Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,069 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2021 年第 3 季 13F 持有人
Caterpillar Inc 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 1,943
- 較 2021 年第 2 季 −52 家
- 持有股數
- 3.70 億
- 較 2021 年第 2 季 −644.8 萬 (−1.7%)
- 總市值
- $710.9 億
- 較 2021 年第 2 季 −$108.2 億 (−13.2%)
- 新進機構
- 99
- 另有 824 家加碼
- 清倉機構
- 151
- 另有 692 家減碼
另有 33 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,069 | $3,511 億 |
| 2026 年第 1 季 | 3,772 | $2,320 億 |
| 2025 年第 4 季 | 3,542 | $1,887 億 |
| 2025 年第 3 季 | 3,150 | $1,590 億 |
| 2025 年第 2 季 | 3,023 | $1,280 億 |
| 2025 年第 1 季 | 2,903 | $1,090 億 |
| 2024 年第 4 季 | 3,010 | $1,234 億 |
| 2024 年第 3 季 | 2,838 | $1,336 億 |
| 2024 年第 2 季 | 2,713 | $1,145 億 |
| 2024 年第 1 季 | 2,714 | $1,276 億 |
| 2023 年第 4 季 | 2,583 | $1,046 億 |
| 2023 年第 3 季 | 2,409 | $973.3 億 |
| 2023 年第 2 季 | 2,329 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2021 年第 3 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Vanguard Group Inc | 47,854,764 | $91.9 億 | 0.23% | +419,797+0.9% | 加碼 |
| State Street Corp | 40,777,593 | $78.3 億 | 0.41% | −264,148−0.6% | 減碼 |
| BlackRock Inc. | 37,727,559 | $72.4 億 | 0.20% | +838,706+2.3% | 加碼 |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $34.1 億 | 3.79% | −1,425,021−7.4% | 減碼 |
| Capital World Investors | 11,889,031 | $22.8 億 | 0.39% | −222,525−1.8% | 減碼 |
| Gates Foundation Trust大師蓋茲基金會信託 | 9,685,132 | $18.6 億 | 8.02% | −471,624−4.6% | 減碼 |
| Geode Capital Management, LLC | 8,567,001 | $16.4 億 | 0.22% | +49,786+0.6% | 加碼 |
| Capital International Investors | 7,703,590 | $14.8 億 | 0.34% | −1,027,115−11.8% | 減碼 |
| Northern Trust Corp | 7,530,137 | $14.5 億 | 0.26% | +1,026,426+15.8% | 加碼 |
| Fisher Asset Management, LLC | 6,836,104 | $13.1 億 | 0.82% | +192,752+2.9% | 加碼 |
| Norges Bank | 5,335,937 | $10.2 億 | 0.23% | +295,539+5.9% | 加碼 |
| FMR LLC | 5,023,043 | $9.64 億 | 0.08% | −1,472,004−22.7% | 減碼 |
| Morgan Stanley | 4,808,009 | $9.23 億 | 0.12% | −262,440−5.2% | 減碼 |
| Bank of New York Mellon Corp | 4,788,199 | $9.19 億 | 0.18% | +13,127+0.3% | 加碼 |
| Price T Rowe Associates Inc | 4,448,589 | $8.54 億 | 0.08% | −4,313,093−49.2% | 減碼 |
| Invesco Ltd. | 4,220,728 | $8.10 億 | 0.21% | +407,276+10.7% | 加碼 |
| Bank of America Corp | 4,011,328 | $7.70 億 | 0.09% | +89,038+2.3% | 加碼 |
| Legal & General Group Plc | 3,702,285 | $7.11 億 | 0.23% | +82,964+2.3% | 加碼 |
| Wellington Management Group LLP | 3,680,305 | $7.07 億 | 0.12% | −62,235−1.7% | 減碼 |
| Primecap Management Co | 3,515,258 | $6.75 億 | 0.48% | −40,887−1.1% | 減碼 |
| Nuveen Asset Management, LLC | 3,239,858 | $6.22 億 | 0.19% | −886,413−21.5% | 減碼 |
| Capital Research Global Investors | 3,226,605 | $6.19 億 | 0.14% | −203,074−5.9% | 減碼 |
| UBS Asset Management Americas Inc | 3,008,782 | $5.78 億 | 0.24% | −91,607−3.0% | 減碼 |
| Goldman Sachs Group Inc | 3,005,175 | $5.77 億 | 0.15% | +1,208,429+67.3% | 加碼 |
| Wells Fargo & Company | 2,902,910 | $5.57 億 | 0.13% | +312,520+12.1% | 加碼 |
| Royal Bank of Canada | 2,736,024 | $5.25 億 | 0.15% | −94,459−3.3% | 減碼 |
| Charles Schwab Investment Management Inc | 2,546,041 | $4.89 億 | 0.16% | +23,996+1.0% | 加碼 |
| Dimensional Fund Advisors LP | 2,407,121 | $4.62 億 | 0.15% | −40,504−1.7% | 減碼 |
| Amundi | 2,179,987 | $4.18 億 | 0.29% | −407,051−15.7% | 減碼 |
| Swiss National Bank | 2,166,041 | $4.16 億 | 0.26% | −57,700−2.6% | 減碼 |
| Two Sigma Advisers, LP | 2,000,600 | $3.84 億 | 1.00% | +1,794,400+870.2% | 加碼 |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,895,876 | $3.64 億 | 0.23% | −216,390−10.2% | 減碼 |
| TD Asset Management Inc | 1,752,577 | $3.36 億 | 0.35% | +94,167+5.7% | 加碼 |
| Parametric Portfolio Associates LLC | 1,725,371 | $3.31 億 | 0.19% | −58,516−3.3% | 減碼 |
| Ameriprise Financial Inc | 1,717,446 | $3.30 億 | 0.11% | +171,074+11.1% | 加碼 |
| Deutsche Bank AG | 1,662,474 | $3.19 億 | 0.15% | −191,396−10.3% | 減碼 |
| Boston Partners | 1,611,723 | $3.09 億 | 0.39% | −409,786−20.3% | 減碼 |
| D. E. Shaw & Co., Inc. | 1,611,838 | $3.09 億 | 0.39% | +1,368,570+562.6% | 加碼 |
| Bank of Montreal | 1,494,712 | $3.08 億 | 0.15% | +148,674+11.0% | 加碼 |
| Renaissance Technologies LLC | 1,382,300 | $2.65 億 | 0.34% | +339,522+32.6% | 加碼 |
| Barclays PLC | 1,326,187 | $2.55 億 | 0.18% | +127,157+10.6% | 加碼 |
| Diamond Hill Capital Management Inc | 1,279,110 | $2.46 億 | 0.93% | +63,850+5.3% | 加碼 |
| California Public Employees Retirement System | 1,231,902 | $2.36 億 | 0.18% | +2,036+0.2% | 加碼 |
| Two Sigma Investments, LP | 1,229,107 | $2.36 億 | 0.63% | +575,926+88.2% | 加碼 |
| Citigroup Inc | 1,213,374 | $2.33 億 | 0.23% | +164,468+15.7% | 加碼 |
| Manufacturers Life Insurance Company, The | 1,088,843 | $2.09 億 | 0.17% | −35,773−3.2% | 減碼 |
| Principal Financial Group Inc | 1,075,091 | $2.06 億 | 0.13% | +133,130+14.1% | 加碼 |
| Lazard Asset Management LLC | 1,050,183 | $2.02 億 | 0.23% | +1,548+0.1% | 加碼 |
| UBS Group AG | 1,028,881 | $1.98 億 | 0.08% | −153,342−13.0% | 減碼 |
| New York State Common Retirement Fund | 990,867 | $1.90 億 | 0.20% | −36,295−3.5% | 減碼 |
| Credit Suisse AG | 990,002 | $1.90 億 | 0.15% | −94,112−8.7% | 減碼 |
| California State Teachers Retirement System | 957,366 | $1.84 億 | 0.24% | −26,174−2.7% | 減碼 |
| ProShare Advisors LLC | 942,832 | $1.81 億 | 0.51% | +96,590+11.4% | 加碼 |
| Eaton Vance Management | 934,263 | $1.77 億 | 0.25% | −109,323−10.5% | 減碼 |
| JPMorgan Chase & Co | 906,870 | $1.74 億 | 0.02% | −141,408−13.5% | 減碼 |
| Neuberger Berman Group LLC | 855,460 | $1.63 億 | 0.14% | +28,575+3.5% | 加碼 |
| Rhumbline Advisers | 829,392 | $1.59 億 | 0.22% | −2,799−0.3% | 減碼 |
| Envestnet Asset Management Inc | 747,140 | $1.43 億 | 0.08% | +15,437+2.1% | 加碼 |
| Alliancebernstein L.P. | 743,399 | $1.43 億 | 0.06% | −72,791−8.9% | 減碼 |
| Capital Wealth Planning, LLC | 736,088 | $1.41 億 | 3.89% | +730,257+12,523.7% | 加碼 |
| National Pension Service | 732,823 | $1.41 億 | 0.27% | +1,500+0.2% | 加碼 |
| Baird Financial Group, Inc. | 706,594 | $1.36 億 | 0.35% | +72,822+11.5% | 加碼 |
| Natixis | 693,411 | $1.32 億 | 0.46% | −184,705−21.0% | 減碼 |
| State Board of Administration of Florida Retirement System | 686,583 | $1.32 億 | 0.26% | −20,334−2.9% | 減碼 |
| Mackenzie Financial Corp | 662,932 | $1.27 億 | 0.18% | +78,754+13.5% | 加碼 |
| Allianz Asset Management GmbH | 655,973 | $1.26 億 | 0.10% | −85,374−11.5% | 減碼 |
| HSBC Holdings PLC | 648,157 | $1.26 億 | 0.14% | −196,038−23.2% | 減碼 |
| Bank of Nova Scotia | 649,744 | $1.25 億 | 0.23% | −11,285−1.7% | 減碼 |
| New York State Teachers Retirement System | 648,370 | $1.24 億 | 0.26% | −2,015−0.3% | 減碼 |
| B. Metzler seel. Sohn & Co. Holding AG | 625,404 | $1.21 億 | 1.76% | +588,627+1,600.5% | 加碼 |
| Prudential Financial Inc | 593,182 | $1.17 億 | 0.16% | +114,841+24.0% | 加碼 |
| Congress Asset Management Co | 596,328 | $1.14 億 | 0.89% | +56,297+10.4% | 加碼 |
| APG Asset Management N.V. | 682,524 | $1.13 億 | 0.20% | −39,417−5.5% | 減碼 |
| LPL Financial LLC | 584,052 | $1.12 億 | 0.11% | −9,871−1.7% | 減碼 |
| Old Republic International Corporation | 567,000 | $1.09 億 | 2.27% | 00.0% | 不變 |
| Raymond James & Associates | 566,739 | $1.09 億 | 0.10% | −17,276−3.0% | 減碼 |
| The PNC Financial Services Group, Inc. | 560,466 | $1.08 億 | 0.10% | −40,249−6.7% | 減碼 |
| Franklin Resources Inc | 530,092 | $1.02 億 | 0.04% | +30,125+6.0% | 加碼 |
| Stifel Financial Corp | 518,108 | $9,946 萬 | 0.15% | +30,018+6.2% | 加碼 |
| Canada Pension Plan Investment Board | 504,229 | $9,680 萬 | 0.11% | −8,980−1.7% | 減碼 |
| US Bancorp | 496,550 | $9,532 萬 | 0.18% | +71,404+16.8% | 加碼 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 471,497 | $9,051 萬 | 0.45% | +39,549+9.2% | 加碼 |
| Rothschild & Co Asset Management US Inc. | 469,983 | $9,022 萬 | 1.12% | −11,619−2.4% | 減碼 |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 462,813 | $8,885 萬 | 0.33% | +152,114+49.0% | 加碼 |
| Migdal Insurance & Financial Holdings Ltd. | 457,500 | $8,783 萬 | 0.92% | +230,000+101.1% | 加碼 |
| BNP Paribas Arbitrage, SA | 456,101 | $8,756 萬 | 0.21% | +15,382+3.5% | 加碼 |
| Susquehanna International Group, LLP | 447,294 | $8,587 萬 | 0.11% | −694,308−60.8% | 減碼 |
| AMF Pensionsforsakring AB | 444,940 | $8,546 萬 | 0.62% | −85,541−16.1% | 減碼 |
| Zurich Insurance Group Ltd | 439,924 | $8,445 萬 | 1.01% | +94,350+27.3% | 加碼 |
| Adage Capital Partners GP, L.L.C. | 437,553 | $8,400 萬 | 0.17% | −158,255−26.6% | 減碼 |
| Victory Capital Management Inc | 425,589 | $8,170 萬 | 0.08% | −18,399−4.1% | 減碼 |
| Toronto Dominion Bank | 418,632 | $8,036 萬 | 0.13% | +21,451+5.4% | 加碼 |
| STRS Ohio | 417,513 | $8,015 萬 | 0.30% | −18,641−4.3% | 減碼 |
| Man Group plc | 416,965 | $8,005 萬 | 0.28% | +80,378+23.9% | 加碼 |
| Commonwealth Equity Services, LLC | 408,623 | $7,844 萬 | 0.20% | +18,137+4.6% | 加碼 |
| Mn Services Vermogensbeheer B.V. | 407,828 | $7,829 萬 | 0.50% | +7,900+2.0% | 加碼 |
| Retirement Systems of Alabama | 407,065 | $7,814 萬 | 0.29% | −12,374−3.0% | 減碼 |
| Zacks Investment Management | 393,128 | $7,547 萬 | 1.19% | +11,105+2.9% | 加碼 |
| Aviva PLC | 390,709 | $7,501 萬 | 0.33% | −2,506−0.6% | 減碼 |
| State of Wisconsin Investment Board | 385,455 | $7,400 萬 | 0.15% | +16,301+4.4% | 加碼 |