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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q3 2021 vs. Q2 2021

How the institutions holding Caterpillar Inc changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of CAT: Q2 2021 compared with Q3 2021
MeasureQ2 2021Of which not filed for Q3 2021Q3 2021Change
Holders2,028331,943−52
Shares377.2M522.3K370.3M−6.45M (−1.7%)
Value$82.0B$113.6M$71.1B−$10.8B (−13.2%)

33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (99)

Institutions that held Caterpillar Inc at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to CAT in Q3 2021
InstitutionSharesValue% of portfolio
Pictet Asset Management SA262,426$50.4M0.06%
Penserra Capital Management LLC129,832$24.9M0.52%
Tredje AP-fonden81,530$15.7M0.33%
Badgley Phelps Wealth Managers, LLC65,090$12.5M0.45%
Fred Alger Management, LLC62,331$12.0M0.03%
Moore Capital Management, LP58,482$11.2M0.23%
Inverness Counsel LLC57,401$11.0M0.40%
SeaTown Holdings Pte. Ltd.50,000$9.60M0.43%
Bokf, NA47,085$9.04M0.16%
Permanens Capital L.P.39,278$7.54M1.37%
Independent Wealth Network Inc.26,083$5.31M3.48%
Claudia M.P. Batlle, CRP (R) LLC27,573$5.29M2.52%
Signet Financial Management, LLC22,450$4.31M0.74%
Robbins Farley LLC20,881$4.01M2.96%
U.S. Capital Wealth Advisors, LLC19,282$3.70M0.16%
Grantham, Mayo, Van Otterloo & Co. LLC16,126$3.10M0.02%
Ally Financial Inc.13,000$2.50M0.24%
Virtu Financial LLC11,157$2.14M0.19%
Sowell Financial Services LLC10,905$2.09M0.14%
Kempner Capital Management Inc.9,815$1.88M1.07%
Traynor Capital Management, Inc.9,577$1.84M0.25%
6 Meridian9,503$1.82M0.14%
NorthCoast Asset Management LLC9,422$1.81M0.07%
Jupiter Wealth Management LLC7,965$1.65M0.78%
Arabesque Asset Management Ltd8,243$1.58M0.53%
Pensionfund DSM Netherlands8,000$1.54M0.20%
Studio Investment Management LLC7,845$1.51M0.65%
XTX Topco Ltd7,686$1.48M0.50%
Diamant Asset Management, Inc.6,755$1.30M1.07%
Deltec Asset Management LLC6,300$1.21M0.18%
B. Riley Wealth Management, Inc.5,767$1.11M0.09%
Bluefin Capital Management, LLC5,121$983.0K0.11%
Kaizen Financial Strategies4,283$822.0K0.66%
FORA Capital, LLC3,937$756.0K0.19%
US Asset Management LLC3,805$730.0K0.71%
Souders Financial Advisors3,375$648.0K0.21%
Y-Intercept (Hong Kong) Ltd3,360$645.0K0.12%
Ferris Capital, LLC2,693$562.0K0.12%
Silicon Hills Wealth Management, LLC2,899$557.0K0.38%
CenterStar Asset Management, LLC–$537.0K0.42%
Mirabella Financial Services LLP2,784$534.0K0.07%
Twinbeech Capital LP2,561$492.0K0.03%
Cahaba Wealth Management, Inc.2,395$459.0K0.07%
Select Asset Management & Trust2,272$436.0K0.31%
Kozak & Associates, Inc.2,015$419.0K0.25%
Trust Co of Virginia2,149$413.0K0.05%
First Affirmative Financial Network2,115$406.0K0.42%
Ergoteles LLC2,087$401.0K0.01%
Fort Sheridan Advisors LLC2,045$393.0K0.13%
McElhenny Sheffield Capital Management, LLC2,027$389.0K0.18%
Farmers National Bank2,135$388.6K0.15%
CastleArk Alternatives, LLC1,940$372.0K0.01%
TrinityPoint Wealth, LLC1,881$361.0K0.07%
Compton Capital Management Inc1,850$355.0K0.10%
Shoker Investment Counsel, Inc.1,779$341.0K0.17%
Kavar Capital Partners Group, LLC1,775$341.0K0.08%
WealthBridge Capital Management, LLC1,595$306.0K0.11%
XR Securities LLC1,584$304.0K0.28%
Altus Wealth Group LLC1,552$298.0K0.30%
Meridian Financial Partners LLC1,560$295.0K0.20%
Tennessee Valley Asset Management Partners1,422$273.0K0.10%
PBMares Wealth Management LLC1,381$265.0K0.13%
First National Corp1,367$262.0K0.06%
WestHill Financial Advisors, Inc.1,332$256.0K0.08%
JSF Financial, LLC1,323$254.0K0.13%
Petix & Botte Co1,312$252.0K0.09%
Gsa Capital Partners LLP1,297$249.0K0.03%
Ground Swell Capital, LLC1,260$242.0K1.04%
Oxinas Partners Wealth Management LLC1,252$240.0K0.14%
NTV Asset Management LLC1,203$231.0K0.04%
E Fund Management Co., Ltd.1,194$229.0K0.01%
Raab & Moskowitz Asset Management LLC1,100$211.0K0.08%
Marks Group Wealth Management, Inc1,092$210.0K0.03%
ARS Wealth Advisors Group, LLC1,045$201.0K0.04%
New England Asset Management Inc944$181.0K0.00%
Herold Advisors, Inc.900$172.0K0.07%
Tompkins Financial Corp740$142.0K0.03%
Mascoma Wealth Management LLC405$78.0K0.03%
Sage Private Wealth Group, LLC400$77.0K0.11%
Arlington Partners LLC345$66.0K0.02%
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.310$60.0K0.06%
Marquette Asset Management, LLC300$58.0K0.01%
Smith Group Asset Management, LLC300$58.0K0.00%
Consolidated Planning Corp270$52.0K0.03%
Bell Investment Advisors, Inc206$40.0K0.01%
Strategic Asset Management, LLC199$39.0K0.05%
RWM Asset Management, LLC200$38.0K0.01%
Antonetti Capital Management LLC190$36.0K0.03%
Systematic Alpha Investments, LLC157$32.0K0.00%
O'Dell Group, LLC163$31.0K0.01%
Meridian Wealth Partners, LLC136$26.0K0.01%
Carderock Capital Management Inc50$10.0K0.00%
Gladius Capital Management LP52$10.0K0.01%
Cranbrook Wealth Management, LLC25$5.00K0.00%
Guidance Point Advisors, LLC27$5.00K0.00%
Cordant, Inc.19$4.00K0.00%
Certified Advisory Corp14$3.00K0.00%
Red Tortoise LLC10$2.00K0.00%
Proffitt & Goodson Inc7$1.00K0.00%

Sold out (151)

Institutions that held Caterpillar Inc at the end of Q2 2021 and filed for Q3 2021 without it.

Showing the largest 100 of 151 by value.

Institutions that sold out of CAT in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Artemis Investment Management LLP347,908$75.8M
Duquesne Family Office LLCSuperinvestorDuquesne Family Office156,400$34.0M
Southpoint Capital Advisors LP150,000$32.6M
Telemark Asset Management, LLC150,000$32.6M
Alyeska Investment Group, L.P.132,470$28.8M
Prudential PLC116,850$25.4M
Healthcare of Ontario Pension Plan Trust Fund101,400$22.1M
Sandbar Asset Management LLP96,302$21.0M
Point72 Asset Management, L.P.94,618$20.6M
Paloma Partners Management Co91,180$19.8M
Bridgewater Associates, LP86,402$18.8M
Zweig-DiMenna Associates LLC76,178$16.6M
Capital Fund Management S.A.66,869$14.6M
Adams Asset Advisors, LLC44,416$9.67M
Westfield Capital Management Co LP39,235$8.54M
Geneva Partners, LLC28,894$6.29M
Scopus Asset Management, L.P.28,315$6.16M
Schwab Charitable Fund27,262$5.93M
Sitrin Capital Management LLC25,656$5.58M
Arrowstreet Capital, Limited Partnership25,500$5.55M
HAP Trading, LLC24,789$5.39M
Graham Capital Management, L.P.18,178$3.96M
Hudson Bay Capital Management LP18,000$3.92M
Chase Investment Counsel Corp15,667$3.41M
Shay Capital LLC12,300$2.68M
BP PLC12,243$2.66M
Twin Tree Management, LP11,271$2.45M
Symmetry Investments LP11,250$2.45M
Graticule Asia Macro Advisors LLC11,000$2.39M
Black Swift Group, LLC11,000$2.39M
Advent Capital Management10,500$2.29M
Lee Capital Holdings LLC10,000$2.18M
Banco de Sabadell, S.A8,877$1.92M
Radnor Capital Management, LLC8,657$1.88M
Aigen Investment Management, LP8,408$1.83M
Lockheed Martin Investment Management Co8,386$1.82M
Veracity Capital LLC6,731$1.47M
Fulcrum Equity Management6,530$1.42M
Bridgefront Capital, LLC6,375$1.39M
Brookfield Asset Management Inc.6,164$1.34M
New World Advisors LLC5,956$1.30M
Westshore Wealth, LLC5,734$1.25M
Claybrook Capital, LLC5,282$1.15M
Core Wealth Advisors, Inc.5,028$1.09M
Precept Management LLC5,000$1.09M
Glaxis Capital Management, LLC5,000$1.09M
Scott & Selber, Inc.4,804$1.04M
Capital CS Group, LLC4,705$1.02M
Camarda Financial Advisors, LLC4,695$1.02M
Wharton Business Group, LLC4,575$996.0K
Patton Fund Management, Inc.4,538$988.0K
Arjuna Capital4,246$924.0K
Campbell Capital Management Inc4,080$888.0K
Blackhawk Capital Partners LLC.3,636$843.0K
Weil Company, Inc.3,746$815.0K
Gyon Technologies Capital Management, LP3,327$724.0K
WealthShield Partners, LLC2,854$621.0K
Private Advisory Group LLC2,798$609.0K
Renaissance Investment Group LLC2,661$579.0K
Grandview Asset Management LLC2,406$524.0K
Wolverine Asset Management LLC2,364$514.0K
Lombard Odier Asset Management (Switzerland) SA2,347$511.0K
Hayden Royal, LLC2,309$502.0K
Wealth Alliance2,254$491.0K
Golden State Equity Partners2,119$461.0K
Truadvice, LLC2,114$444.0K
Dynamic Technology Lab Private Ltd1,974$430.0K
Shufro Rose & Co LLC1,973$429.0K
GSB Wealth Management, LLC1,810$394.0K
West Family Investments, Inc.1,787$389.0K
Gries Financial LLC1,890$387.0K
Jackson Wealth Management, LLC1,764$384.0K
Waddell & Associates, LLC1,707$372.0K
Corbett Road Capital Management, LLC1,663$362.0K
Eqis Capital Management, Inc.1,596$347.0K
Colonial River Wealth Management, LLC1,580$344.0K
PRW Wealth Management LLC1,456$317.0K
Spotlight Asset Group, Inc.1,345$293.0K
Arden Trust Co1,293$281.0K
Cadence Bank NA1,284$280.0K
Claret Asset Management Corp1,272$277.0K
Access Financial Services, Inc.1,260$274.0K
Ballast, Inc.1,250$272.0K
Marino, Stram & Associates LLC1,229$267.0K
Pinnacle Family Advisors, LLC1,224$266.0K
Keebeck Wealth Management, LLC1,201$261.0K
Town & Country Bank & Trust CO dba First Bankers Trust CO1,191$259.0K
Clear Creek Financial Management, LLC1,188$259.0K
Financial Engines Advisors L.L.C.1,137$247.0K
Granite Investment Advisors, LLC1,130$246.0K
Cedar Brook Financial Partners, LLC1,130$246.0K
Qci Asset Management Inc1,122$244.0K
Meritage Portfolio Management1,075$234.0K
Mengis Capital Management, Inc.1,047$227.0K
Winthrop Advisory Group LLC1,036$226.0K
Standard Family Office LLC1,033$225.0K
Reitz Capital Advisors LLC1,025$223.0K
Salem Capital Management Inc1,016$221.0K
CFO4Life Group, LLC1,015$221.0K
Joel Isaacson & Co., LLC1,011$220.0K

Not filed for Q3 2021 yet (33)

Institutions that held Caterpillar Inc at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.