Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 1 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,084 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
持有 CAT 5% 以上的大股東
最新一份 Schedule 13D 或 13G 申報持有 Caterpillar Inc 5% 以上的持有人，依持股比例由大到小；變化是跟這位持有人的上一份申報比。
| 持有人 | 最新表單 | 持股 | 變化 | 首次申報 | 最新申報 | 原文 |
|---|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 13G | 7.47%股數 3,478 萬 | 新申報 | 2026/4/291 份 | 2026/4/29 | SEC |
持股是每位持有人最新一份申報的數字。最後一份是舊格式（2024 年 12 月 18 日以前）的持有人沒有持股比例紀錄，不列在這裡；公司被收購或下市之後，持有人通常就不再申報。
13D 與 13G 申報
Caterpillar Inc 的 18 份 Schedule 13D、13G 申報，由新到舊，包括沒有持股比例的舊格式申報。
| 申報時間（美東） | 申報人 | 表單 | 持股 | 變化 | 事件日 | 原文 |
|---|---|---|---|---|---|---|
| 2026/4/2917:48 ET | Vanguard Capital Management LLC | 13G | 7.47%股數 3,478 萬 | 新申報 | 2026/3/31 | SEC |
| 2026/3/2614:23 ET | Vanguard Group Inc | 13G/A | 0.00%股數 0 | −10.06 個百分點原本 10.06%低於 5% | 2026/3/13 | SEC |
| 2026/3/513:24 ET | Vanguard Group Inc | 13G/A | 10.06%股數 4,684 萬 | – | 2026/2/27 | SEC |
| 2024/11/13 | Capital World Investors | 13G/A舊制 | – | – | – | SEC |
| 2024/2/13 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2024/2/1216:17 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
| 2024/2/9 | Capital World Investors | 13G/A舊制 | – | – | – | SEC |
| 2024/1/30 | State Street Corp | 13G/A舊制 | – | – | – | SEC |
| 2023/2/13 | Capital World Investors | 13G舊制 | – | 新申報 | – | SEC |
| 2023/2/9 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2023/2/9 | State Street Corp | 13G/A舊制 | – | – | – | SEC |
| 2023/1/3113:58 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
| 2022/2/11 | State Street Corp | 13G/A舊制 | – | – | – | SEC |
| 2022/2/9 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2022/1/3117:59 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
| 2021/2/12 | State Street Corp | 13G舊制 | – | 新申報 | – | SEC |
| 2021/2/10 | Vanguard Group Inc | 13G/A舊制 | – | – | – | SEC |
| 2021/1/2818:11 ET | BlackRock Inc. | 13G/A舊制 | – | – | – | SEC |
Form 144：內部人預計賣出
高階主管、董事與其他關係人預計賣出 Caterpillar Inc 股票的 62 份通知，由新到舊。
| 申報時間（美東） | 賣方 | 預計賣出股數 | 市值 | 預計賣出日 | 券商 | 原文 |
|---|---|---|---|---|---|---|
| 2026/8/2816:41 ET | Joseph E Creed高階主管 | 3.24 萬 | $2,621 萬 | 2026/8/28 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/1416:37 ET | Denise C Johnson高階主管 | 1.26 萬 | $1,144 萬 | 2026/5/14 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/1316:46 ET | Denise C Johnson高階主管 | 6,196 | $563.7 萬 | 2026/5/13 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/1316:07 ET | William Schaupp高階主管 | 360 | $32.6 萬 | 2026/5/13 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/1116:34 ET | Anthony Fassino高階主管 | 1.63 萬 | $1,493 萬 | 2026/5/11 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/616:20 ET | Bob De Lange高階主管 | 2.42 萬 | $2,235 萬 | 2026/5/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/616:11 ET | Anthony Fassino高階主管 | 9,152 | $847.7 萬 | 2026/5/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/616:04 ET | Andrew Bonfield高階主管 | 1.57 萬 | $1,440 萬 | 2026/5/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/516:12 ET | Rodney M Shurman高階主管 | 5,639 | $509.3 萬 | 2026/5/5 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/5/416:07 ET | Jason Kaiser高階主管 | 5,642 | $498.2 萬 | 2026/5/4 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/3/516:28 ET | Joseph E Creed高階主管 | 2,500 | $179.7 萬 | 2026/3/510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/2316:10 ET | Rodney M Shurman高階主管 | 2,278 | $173.0 萬 | 2026/2/23 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/1717:53 ET | William Schaupp高階主管 | 972 | $74.3 萬 | 2026/2/17 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/1716:59 ET | Rodney M Shurman高階主管 | 1,764 | $134.7 萬 | 2026/2/17 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/1316:29 ET | Anthony Fassino高階主管 | 7,891 | $613.1 萬 | 2026/2/13 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/1216:02 ET | Jason Kaiser高階主管 | 1,691 | $131.3 萬 | 2026/2/1210b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/1116:22 ET | Bob De Lange高階主管 | 1.25 萬 | $959.4 萬 | 2026/2/11 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/617:18 ET | Bob De Lange高階主管 | 2.27 萬 | $1,631 萬 | 2026/2/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/616:04 ET | Anthony Fassino高階主管 | 6,033 | $435.7 萬 | 2026/2/6 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/416:02 ET | Bob De Lange高階主管 | 1.61 萬 | $1,133 萬 | 2026/2/4 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/217:49 ET | Denise C Johnson高階主管 | 3.91 萬 | $2,666 萬 | 2026/2/2 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/217:06 ET | Bob De Lange高階主管 | 1.60 萬 | $1,091 萬 | 2026/2/2 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2026/2/217:02 ET | Anthony Fassino高階主管 | 1.07 萬 | $726.1 萬 | 2026/2/2 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| 2025/12/117:14 ET | Andrew R. J. Bonfield高階主管 | 2.00 萬 | $1,152 萬 | 2025/12/110b5-1 | J.P. Morgan Securities LLC | SEC |
| 2025/11/1209:11 ET | Jason Kaiser高階主管 | 1.07 萬 | $603.4 萬 | 2025/11/1110b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
只列最新的 25 份。看 CAT 近 12 個月的全部通知