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Caterpillar Inc

CAT
交易所
NYSE
產業
Construction Machinery & Equip
SEC CIK
0000018230

近 90 天,Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出;2026 年第 2 季末有 4,070 家機構在 13F 申報持有,市值合計 $3,511 億;蓋茲基金會信託、馬克爾集團等 5 位大師持有。

2021 年第 3 季與 2021 年第 2 季比較

持有 Caterpillar Inc 的機構從 2021 年第 2 季到 2021 年第 3 季的變化。

2021 年第 3 季全部持有人2021 年第 2 季全部持有人

CAT 的 13F 持有人:2021 年第 2 季與 2021 年第 3 季比較
項目2021 年第 2 季其中尚未申報 2021 年第 3 季2021 年第 3 季變化
持有家數2,028331,943−52
股數3.77 億52.2 萬3.70 億−644.8 萬 (−1.7%)
市值$820.3 億$1.14 億$710.9 億−$108.2 億 (−13.2%)

33 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季:沒申報不算清倉,所以變化不計入它們。

新進機構(99 家)

2021 年第 3 季季末持有 Caterpillar Inc、2021 年第 2 季季末沒有持有的機構。

2021 年第 3 季新進 CAT 的機構
機構股數市值佔組合 %
Pictet Asset Management SA262,426$5,038 萬0.06%
Penserra Capital Management LLC129,832$2,492 萬0.52%
Tredje AP-fonden81,530$1,565 萬0.33%
Badgley Phelps Wealth Managers, LLC65,090$1,250 萬0.45%
Fred Alger Management, LLC62,331$1,197 萬0.03%
Moore Capital Management, LP58,482$1,123 萬0.23%
Inverness Counsel LLC57,401$1,102 萬0.40%
SeaTown Holdings Pte. Ltd.50,000$959.9 萬0.43%
Bokf, NA47,085$903.9 萬0.16%
Permanens Capital L.P.39,278$754.0 萬1.37%
Independent Wealth Network Inc.26,083$530.9 萬3.48%
Claudia M.P. Batlle, CRP (R) LLC27,573$529.3 萬2.52%
Signet Financial Management, LLC22,450$431.0 萬0.74%
Robbins Farley LLC20,881$400.9 萬2.96%
U.S. Capital Wealth Advisors, LLC19,282$370.1 萬0.16%
Grantham, Mayo, Van Otterloo & Co. LLC16,126$309.6 萬0.02%
Ally Financial Inc.13,000$249.6 萬0.24%
Virtu Financial LLC11,157$214.2 萬0.19%
Sowell Financial Services LLC10,905$209.3 萬0.14%
Kempner Capital Management Inc.9,815$188.4 萬1.07%
Traynor Capital Management, Inc.9,577$183.8 萬0.25%
6 Meridian9,503$182.4 萬0.14%
NorthCoast Asset Management LLC9,422$180.9 萬0.07%
Jupiter Wealth Management LLC7,965$164.6 萬0.78%
Arabesque Asset Management Ltd8,243$158.2 萬0.53%
Pensionfund DSM Netherlands8,000$153.6 萬0.20%
Studio Investment Management LLC7,845$150.6 萬0.65%
XTX Topco Ltd7,686$147.5 萬0.50%
Diamant Asset Management, Inc.6,755$129.7 萬1.07%
Deltec Asset Management LLC6,300$120.9 萬0.18%
B. Riley Wealth Management, Inc.5,767$110.7 萬0.09%
Bluefin Capital Management, LLC5,121$98.3 萬0.11%
Kaizen Financial Strategies4,283$82.2 萬0.66%
FORA Capital, LLC3,937$75.6 萬0.19%
US Asset Management LLC3,805$73.0 萬0.71%
Souders Financial Advisors3,375$64.8 萬0.21%
Y-Intercept (Hong Kong) Ltd3,360$64.5 萬0.12%
Ferris Capital, LLC2,693$56.2 萬0.12%
Silicon Hills Wealth Management, LLC2,899$55.7 萬0.38%
CenterStar Asset Management, LLC–$53.7 萬0.42%
Mirabella Financial Services LLP2,784$53.4 萬0.07%
Twinbeech Capital LP2,561$49.2 萬0.03%
Cahaba Wealth Management, Inc.2,395$45.9 萬0.07%
Select Asset Management & Trust2,272$43.6 萬0.31%
Kozak & Associates, Inc.2,015$41.9 萬0.25%
Trust Co of Virginia2,149$41.3 萬0.05%
First Affirmative Financial Network2,115$40.6 萬0.42%
Ergoteles LLC2,087$40.1 萬0.01%
Fort Sheridan Advisors LLC2,045$39.3 萬0.13%
McElhenny Sheffield Capital Management, LLC2,027$38.9 萬0.18%
Farmers National Bank2,135$38.9 萬0.15%
CastleArk Alternatives, LLC1,940$37.2 萬0.01%
TrinityPoint Wealth, LLC1,881$36.1 萬0.07%
Compton Capital Management Inc1,850$35.5 萬0.10%
Shoker Investment Counsel, Inc.1,779$34.1 萬0.17%
Kavar Capital Partners Group, LLC1,775$34.1 萬0.08%
WealthBridge Capital Management, LLC1,595$30.6 萬0.11%
XR Securities LLC1,584$30.4 萬0.28%
Altus Wealth Group LLC1,552$29.8 萬0.30%
Meridian Financial Partners LLC1,560$29.5 萬0.20%
Tennessee Valley Asset Management Partners1,422$27.3 萬0.10%
PBMares Wealth Management LLC1,381$26.5 萬0.13%
First National Corp1,367$26.2 萬0.06%
WestHill Financial Advisors, Inc.1,332$25.6 萬0.08%
JSF Financial, LLC1,323$25.4 萬0.13%
Petix & Botte Co1,312$25.2 萬0.09%
Gsa Capital Partners LLP1,297$24.9 萬0.03%
Ground Swell Capital, LLC1,260$24.2 萬1.04%
Oxinas Partners Wealth Management LLC1,252$24.0 萬0.14%
NTV Asset Management LLC1,203$23.1 萬0.04%
E Fund Management Co., Ltd.1,194$22.9 萬0.01%
Raab & Moskowitz Asset Management LLC1,100$21.1 萬0.08%
Marks Group Wealth Management, Inc1,092$21.0 萬0.03%
ARS Wealth Advisors Group, LLC1,045$20.1 萬0.04%
New England Asset Management Inc944$18.1 萬0.00%
Herold Advisors, Inc.900$17.2 萬0.07%
Tompkins Financial Corp740$14.2 萬0.03%
Mascoma Wealth Management LLC405$7.80 萬0.03%
Sage Private Wealth Group, LLC400$7.70 萬0.11%
Arlington Partners LLC345$6.60 萬0.02%
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.310$6.00 萬0.06%
Marquette Asset Management, LLC300$5.80 萬0.01%
Smith Group Asset Management, LLC300$5.80 萬0.00%
Consolidated Planning Corp270$5.20 萬0.03%
Bell Investment Advisors, Inc206$4.00 萬0.01%
Strategic Asset Management, LLC199$3.90 萬0.05%
RWM Asset Management, LLC200$3.80 萬0.01%
Antonetti Capital Management LLC190$3.60 萬0.03%
Systematic Alpha Investments, LLC157$3.20 萬0.00%
O'Dell Group, LLC163$3.10 萬0.01%
Meridian Wealth Partners, LLC136$2.60 萬0.01%
Carderock Capital Management Inc50$1.00 萬0.00%
Gladius Capital Management LP52$1.00 萬0.01%
Cranbrook Wealth Management, LLC25$5,0000.00%
Guidance Point Advisors, LLC27$5,0000.00%
Cordant, Inc.19$4,0000.00%
Certified Advisory Corp14$3,0000.00%
Red Tortoise LLC10$2,0000.00%
Proffitt & Goodson Inc7$1,0000.00%

清倉機構(151 家)

2021 年第 2 季季末持有 Caterpillar Inc、2021 年第 3 季有申報但已經沒有持有的機構。

依市值列出前 100 家,共 151 家。

2021 年第 3 季清倉 CAT 的機構
機構2021 年第 2 季股數2021 年第 2 季市值
Artemis Investment Management LLP347,908$7,582 萬
Duquesne Family Office LLC大師杜肯家族辦公室156,400$3,404 萬
Southpoint Capital Advisors LP150,000$3,265 萬
Telemark Asset Management, LLC150,000$3,265 萬
Alyeska Investment Group, L.P.132,470$2,883 萬
Prudential PLC116,850$2,543 萬
Healthcare of Ontario Pension Plan Trust Fund101,400$2,207 萬
Sandbar Asset Management LLP96,302$2,096 萬
Point72 Asset Management, L.P.94,618$2,059 萬
Paloma Partners Management Co91,180$1,984 萬
Bridgewater Associates, LP86,402$1,880 萬
Zweig-DiMenna Associates LLC76,178$1,658 萬
Capital Fund Management S.A.66,869$1,455 萬
Adams Asset Advisors, LLC44,416$966.6 萬
Westfield Capital Management Co LP39,235$853.9 萬
Geneva Partners, LLC28,894$628.8 萬
Scopus Asset Management, L.P.28,315$616.2 萬
Schwab Charitable Fund27,262$593.3 萬
Sitrin Capital Management LLC25,656$558.4 萬
Arrowstreet Capital, Limited Partnership25,500$555.0 萬
HAP Trading, LLC24,789$539.5 萬
Graham Capital Management, L.P.18,178$395.6 萬
Hudson Bay Capital Management LP18,000$391.7 萬
Chase Investment Counsel Corp15,667$340.9 萬
Shay Capital LLC12,300$267.7 萬
BP PLC12,243$266.4 萬
Twin Tree Management, LP11,271$245.3 萬
Symmetry Investments LP11,250$244.8 萬
Graticule Asia Macro Advisors LLC11,000$239.4 萬
Black Swift Group, LLC11,000$239.4 萬
Advent Capital Management10,500$228.5 萬
Lee Capital Holdings LLC10,000$217.6 萬
Banco de Sabadell, S.A8,877$192.1 萬
Radnor Capital Management, LLC8,657$188.4 萬
Aigen Investment Management, LP8,408$183.0 萬
Lockheed Martin Investment Management Co8,386$182.5 萬
Veracity Capital LLC6,731$146.5 萬
Fulcrum Equity Management6,530$142.1 萬
Bridgefront Capital, LLC6,375$138.7 萬
Brookfield Asset Management Inc.6,164$134.1 萬
New World Advisors LLC5,956$129.6 萬
Westshore Wealth, LLC5,734$124.8 萬
Claybrook Capital, LLC5,282$115.0 萬
Core Wealth Advisors, Inc.5,028$109.4 萬
Precept Management LLC5,000$108.8 萬
Glaxis Capital Management, LLC5,000$108.8 萬
Scott & Selber, Inc.4,804$104.5 萬
Capital CS Group, LLC4,705$102.4 萬
Camarda Financial Advisors, LLC4,695$102.2 萬
Wharton Business Group, LLC4,575$99.6 萬
Patton Fund Management, Inc.4,538$98.8 萬
Arjuna Capital4,246$92.4 萬
Campbell Capital Management Inc4,080$88.8 萬
Blackhawk Capital Partners LLC.3,636$84.3 萬
Weil Company, Inc.3,746$81.5 萬
Gyon Technologies Capital Management, LP3,327$72.4 萬
WealthShield Partners, LLC2,854$62.1 萬
Private Advisory Group LLC2,798$60.9 萬
Renaissance Investment Group LLC2,661$57.9 萬
Grandview Asset Management LLC2,406$52.4 萬
Wolverine Asset Management LLC2,364$51.4 萬
Lombard Odier Asset Management (Switzerland) SA2,347$51.1 萬
Hayden Royal, LLC2,309$50.2 萬
Wealth Alliance2,254$49.1 萬
Golden State Equity Partners2,119$46.1 萬
Truadvice, LLC2,114$44.4 萬
Dynamic Technology Lab Private Ltd1,974$43.0 萬
Shufro Rose & Co LLC1,973$42.9 萬
GSB Wealth Management, LLC1,810$39.4 萬
West Family Investments, Inc.1,787$38.9 萬
Gries Financial LLC1,890$38.7 萬
Jackson Wealth Management, LLC1,764$38.4 萬
Waddell & Associates, LLC1,707$37.2 萬
Corbett Road Capital Management, LLC1,663$36.2 萬
Eqis Capital Management, Inc.1,596$34.7 萬
Colonial River Wealth Management, LLC1,580$34.4 萬
PRW Wealth Management LLC1,456$31.7 萬
Spotlight Asset Group, Inc.1,345$29.3 萬
Arden Trust Co1,293$28.1 萬
Cadence Bank NA1,284$28.0 萬
Claret Asset Management Corp1,272$27.7 萬
Access Financial Services, Inc.1,260$27.4 萬
Ballast, Inc.1,250$27.2 萬
Marino, Stram & Associates LLC1,229$26.7 萬
Pinnacle Family Advisors, LLC1,224$26.6 萬
Keebeck Wealth Management, LLC1,201$26.1 萬
Town & Country Bank & Trust CO dba First Bankers Trust CO1,191$25.9 萬
Clear Creek Financial Management, LLC1,188$25.9 萬
Financial Engines Advisors L.L.C.1,137$24.7 萬
Granite Investment Advisors, LLC1,130$24.6 萬
Cedar Brook Financial Partners, LLC1,130$24.6 萬
Qci Asset Management Inc1,122$24.4 萬
Meritage Portfolio Management1,075$23.4 萬
Mengis Capital Management, Inc.1,047$22.7 萬
Winthrop Advisory Group LLC1,036$22.6 萬
Standard Family Office LLC1,033$22.5 萬
Reitz Capital Advisors LLC1,025$22.3 萬
Salem Capital Management Inc1,016$22.1 萬
CFO4Life Group, LLC1,015$22.1 萬
Joel Isaacson & Co., LLC1,011$22.0 萬

尚未申報 2021 年第 3 季的機構(33 家)

2021 年第 2 季季末持有 Caterpillar Inc、還沒有申報 2021 年第 3 季 13F 的機構。沒申報不代表賣出,所以不算清倉。

2021 年第 2 季持有 CAT、尚未申報 2021 年第 3 季的機構
機構2021 年第 2 季股數2021 年第 2 季市值
Pictet Asset Management Ltd270,141$5,879 萬
Badgley Phelps & Bell Inc62,723$1,365 萬
Glenview State Bank Trust Dept.47,680$1,038 萬
First Horizon Corp34,612$753.2 萬
Usca Ria LLC19,005$413.6 萬
CWM, LLC11,228$244.3 萬
QS Investors, LLC8,810$191.8 萬
Pinnacle Wealth Advisors7,582$165.0 萬
Western Wealth Management, LLC7,025$152.9 萬
Novak Financial Planning, LLC6,479$141.0 萬
Snow Capital Management LP6,323$137.6 萬
San Francisco Sentry Investment Group (Ca)5,313$115.6 萬
Legacy Wealth Partners, Inc.5,073$110.4 萬
Nachman Norwood & Parrott, Inc4,423$96.3 萬
GoalVest Advisory LLC3,497$76.1 萬
Rollins Financial3,176$69.1 萬
Northstar Investment Advisors LLC2,548$52.7 萬
Castleview Partners, LLC2,360$51.4 萬
Financial Consulate Inc.2,002$43.6 萬
PNC Managed Account Solutions, Inc.1,631$35.5 萬
Baker Boyer National Bank1,801$32.2 萬
Bel Air Investment Advisors LLC1,431$31.1 萬
CWS Financial Advisors, LLC1,324$28.8 萬
Allegiant Private Advisors, LLC1,231$26.8 萬
20/20 Capital Management, Inc.1,183$25.7 萬
Epstein & White Financial LLC1,171$25.6 萬
Firethorn Wealth Partners, LLC1,050$22.8 萬
ARS Wealth Advisors, LLC945$20.6 萬
Smith Asset Management Group LP300$6.50 萬
Elmwood Wealth Management, Inc.110$2.40 萬
Horan Securities, Inc.80$1.70 萬
Hoover Financial Advisors, Inc.30$7,000
HWG Holdings LP12$3,000