Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,069 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2021 年第 4 季 13F 持有人
Caterpillar Inc 在 2021/12/31 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 2,161
- 較 2021 年第 3 季 +247 家
- 持有股數
- 3.62 億
- 較 2021 年第 3 季 −711.6 萬 (−1.9%)
- 總市值
- $748.9 億
- 較 2021 年第 3 季 +$39.6 億 (+5.6%)
- 新進機構
- 346
- 另有 846 家加碼
- 清倉機構
- 99
- 另有 628 家減碼
另有 29 家機構在 2021 年第 3 季持有、還沒有申報 2021 年第 4 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,069 | $3,511 億 |
| 2026 年第 1 季 | 3,772 | $2,320 億 |
| 2025 年第 4 季 | 3,542 | $1,887 億 |
| 2025 年第 3 季 | 3,150 | $1,590 億 |
| 2025 年第 2 季 | 3,023 | $1,280 億 |
| 2025 年第 1 季 | 2,903 | $1,090 億 |
| 2024 年第 4 季 | 3,010 | $1,234 億 |
| 2024 年第 3 季 | 2,838 | $1,336 億 |
| 2024 年第 2 季 | 2,713 | $1,145 億 |
| 2024 年第 1 季 | 2,714 | $1,276 億 |
| 2023 年第 4 季 | 2,583 | $1,046 億 |
| 2023 年第 3 季 | 2,409 | $973.3 億 |
| 2023 年第 2 季 | 2,329 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2021 年第 4 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2021 年第 3 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Vanguard Group Inc | 47,559,902 | $98.3 億 | 0.22% | −294,862−0.6% | 減碼 |
| State Street Corp | 40,833,234 | $84.4 億 | 0.40% | +55,641+0.1% | 加碼 |
| BlackRock Inc. | 36,502,143 | $75.5 億 | 0.19% | −1,225,416−3.2% | 減碼 |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $36.7 億 | 3.64% | 00.0% | 不變 |
| Capital World Investors | 13,262,687 | $27.4 億 | 0.43% | +1,373,656+11.6% | 加碼 |
| Gates Foundation Trust大師蓋茲基金會信託 | 9,685,132 | $20.0 億 | 8.72% | 00.0% | 不變 |
| Geode Capital Management, LLC | 8,619,170 | $17.8 億 | 0.21% | +52,169+0.6% | 加碼 |
| Northern Trust Corp | 7,433,713 | $15.4 億 | 0.25% | −96,424−1.3% | 減碼 |
| Fisher Asset Management, LLC | 7,004,189 | $14.5 億 | 0.81% | +168,085+2.5% | 加碼 |
| Norges Bank | 5,335,303 | $11.0 億 | 0.23% | −6340.0% | 減碼 |
| Invesco Ltd. | 4,864,120 | $10.1 億 | 0.24% | +643,392+15.2% | 加碼 |
| Morgan Stanley | 4,806,004 | $9.94 億 | 0.12% | −2,0050.0% | 減碼 |
| Bank of New York Mellon Corp | 4,797,636 | $9.92 億 | 0.18% | +9,437+0.2% | 加碼 |
| FMR LLC | 4,174,250 | $8.63 億 | 0.06% | −848,793−16.9% | 減碼 |
| Bank of America Corp | 4,075,089 | $8.42 億 | 0.09% | +63,761+1.6% | 加碼 |
| Legal & General Group Plc | 3,618,673 | $7.48 億 | 0.23% | −83,612−2.3% | 減碼 |
| Royal Bank of Canada | 3,512,025 | $7.26 億 | 0.18% | +776,001+28.4% | 加碼 |
| Wellington Management Group LLP | 3,505,364 | $7.25 億 | 0.12% | −174,941−4.8% | 減碼 |
| Primecap Management Co | 3,377,908 | $6.98 億 | 0.48% | −137,350−3.9% | 減碼 |
| Capital Research Global Investors | 3,227,058 | $6.67 億 | 0.15% | +4530.0% | 加碼 |
| Nuveen Asset Management, LLC | 3,201,913 | $6.62 億 | 0.20% | −37,945−1.2% | 減碼 |
| Goldman Sachs Group Inc | 3,176,587 | $6.57 億 | 0.16% | +171,412+5.7% | 加碼 |
| UBS Asset Management Americas Inc | 2,894,837 | $5.98 億 | 0.23% | −113,945−3.8% | 減碼 |
| Amundi | 2,436,946 | $5.53 億 | 0.35% | +256,959+11.8% | 加碼 |
| Charles Schwab Investment Management Inc | 2,598,413 | $5.37 億 | 0.16% | +52,372+2.1% | 加碼 |
| Price T Rowe Associates Inc | 2,571,959 | $5.32 億 | 0.05% | −1,876,630−42.2% | 減碼 |
| Wells Fargo & Company | 2,475,299 | $5.12 億 | 0.13% | −427,611−14.7% | 減碼 |
| Ameriprise Financial Inc | 2,374,434 | $4.87 億 | 0.13% | +656,988+38.3% | 加碼 |
| Dimensional Fund Advisors LP | 2,288,254 | $4.73 億 | 0.14% | −118,867−4.9% | 減碼 |
| Swiss National Bank | 2,080,941 | $4.30 億 | 0.26% | −85,100−3.9% | 減碼 |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,831,703 | $3.79 億 | 0.23% | −64,173−3.4% | 減碼 |
| TD Asset Management Inc | 1,796,962 | $3.72 億 | 0.31% | +44,385+2.5% | 加碼 |
| Deutsche Bank AG | 1,769,205 | $3.66 億 | 0.16% | +106,731+6.4% | 加碼 |
| Parametric Portfolio Associates LLC | 1,766,887 | $3.65 億 | 0.19% | +41,516+2.4% | 加碼 |
| Two Sigma Advisers, LP | 1,737,800 | $3.59 億 | 0.90% | −262,800−13.1% | 減碼 |
| Capital International Investors | 1,684,769 | $3.48 億 | 0.07% | −6,018,821−78.1% | 減碼 |
| Barclays PLC | 1,543,970 | $3.19 億 | 0.20% | +217,783+16.4% | 加碼 |
| UBS Group AG | 1,361,054 | $2.81 億 | 0.11% | +332,173+32.3% | 加碼 |
| Boston Partners | 1,337,314 | $2.77 億 | 0.33% | −274,409−17.0% | 減碼 |
| Diamond Hill Capital Management Inc | 1,319,648 | $2.73 億 | 0.97% | +40,538+3.2% | 加碼 |
| D. E. Shaw & Co., Inc. | 1,227,769 | $2.54 億 | 0.31% | −384,069−23.8% | 減碼 |
| Neuberger Berman Group LLC | 1,229,797 | $2.53 億 | 0.20% | +374,337+43.8% | 加碼 |
| California Public Employees Retirement System | 1,170,795 | $2.42 億 | 0.16% | −61,107−5.0% | 減碼 |
| Citigroup Inc | 1,147,310 | $2.37 億 | 0.21% | −66,064−5.4% | 減碼 |
| Two Sigma Investments, LP | 1,119,416 | $2.31 億 | 0.57% | −109,691−8.9% | 減碼 |
| ProShare Advisors LLC | 1,068,587 | $2.21 億 | 0.43% | +125,755+13.3% | 加碼 |
| Lazard Asset Management LLC | 1,065,272 | $2.20 億 | 0.23% | +15,089+1.4% | 加碼 |
| Principal Financial Group Inc | 1,050,505 | $2.17 億 | 0.13% | −24,586−2.3% | 減碼 |
| Bank of Montreal | 1,012,723 | $2.09 億 | 0.11% | −481,989−32.2% | 減碼 |
| Manufacturers Life Insurance Company, The | 997,003 | $2.06 億 | 0.13% | −91,840−8.4% | 減碼 |
| New York State Common Retirement Fund | 985,287 | $2.04 億 | 0.20% | −5,580−0.6% | 減碼 |
| California State Teachers Retirement System | 984,009 | $2.03 億 | 0.24% | +26,643+2.8% | 加碼 |
| JPMorgan Chase & Co | 983,825 | $2.03 億 | 0.03% | +76,955+8.5% | 加碼 |
| Credit Suisse AG | 934,105 | $1.93 億 | 0.16% | −55,897−5.6% | 減碼 |
| Eaton Vance Management | 871,547 | $1.80 億 | 0.22% | −62,716−6.7% | 減碼 |
| Rhumbline Advisers | 843,897 | $1.74 億 | 0.21% | +14,505+1.7% | 加碼 |
| Capital Wealth Planning, LLC | 805,899 | $1.67 億 | 3.69% | +69,811+9.5% | 加碼 |
| Envestnet Asset Management Inc | 789,328 | $1.63 億 | 0.08% | +42,188+5.6% | 加碼 |
| Prudential Financial Inc | 794,461 | $1.62 億 | 0.20% | +201,279+33.9% | 加碼 |
| Baird Financial Group, Inc. | 762,198 | $1.58 億 | 0.37% | +55,604+7.9% | 加碼 |
| National Pension Service | 723,174 | $1.50 億 | 0.26% | −9,649−1.3% | 減碼 |
| Alliancebernstein L.P. | 691,666 | $1.43 億 | 0.05% | −51,733−7.0% | 減碼 |
| Mackenzie Financial Corp | 681,835 | $1.41 億 | 0.19% | +18,903+2.9% | 加碼 |
| State Board of Administration of Florida Retirement System | 680,112 | $1.41 億 | 0.25% | −6,471−0.9% | 減碼 |
| B. Metzler seel. Sohn & Co. AG | 665,176 | $1.37 億 | 1.78% | +665,176 | 新進 |
| New York State Teachers Retirement System | 638,385 | $1.32 億 | 0.26% | −9,985−1.5% | 減碼 |
| LPL Financial LLC | 631,226 | $1.30 億 | 0.11% | +47,174+8.1% | 加碼 |
| Raymond James & Associates | 614,063 | $1.27 億 | 0.10% | +47,324+8.4% | 加碼 |
| APG Asset Management N.V. | 693,713 | $1.26 億 | 0.21% | +11,189+1.6% | 加碼 |
| Susquehanna International Group, LLP | 600,049 | $1.24 億 | 0.19% | +152,755+34.2% | 加碼 |
| Stifel Financial Corp | 577,821 | $1.19 億 | 0.16% | +59,713+11.5% | 加碼 |
| US Bancorp | 572,049 | $1.18 億 | 0.19% | +75,499+15.2% | 加碼 |
| Millennium Management LLC | 571,045 | $1.18 億 | 0.13% | +194,348+51.6% | 加碼 |
| The PNC Financial Services Group, Inc. | 568,518 | $1.18 億 | 0.10% | +8,052+1.4% | 加碼 |
| HSBC Holdings PLC | 568,294 | $1.17 億 | 0.12% | −79,863−12.3% | 減碼 |
| Old Republic International Corporation | 567,000 | $1.17 億 | 2.23% | 00.0% | 不變 |
| Canada Pension Plan Investment Board | 545,423 | $1.13 億 | 0.12% | +41,194+8.2% | 加碼 |
| Franklin Resources Inc | 534,682 | $1.11 億 | 0.04% | +4,590+0.9% | 加碼 |
| Adage Capital Partners GP, L.L.C. | 532,704 | $1.10 億 | 0.20% | +95,151+21.7% | 加碼 |
| Congress Asset Management Co | 527,831 | $1.09 億 | 0.83% | −68,497−11.5% | 減碼 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 512,412 | $1.06 億 | 0.42% | +40,915+8.7% | 加碼 |
| Natixis | 467,338 | $9,615 萬 | 0.33% | −226,073−32.6% | 減碼 |
| Rothschild & Co Asset Management US Inc. | 462,411 | $9,560 萬 | 1.12% | −7,572−1.6% | 減碼 |
| Allspring Global Investments Holdings, LLC | 443,975 | $9,179 萬 | 0.10% | +443,975 | 新進 |
| Man Group plc | 432,485 | $8,941 萬 | 0.29% | +15,520+3.7% | 加碼 |
| Great West Life Assurance Co | 431,960 | $8,913 萬 | 0.18% | +128,166+42.2% | 加碼 |
| Commonwealth Equity Services, LLC | 423,783 | $8,761 萬 | 0.20% | +15,160+3.7% | 加碼 |
| Mn Services Vermogensbeheer B.V. | 416,228 | $8,605 萬 | 0.50% | +8,400+2.1% | 加碼 |
| STRS Ohio | 404,268 | $8,358 萬 | 0.29% | −13,245−3.2% | 減碼 |
| HighTower Advisors, LLC | 404,514 | $8,355 萬 | 0.18% | +28,553+7.6% | 加碼 |
| Zacks Investment Management | 399,416 | $8,258 萬 | 1.16% | +6,288+1.6% | 加碼 |
| Natixis Advisors, L.P. | 393,476 | $8,135 萬 | 0.31% | +49,266+14.3% | 加碼 |
| Allianz Asset Management GmbH | 388,645 | $8,034 萬 | 0.06% | −267,328−40.8% | 減碼 |
| Retirement Systems of Alabama | 386,969 | $8,000 萬 | 0.28% | −20,096−4.9% | 減碼 |
| Ardevora Asset Management LLP | 380,534 | $7,867 萬 | 0.84% | +45,900+13.7% | 加碼 |
| Victory Capital Management Inc | 370,443 | $7,659 萬 | 0.07% | −55,146−13.0% | 減碼 |
| First Trust Advisors LP | 362,471 | $7,494 萬 | 0.07% | +6,369+1.8% | 加碼 |
| Toronto Dominion Bank | 352,262 | $7,283 萬 | 0.10% | −66,370−15.9% | 減碼 |
| State of Wisconsin Investment Board | 343,841 | $7,109 萬 | 0.14% | −41,614−10.8% | 減碼 |
| State of Tennessee, Treasury Department | 339,705 | $7,023 萬 | 0.26% | +121,191+55.5% | 加碼 |