Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 45,943,021 | $21.9B | 0.33% | −116,596−0.3% | Reduced |
| State Street Corp | 35,003,346 | $16.7B | 0.58% | −945,671−2.6% | Reduced |
| BlackRock, Inc. | 34,284,378 | $16.4B | 0.29% | +456,457+1.3% | Added |
| State Farm Mutual Automobile Insurance Co | 17,518,404 | $8.36B | 6.97% | −151,036−0.9% | Reduced |
| Geode Capital Management, LLC | 10,515,658 | $5.01B | 0.32% | +48,634+0.5% | Added |
| Fisher Asset Management, LLC | 9,439,197 | $4.50B | 1.63% | +20,876+0.2% | Added |
| Morgan Stanley | 7,237,293 | $3.45B | 0.21% | −50,852−0.7% | Reduced |
| Price T Rowe Associates Inc | 6,812,530 | $3.25B | 0.35% | +4,956,952+267.1% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 6,353,614 | $3.03B | 8.29% | −1,000,000−13.6% | Reduced |
| Northern Trust Corp | 6,237,671 | $2.98B | 0.38% | −214,903−3.3% | Reduced |
| Bank of America Corp | 5,848,128 | $2.79B | 0.21% | +735,368+14.4% | Added |
| Wellington Management Group LLP | 5,228,058 | $2.49B | 0.44% | +5,098,964+3,949.8% | Added |
| Capital World Investors | 4,588,281 | $2.19B | 0.30% | +2,2800.0% | Added |
| Capital Research Global Investors | 4,295,367 | $2.05B | 0.38% | −7,394−0.2% | Reduced |
| UBS Asset Management Americas Inc | 4,079,115 | $1.95B | 0.42% | −149,657−3.5% | Reduced |
| Bank of New York Mellon Corp | 3,553,930 | $1.70B | 0.30% | +609,023+20.7% | Added |
| JPMorgan Chase & Co | 3,524,810 | $1.68B | 0.11% | +287,596+8.9% | Added |
| Charles Schwab Investment Management Inc | 3,338,829 | $1.59B | 0.25% | +9140.0% | Added |
| FMR LLC | 3,132,825 | $1.49B | 0.08% | +1,333,426+74.1% | Added |
| Goldman Sachs Group Inc | 2,980,443 | $1.42B | 0.21% | −85,953−2.8% | Reduced |
| Invesco Ltd. | 2,962,896 | $1.41B | 0.22% | −319,824−9.7% | Reduced |
| Dimensional Fund Advisors LP | 2,898,668 | $1.38B | 0.30% | −69,728−2.3% | Reduced |
| Legal & General Group Plc | 2,802,068 | $1.34B | 0.30% | +58,993+2.2% | Added |
| Royal Bank of Canada | 2,496,935 | $1.19B | 0.21% | +282,336+12.7% | Added |
| Amundi | 2,375,710 | $1.18B | 0.38% | +464,036+24.3% | Added |
| Nuveen, LLC | 2,253,914 | $1.08B | 0.28% | −111,514−4.7% | Reduced |
| Wells Fargo & Company | 1,997,263 | $953.0M | 0.19% | +93,617+4.9% | Added |
| Massachusetts Financial Services Co | 1,830,414 | $873.4M | 0.27% | +1,736,631+1,851.8% | Added |
| Voya Investment Management LLC | 1,777,589 | $848.2M | 0.85% | +478,972+36.9% | Added |
| UBS Group AG | 1,646,018 | $785.4M | 0.15% | −517,500−23.9% | Reduced |
| Capital Wealth Planning, LLC | 1,619,186 | $772.6M | 5.45% | −14,664−0.9% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,478,346 | $705.4M | 0.41% | −20,926−1.4% | Reduced |
| Swiss National Bank | 1,355,800 | $646.9M | 0.38% | −91,000−6.3% | Reduced |
| Deutsche Bank AG | 1,348,179 | $643.3M | 0.22% | −169,206−11.2% | Reduced |
| Primecap Management Co | 1,270,428 | $606.2M | 0.46% | −100,470−7.3% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,245,136 | $594.1M | 0.43% | −10,371−0.8% | Reduced |
| Ameriprise Financial Inc | 1,196,054 | $570.7M | 0.13% | −312,363−20.7% | Reduced |
| Barclays PLC | 1,176,651 | $561.4M | 0.21% | −226,436−16.1% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 1,064,346 | $507.9M | 0.46% | +998,813+1,524.1% | Added |
| National Pension Service | 1,025,256 | $489.2M | 0.38% | +30,953+3.1% | Added |
| Raymond James Financial Inc | 1,022,912 | $488.1M | 0.16% | +50,502+5.2% | Added |
| LPL Financial LLC | 983,209 | $469.1M | 0.14% | −3,212−0.3% | Reduced |
| Alliancebernstein L.P. | 925,126 | $441.4M | 0.14% | +352,961+61.7% | Added |
| HSBC Holdings PLC | 917,312 | $437.0M | 0.26% | −4,530−0.5% | Reduced |
| California Public Employees Retirement System | 900,511 | $429.7M | 0.26% | +60,080+7.1% | Added |
| Neuberger Berman Group LLC | 858,479 | $409.6M | 0.30% | −37,325−4.2% | Reduced |
| Rhumbline Advisers | 852,649 | $406.8M | 0.33% | +6,001+0.7% | Added |
| California State Teachers Retirement System | 736,404 | $351.4M | 0.36% | −15,391−2.0% | Reduced |
| American Century Companies Inc | 734,890 | $350.7M | 0.18% | +6,978+1.0% | Added |
| National Bank of Canada | 721,792 | $344.4M | 0.39% | +209,035+40.8% | Added |
| Citigroup Inc | 712,184 | $339.8M | 0.23% | −263,060−27.0% | Reduced |
| Victory Capital Management Inc | 701,963 | $334.9M | 0.21% | +20,398+3.0% | Added |
| HighTower Advisors, LLC | 662,733 | $316.2M | 0.36% | −3,586−0.5% | Reduced |
| Bank of Montreal | 660,425 | $315.1M | 0.14% | −17,282−2.6% | Reduced |
| Stifel Financial Corp | 612,543 | $292.3M | 0.27% | −13,042−2.1% | Reduced |
| Thrivent Financial for Lutherans | 590,526 | $281.8M | 0.55% | −30,992−5.0% | Reduced |
| Principal Financial Group Inc | 587,369 | $280.3M | 0.14% | −18,638−3.1% | Reduced |
| New York State Common Retirement Fund | 582,786 | $278.1M | 0.36% | −3,769−0.6% | Reduced |
| FIL Ltd | 582,159 | $277.8M | 0.22% | +462,250+385.5% | Added |
| BNP Paribas Arbitrage, SA | 568,649 | $271.3M | 0.21% | −49,751−8.0% | Reduced |
| ProShare Advisors LLC | 568,078 | $271.1M | 0.57% | −157,088−21.7% | Reduced |
| Van Eck Associates Corp | 559,946 | $267.2M | 0.25% | −11,778−2.1% | Reduced |
| Schroder Investment Management Group | 551,500 | $260.1M | 0.20% | −31,985−5.5% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 531,711 | $253.7M | 0.72% | −5,646−1.1% | Reduced |
| Two Sigma Advisers, LP | 525,300 | $250.6M | 0.50% | +212,600+68.0% | Added |
| Citadel Advisors LLC | 524,583 | $250.3M | 0.20% | +223,396+74.2% | Added |
| Franklin Resources Inc | 513,497 | $245.0M | 0.06% | −5,399−1.0% | Reduced |
| US Bancorp | 506,048 | $241.5M | 0.29% | −12,529−2.4% | Reduced |
| Canada Pension Plan Investment Board | 505,026 | $241.0M | 0.17% | +130,389+34.8% | Added |
| SG Americas Securities, LLC | 502,527 | $239.8M | 0.88% | +11,574+2.4% | Added |
| Fifth Third Bancorp | 500,429 | $238.8M | 0.76% | −781−0.2% | Reduced |
| Standard Life Aberdeen plc | 500,220 | $236.2M | 0.37% | +65,634+15.1% | Added |
| Toronto Dominion Bank | 488,123 | $232.9M | 0.45% | −5,159−1.0% | Reduced |
| Envestnet Asset Management Inc | 476,207 | $227.2M | 0.07% | −670−0.1% | Reduced |
| Diamond Hill Capital Management Inc | 458,542 | $218.8M | 1.04% | −338,657−42.5% | Reduced |
| Bank of Nova Scotia | 439,989 | $209.9M | 0.37% | +26,928+6.5% | Added |
| Pictet Asset Management Holding SA | 437,441 | $208.7M | 0.20% | −27,350−5.9% | Reduced |
| Zacks Investment Management | 422,182 | $201.4M | 1.60% | −1,889−0.4% | Reduced |
| Assenagon Asset Management S.A. | 420,435 | $200.6M | 0.30% | −422,658−50.1% | Reduced |
| State Board of Administration of Florida Retirement System | 419,989 | $200.4M | 0.35% | −27,214−6.1% | Reduced |
| Korea Investment CORP | 419,436 | $200.1M | 0.41% | +57,347+15.8% | Added |
| Millennium Management LLC | 403,737 | $192.6M | 0.15% | −195,572−32.6% | Reduced |
| Two Sigma Investments, LP | 403,727 | $192.6M | 0.30% | +259,526+180.0% | Added |
| Jane Street Group, LLC | 389,730 | $186.0M | 0.22% | −33,218−7.9% | Reduced |
| New York State Teachers Retirement System | 387,749 | $185.0M | 0.36% | −25,772−6.2% | Reduced |
| Aviva PLC | 384,172 | $183.3M | 0.33% | +23,046+6.4% | Added |
| Nordea Investment Management AB | 386,408 | $183.3M | 0.16% | −244,971−38.8% | Reduced |
| Commonwealth Equity Services, LLC | 383,256 | $182.9M | 0.24% | −22,404−5.5% | Reduced |
| Caisse de Depot Et Placement du Quebec | 378,158 | $180.4M | 0.33% | +167,393+79.4% | Added |
| The PNC Financial Services Group, Inc. | 358,727 | $171.2M | 0.10% | −4,246−1.2% | Reduced |
| Balyasny Asset Management LLC | 347,892 | $166.0M | 0.33% | −20,278−5.5% | Reduced |
| CI Private Wealth, LLC | 352,743 | $165.1M | 0.26% | −214,856−37.9% | Reduced |
| Swedbank AB | 345,411 | $164.8M | 0.17% | +1,107+0.3% | Added |
| Creative Planning | 343,917 | $164.1M | 0.13% | +67,967+24.6% | Added |
| First Trust Advisors LP | 334,495 | $159.6M | 0.12% | +54,048+19.3% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 328,650 | $156.8M | 1.27% | 00.0% | Unchanged |
| Alecta Pensionsforsakring, Omsesidigt | 328,600 | $156.7M | 0.70% | 00.0% | Unchanged |
| Adage Capital Partners GP, L.L.C. | 327,324 | $156.2M | 0.25% | +163,740+100.1% | Added |
| Natixis Advisors, L.P. | 323,720 | $154.5M | 0.23% | +69,249+27.2% | Added |
| DekaBank Deutsche Girozentrale | 326,603 | $153.3M | 0.26% | 00.0% | Unchanged |