Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 47,854,764 | $9.19B | 0.23% | +419,797+0.9% | Added |
| State Street Corp | 40,777,593 | $7.83B | 0.41% | −264,148−0.6% | Reduced |
| BlackRock Inc. | 37,727,559 | $7.24B | 0.20% | +838,706+2.3% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $3.41B | 3.79% | −1,425,021−7.4% | Reduced |
| Capital World Investors | 11,889,031 | $2.28B | 0.39% | −222,525−1.8% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 9,685,132 | $1.86B | 8.02% | −471,624−4.6% | Reduced |
| Geode Capital Management, LLC | 8,567,001 | $1.64B | 0.22% | +49,786+0.6% | Added |
| Capital International Investors | 7,703,590 | $1.48B | 0.34% | −1,027,115−11.8% | Reduced |
| Northern Trust Corp | 7,530,137 | $1.45B | 0.26% | +1,026,426+15.8% | Added |
| Fisher Asset Management, LLC | 6,836,104 | $1.31B | 0.82% | +192,752+2.9% | Added |
| Norges Bank | 5,335,937 | $1.02B | 0.23% | +295,539+5.9% | Added |
| FMR LLC | 5,023,043 | $964.3M | 0.08% | −1,472,004−22.7% | Reduced |
| Morgan Stanley | 4,808,009 | $923.0M | 0.12% | −262,440−5.2% | Reduced |
| Bank of New York Mellon Corp | 4,788,199 | $919.2M | 0.18% | +13,127+0.3% | Added |
| Price T Rowe Associates Inc | 4,448,589 | $854.0M | 0.08% | −4,313,093−49.2% | Reduced |
| Invesco Ltd. | 4,220,728 | $810.3M | 0.21% | +407,276+10.7% | Added |
| Bank of America Corp | 4,011,328 | $770.1M | 0.09% | +89,038+2.3% | Added |
| Legal & General Group Plc | 3,702,285 | $710.7M | 0.23% | +82,964+2.3% | Added |
| Wellington Management Group LLP | 3,680,305 | $706.5M | 0.12% | −62,235−1.7% | Reduced |
| Primecap Management Co | 3,515,258 | $674.8M | 0.48% | −40,887−1.1% | Reduced |
| Nuveen Asset Management, LLC | 3,239,858 | $622.0M | 0.19% | −886,413−21.5% | Reduced |
| Capital Research Global Investors | 3,226,605 | $619.4M | 0.14% | −203,074−5.9% | Reduced |
| UBS Asset Management Americas Inc | 3,008,782 | $577.6M | 0.24% | −91,607−3.0% | Reduced |
| Goldman Sachs Group Inc | 3,005,175 | $576.9M | 0.15% | +1,208,429+67.3% | Added |
| Wells Fargo & Company | 2,902,910 | $557.3M | 0.13% | +312,520+12.1% | Added |
| Royal Bank of Canada | 2,736,024 | $525.2M | 0.15% | −94,459−3.3% | Reduced |
| Charles Schwab Investment Management Inc | 2,546,041 | $488.8M | 0.16% | +23,996+1.0% | Added |
| Dimensional Fund Advisors LP | 2,407,121 | $462.2M | 0.15% | −40,504−1.7% | Reduced |
| Amundi | 2,179,987 | $418.5M | 0.29% | −407,051−15.7% | Reduced |
| Swiss National Bank | 2,166,041 | $415.8M | 0.26% | −57,700−2.6% | Reduced |
| Two Sigma Advisers, LP | 2,000,600 | $384.1M | 1.00% | +1,794,400+870.2% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,895,876 | $364.0M | 0.23% | −216,390−10.2% | Reduced |
| TD Asset Management Inc | 1,752,577 | $336.4M | 0.35% | +94,167+5.7% | Added |
| Parametric Portfolio Associates LLC | 1,725,371 | $331.2M | 0.19% | −58,516−3.3% | Reduced |
| Ameriprise Financial Inc | 1,717,446 | $329.6M | 0.11% | +171,074+11.1% | Added |
| Deutsche Bank AG | 1,662,474 | $319.1M | 0.15% | −191,396−10.3% | Reduced |
| Boston Partners | 1,611,723 | $309.5M | 0.39% | −409,786−20.3% | Reduced |
| D. E. Shaw & Co., Inc. | 1,611,838 | $309.4M | 0.39% | +1,368,570+562.6% | Added |
| Bank of Montreal | 1,494,712 | $307.5M | 0.15% | +148,674+11.0% | Added |
| Renaissance Technologies LLC | 1,382,300 | $265.4M | 0.34% | +339,522+32.6% | Added |
| Barclays PLC | 1,326,187 | $254.6M | 0.18% | +127,157+10.6% | Added |
| Diamond Hill Capital Management Inc | 1,279,110 | $245.6M | 0.93% | +63,850+5.3% | Added |
| California Public Employees Retirement System | 1,231,902 | $236.5M | 0.18% | +2,036+0.2% | Added |
| Two Sigma Investments, LP | 1,229,107 | $236.0M | 0.63% | +575,926+88.2% | Added |
| Citigroup Inc | 1,213,374 | $232.9M | 0.23% | +164,468+15.7% | Added |
| Manufacturers Life Insurance Company, The | 1,088,843 | $209.0M | 0.17% | −35,773−3.2% | Reduced |
| Principal Financial Group Inc | 1,075,091 | $206.4M | 0.13% | +133,130+14.1% | Added |
| Lazard Asset Management LLC | 1,050,183 | $201.6M | 0.23% | +1,548+0.1% | Added |
| UBS Group AG | 1,028,881 | $197.5M | 0.08% | −153,342−13.0% | Reduced |
| New York State Common Retirement Fund | 990,867 | $190.2M | 0.20% | −36,295−3.5% | Reduced |
| Credit Suisse AG | 990,002 | $190.1M | 0.15% | −94,112−8.7% | Reduced |
| California State Teachers Retirement System | 957,366 | $183.8M | 0.24% | −26,174−2.7% | Reduced |
| ProShare Advisors LLC | 942,832 | $181.0M | 0.51% | +96,590+11.4% | Added |
| Eaton Vance Management | 934,263 | $177.3M | 0.25% | −109,323−10.5% | Reduced |
| JPMorgan Chase & Co | 906,870 | $174.1M | 0.02% | −141,408−13.5% | Reduced |
| Neuberger Berman Group LLC | 855,460 | $163.3M | 0.14% | +28,575+3.5% | Added |
| Rhumbline Advisers | 829,392 | $159.2M | 0.22% | −2,799−0.3% | Reduced |
| Envestnet Asset Management Inc | 747,140 | $143.4M | 0.08% | +15,437+2.1% | Added |
| Alliancebernstein L.P. | 743,399 | $142.7M | 0.06% | −72,791−8.9% | Reduced |
| Capital Wealth Planning, LLC | 736,088 | $141.3M | 3.89% | +730,257+12,523.7% | Added |
| National Pension Service | 732,823 | $140.7M | 0.27% | +1,500+0.2% | Added |
| Baird Financial Group, Inc. | 706,594 | $135.6M | 0.35% | +72,822+11.5% | Added |
| Natixis | 693,411 | $132.4M | 0.46% | −184,705−21.0% | Reduced |
| State Board of Administration of Florida Retirement System | 686,583 | $131.8M | 0.26% | −20,334−2.9% | Reduced |
| Mackenzie Financial Corp | 662,932 | $127.3M | 0.18% | +78,754+13.5% | Added |
| Allianz Asset Management GmbH | 655,973 | $125.9M | 0.10% | −85,374−11.5% | Reduced |
| HSBC Holdings PLC | 648,157 | $125.9M | 0.14% | −196,038−23.2% | Reduced |
| Bank of Nova Scotia | 649,744 | $124.7M | 0.23% | −11,285−1.7% | Reduced |
| New York State Teachers Retirement System | 648,370 | $124.5M | 0.26% | −2,015−0.3% | Reduced |
| B. Metzler seel. Sohn & Co. Holding AG | 625,404 | $120.9M | 1.76% | +588,627+1,600.5% | Added |
| Prudential Financial Inc | 593,182 | $117.1M | 0.16% | +114,841+24.0% | Added |
| Congress Asset Management Co | 596,328 | $114.5M | 0.89% | +56,297+10.4% | Added |
| APG Asset Management N.V. | 682,524 | $113.1M | 0.20% | −39,417−5.5% | Reduced |
| LPL Financial LLC | 584,052 | $112.1M | 0.11% | −9,871−1.7% | Reduced |
| Old Republic International Corporation | 567,000 | $108.8M | 2.27% | 00.0% | Unchanged |
| Raymond James & Associates | 566,739 | $108.8M | 0.10% | −17,276−3.0% | Reduced |
| The PNC Financial Services Group, Inc. | 560,466 | $107.6M | 0.10% | −40,249−6.7% | Reduced |
| Franklin Resources Inc | 530,092 | $101.8M | 0.04% | +30,125+6.0% | Added |
| Stifel Financial Corp | 518,108 | $99.5M | 0.15% | +30,018+6.2% | Added |
| Canada Pension Plan Investment Board | 504,229 | $96.8M | 0.11% | −8,980−1.7% | Reduced |
| US Bancorp | 496,550 | $95.3M | 0.18% | +71,404+16.8% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 471,497 | $90.5M | 0.45% | +39,549+9.2% | Added |
| Rothschild & Co Asset Management US Inc. | 469,983 | $90.2M | 1.12% | −11,619−2.4% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 462,813 | $88.8M | 0.33% | +152,114+49.0% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 457,500 | $87.8M | 0.92% | +230,000+101.1% | Added |
| BNP Paribas Arbitrage, SA | 456,101 | $87.6M | 0.21% | +15,382+3.5% | Added |
| Susquehanna International Group, LLP | 447,294 | $85.9M | 0.11% | −694,308−60.8% | Reduced |
| AMF Pensionsforsakring AB | 444,940 | $85.5M | 0.62% | −85,541−16.1% | Reduced |
| Zurich Insurance Group Ltd | 439,924 | $84.5M | 1.01% | +94,350+27.3% | Added |
| Adage Capital Partners GP, L.L.C. | 437,553 | $84.0M | 0.17% | −158,255−26.6% | Reduced |
| Victory Capital Management Inc | 425,589 | $81.7M | 0.08% | −18,399−4.1% | Reduced |
| Toronto Dominion Bank | 418,632 | $80.4M | 0.13% | +21,451+5.4% | Added |
| STRS Ohio | 417,513 | $80.1M | 0.30% | −18,641−4.3% | Reduced |
| Man Group plc | 416,965 | $80.0M | 0.28% | +80,378+23.9% | Added |
| Commonwealth Equity Services, LLC | 408,623 | $78.4M | 0.20% | +18,137+4.6% | Added |
| Mn Services Vermogensbeheer B.V. | 407,828 | $78.3M | 0.50% | +7,900+2.0% | Added |
| Retirement Systems of Alabama | 407,065 | $78.1M | 0.29% | −12,374−3.0% | Reduced |
| Zacks Investment Management | 393,128 | $75.5M | 1.19% | +11,105+2.9% | Added |
| Aviva PLC | 390,709 | $75.0M | 0.33% | −2,506−0.6% | Reduced |
| State of Wisconsin Investment Board | 385,455 | $74.0M | 0.15% | +16,301+4.4% | Added |