985 | $9.81 億 | 0.25% | +11,256+0.3% | 加碼 |
| Invesco Ltd. | 3,066,472 | $8.37 億 | 0.23% | −366,667−10.7% | 減碼 |
| Legal & General Group Plc | 2,947,941 | $8.05 億 | 0.28% | −173,007−5.5% | 減碼 |
| Nuveen Asset Management, LLC | 2,925,465 | $7.99 億 | 0.28% | −134,449−4.4% | 減碼 |
| Amundi | 2,875,474 | $7.71 億 | 0.38% | −124,682−4.2% | 減碼 |
| Charles Schwab Investment Management Inc | 2,735,215 | $7.47 億 | 0.21% | −8,174−0.3% | 減碼 |
| Dimensional Fund Advisors LP | 2,701,926 | $7.38 億 | 0.24% | +84,455+3.2% | 加碼 |
| Royal Bank of Canada | 2,523,657 | $6.89 億 | 0.20% | +218,554+9.5% | 加碼 |
| UBS Asset Management Americas Inc | 2,388,866 | $6.52 億 | 0.29% | −89,044−3.6% | 減碼 |
| Ameriprise Financial Inc | 2,072,777 | $5.66 億 | 0.19% | −76,145−3.5% | 減碼 |
| Capital Research Global Investors | 1,900,237 | $5.19 億 | 0.14% | +87,830+4.8% | 加碼 |
| Primecap Management Co | 1,850,970 | $5.05 億 | 0.43% | −18,360−1.0% | 減碼 |
| Price T Rowe Associates Inc | 1,779,503 | $4.86 億 | 0.07% | +727,962+69.2% | 加碼 |
| Wells Fargo & Company | 1,736,539 | $4.74 億 | 0.15% | −64,603−3.6% | 減碼 |
| JPMorgan Chase & Co | 1,675,693 | $4.57 億 | 0.05% | +127,235+8.2% | 加碼 |
| Swiss National Bank | 1,657,600 | $4.53 億 | 0.35% | −207,200−11.1% | 減碼 |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,588,360 | $4.34 億 | 0.36% | −30,682−1.9% | 減碼 |
| Capital International Investors | 1,525,592 | $4.16 億 | 0.11% | +2,552+0.2% | 加碼 |
| Diamond Hill Capital Management Inc | 1,494,005 | $4.08 億 | 1.97% | −217,090−12.7% | 減碼 |
| Lazard Asset Management LLC | 1,399,888 | $3.82 億 | 0.52% | +71,344+5.4% | 加碼 |
| Barclays PLC | 1,388,731 | $3.79 億 | 0.25% | +298,534+27.4% | 加碼 |
| UBS Group AG | 1,294,054 | $3.53 億 | 0.16% | −374,800−22.5% | 減碼 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1,154,466 | $3.15 億 | 0.47% | −1,054,455−47.7% | 減碼 |
| Deutsche Bank AG | 1,122,522 | $3.06 億 | 0.20% | −140,659−11.1% | 減碼 |
| Bank of Montreal | 1,077,724 | $3.06 億 | 0.18% | +311,094+40.6% | 加碼 |
| Winslow Capital Management, LLC | 1,117,830 | $3.05 億 | 1.45% | +1,070,570+2,265.3% | 加碼 |
| Credit Suisse AG | 1,104,180 | $3.01 億 | 0.32% | +104,997+10.5% | 加碼 |
| HSBC Holdings PLC | 1,027,888 | $2.81 億 | 0.31% | −26,914−2.6% | 減碼 |
| California Public Employees Retirement System | 1,006,662 | $2.75 億 | 0.24% | +22,667+2.3% | 加碼 |
| Los Angeles Capital Management LLC | 971,648 | $2.65 億 | 1.13% | +358,180+58.4% | 加碼 |
| Rhumbline Advisers | 930,028 | $2.54 億 | 0.29% | −2290.0% | 減碼 |
| Renaissance Technologies LLC | 906,458 | $2.47 億 | 0.42% | −433,552−32.4% | 減碼 |
| ProShare Advisors LLC | 903,505 | $2.47 億 | 0.77% | −97,599−9.7% | 減碼 |
| National Pension Service | 883,290 | $2.38 億 | 0.38% | +19,176+2.2% | 加碼 |
| Nordea Investment Management AB | 855,794 | $2.35 億 | 0.33% | +81,304+10.5% | 加碼 |
| California State Teachers Retirement System | 819,069 | $2.24 億 | 0.34% | −37,159−4.3% | 減碼 |
| New York State Common Retirement Fund | 786,853 | $2.15 億 | 0.31% | −50,774−6.1% | 減碼 |
| LPL Financial LLC | 760,366 | $2.08 億 | 0.15% | +36,984+5.1% | 加碼 |
| Prudential Financial Inc | 758,017 | $2.07 億 | 0.32% | +101,145+15.4% | 加碼 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 738,135 | $2.02 億 | 0.41% | +35,317+5.0% | 加碼 |
| Citigroup Inc | 736,556 | $2.01 億 | 0.29% | −191,167−20.6% | 減碼 |
| CI Private Wealth, LLC | 710,560 | $1.94 億 | 0.45% | −280.0% | 減碼 |
| Envestnet Asset Management Inc | 664,308 | $1.81 億 | 0.08% | +143,077+27.4% | 加碼 |
| Principal Financial Group Inc | 662,218 | $1.81 億 | 0.13% | +62,985+10.5% | 加碼 |
| Raymond James & Associates | 650,348 | $1.78 億 | 0.15% | +17,724+2.8% | 加碼 |
| US Bancorp | 649,517 | $1.77 億 | 0.29% | −12,561−1.9% | 減碼 |
| Stifel Financial Corp | 643,253 | $1.76 億 | 0.25% | +5,494+0.9% | 加碼 |
| Jane Street Group, LLC | 640,261 | $1.75 億 | 0.27% | +195,447+43.9% | 加碼 |
| Alliancebernstein L.P. | 619,012 | $1.69 億 | 0.07% | −24,362−3.8% | 減碼 |
| New York State Teachers Retirement System | 557,873 | $1.52 億 | 0.37% | −25,334−4.3% | 減碼 |
| Neuberger Berman Group LLC | 557,257 | $1.52 億 | 0.14% | −280,234−33.5% | 減碼 |
| State Board of Administration of Florida Retirement System | 542,404 | $1.48 億 | 0.35% | −23,790−4.2% | 減碼 |
| Massachusetts Financial Services Co | 536,083 | $1.46 億 | 0.05% | +208,952+63.9% | 加碼 |
| DekaBank Deutsche Girozentrale | 529,864 | $1.45 億 | 0.33% | −26,097−4.7% | 減碼 |
| Zacks Investment Management | 522,458 | $1.43 億 | 1.85% | +3,042+0.6% | 加碼 |
| HighTower Advisors, LLC | 495,940 | $1.35 億 | 0.25% | +18,646+3.9% | 加碼 |
| Baird Financial Group, Inc. | 488,834 | $1.33 億 | 0.36% | +13,525+2.8% | 加碼 |
| AXA S.A. | 488,667 | $1.33 億 | 0.47% | −29,189−5.6% | 減碼 |
| Boston Partners | 493,604 | $1.33 億 | 0.18% | −131,858−21.1% | 減碼 |
| Fifth Third Bancorp | 472,544 | $1.29 億 | 0.60% | +47,008+11.0% | 加碼 |
| Manufacturers Life Insurance Company, The | 470,069 | $1.28 億 | 0.07% | −2,558−0.5% | 減碼 |
| APG Asset Management N.V. | 452,104 | $1.23 億 | 0.25% | +36,111+8.7% | 加碼 |
| Korea Investment CORP | 446,468 | $1.22 億 | 0.36% | −60,245−11.9% | 減碼 |
| Commonwealth Equity Services, LLC | 444,071 | $1.21 億 | 0.25% | +3,838+0.9% | 加碼 |
| Great Lakes Advisors, LLC | 443,570 | $1.21 億 | 1.10% | +108,894+32.5% | 加碼 |
| 1832 Asset Management L.P. | 434,400 | $1.19 億 | 0.25% | +434,194+210,773.8% | 加碼 |
| Man Group plc | – | $1.13 億 | 0.35% | – | – |
| Advisor Group Holdings, Inc. | 410,487 | $1.12 億 | 0.17% | +74,605+22.2% | 加碼 |
| National Bank of Canada | 397,198 | $1.08 億 | 0.20% | +25,506+6.9% | 加碼 |
| Schroder Investment Management Group | 385,980 | $1.05 億 | 0.16% | −252,673−39.6% | 減碼 |
| First Trust Advisors LP | 383,180 | $1.05 億 | 0.12% | −50,591−11.7% | 減碼 |
| AQR Capital Management LLC | 382,329 | $1.04 億 | 0.22% | +62,020+19.4% | 加碼 |
| First Republic Investment Management, Inc. | 373,157 | $1.02 億 | 0.29% | +373,157 | 新進 |
| Panagora Asset Management Inc | 367,655 | $1.00 億 | 0.62% | +52,576+16.7% | 加碼 |
| The PNC Financial Services Group, Inc. | 359,918 | $9,826 萬 | 0.08% | −2,707−0.7% | 減碼 |
| Susquehanna International Group, LLP | 339,668 | $9,273 萬 | 0.14% | +97,018+40.0% | 加碼 |
| Mitsubishi UFJ Trust & Banking Corp | 333,125 | $9,094 萬 | 0.23% | −9,530−2.8% | 減碼 |
| Franklin Resources Inc | 331,211 | $9,042 萬 | 0.05% | +32,100+10.7% | 加碼 |
| BNP Paribas Arbitrage, SA | 329,525 | $8,996 萬 | 0.20% | +38,618+13.3% | 加碼 |
| Voya Investment Management LLC | 325,986 | $8,899 萬 | 0.10% | −1,089,105−77.0% | 減碼 |
| Mackenzie Financial Corp | 326,142 | $8,772 萬 | 0.15% | +66,767+25.7% | 加碼 |
| Holocene Advisors, LP | 320,619 | $8,753 萬 | 0.39% | +320,619 | 新進 |
| Raymond James Financial Services Advisors, Inc. | 316,571 | $8,642 萬 | 0.16% | −1,094−0.3% | 減碼 |
| Adage Capital Partners GP, L.L.C. | 310,641 | $8,480 萬 | 0.19% | +194,700+167.9% | 加碼 |
| SEI Investments Co | 307,014 | $8,382 萬 | 0.15% | +216,018+237.4% | 加碼 |
| Asset Management One Co.,Ltd. | 304,653 | $8,317 萬 | 0.37% | +7,614+2.6% | 加碼 |